-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8n0R0TxFT0Koks43t5Gsr+p8a93Nc2pAGReN7VkUElHq1qib5SRuwc3jDFLhc7z zVtaEG0rpReD5q9kyqLtNg== 0001144204-07-029857.txt : 20070719 0001144204-07-029857.hdr.sgml : 20070719 20070601155929 ACCESSION NUMBER: 0001144204-07-029857 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESPONSE GENETICS INC CENTRAL INDEX KEY: 0001124608 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 1640 MARENGO ST., STREET 2: 6TH FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90033 BUSINESS PHONE: (323) 224-3900 MAIL ADDRESS: STREET 1: 1640 MARENGO ST., STREET 2: 6TH FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90033 CORRESP 1 filename1.htm Unassociated Document
RESPONSE GENETICS, INC.


            June 1, 2007

VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Sonia Barros, Esq.

 
Re:
Response Genetics, Inc.
   
Registration Statement on Form SB-2
   
File No. 333-139534

Dear Ms. Barros:

Pursuant to Rule 461 of Regulation C of the Securities Act of 1933, as amended, Response Genetics, Inc., a Delaware corporation (the “Company”), hereby requests that the above-referenced registration statement be made effective at 4:30 p.m., Eastern time, on Monday, June 4, 2007, or as soon thereafter as practicable.

In connection with the foregoing request, the Company acknowledges the following:

 
·
should the Commission or the staff, acting pursuant to delegated authority, declare the Registration Statement effective, it does not foreclose the Commission from taking any action with respect to the filing;
 
·
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
 
·
the Company may not assert the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.

The cooperation of the staff in meeting the timetable described above is very much appreciated. Please call Faith Charles of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., counsel to the Company, at (212) 692-6770 with any comments or questions regarding this matter.


 
Very truly yours,
   
 
RESPONSE GENETICS, INC.
   
 
/s/ Kathleen Danenberg
 
Name:  Kathleen Danenberg
 
Title:    President and Chief Executive Officer
 
 
 

 
 
CORRESP 2 filename2.htm Unassociated Document
MAXIM GROUP LLC
405 LEXINGTON AVENUE
NEW YORK, NEW YORK 10174


June 1, 2007


Securities and Exchange Commission
100 F Street, N.W.
Washington, D.C. 20549

 
RE:
RESPONSE GENETICS, INC (THE "COMPANY")
REGISTRATION STATEMENT ON FORM SB-2 (FILE NO. 333-139534)

Ladies and Gentlemen:

In connection with the above-captioned registration statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the "Act"), the undersigned, as representative of the underwriters, hereby joins in the request of the Company that the effective date of such registration statement be accelerated to 4:30 p.m. (New York time) on Monday, June 4, 2007, or as soon thereafter as practicable.

In accordance with Rule 460 under the Act and in connection with the foregoing, please note that the undersigned has effected from May 3, 2007 through the date hereof approximately the following distribution of the Company’s Preliminary Prospectus, dated May 3, 2007:


  500        to the Underwriters;

  0          to prospective underwriting syndicate members;

  264        to prospective dealers; and

  3,736      to prospective investors and others.

TOTAL
  4,500     

 
 

 
 
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.


 
Very truly yours,
   
 
MAXIM GROUP LLC, as representative
 
of the underwriters
   
 
 
 
By: /s/ Clifford A. Teller                                          
 
       Name:  Clifford A. Teller
 
       Title:    Director of Investment Banking

 
 

 


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