0001140361-15-014653.txt : 20150407
0001140361-15-014653.hdr.sgml : 20150407
20150407180106
ACCESSION NUMBER: 0001140361-15-014653
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150403
FILED AS OF DATE: 20150407
DATE AS OF CHANGE: 20150407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RESPONSE GENETICS INC
CENTRAL INDEX KEY: 0001124608
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1640 MARENGO ST.,
STREET 2: 6TH FLOOR
CITY: LOS ANGELES,
STATE: CA
ZIP: 90033
BUSINESS PHONE: (323) 224-3900
MAIL ADDRESS:
STREET 1: 1640 MARENGO ST.,
STREET 2: 6TH FLOOR
CITY: LOS ANGELES,
STATE: CA
ZIP: 90033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWIFTCURRENT OFFSHORE, LTD.
CENTRAL INDEX KEY: 0001124973
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33509
FILM NUMBER: 15757629
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212 984 2125
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: SWIFTCURRENT OFFSHORE LTD.
DATE OF NAME CHANGE: 20090318
FORMER NAME:
FORMER CONFORMED NAME: SWIFTCURRENT OFFSHORE LTD
DATE OF NAME CHANGE: 20000927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIGNONE ROBERTO
CENTRAL INDEX KEY: 0001258394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33509
FILM NUMBER: 15757630
MAIL ADDRESS:
STREET 1: C/O BRIDGER MANAGEMENT, LLC.
STREET 2: 90 PARK AVENUE, 40TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRIDGER MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001166309
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33509
FILM NUMBER: 15757631
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE,
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-918-0820
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE,
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: BRIDGER MANAGEMENT LLC
DATE OF NAME CHANGE: 20020130
4
1
doc1.xml
FORM 4
X0306
4
2015-04-03
0
0001124608
RESPONSE GENETICS INC
RGDX
0001166309
BRIDGER MANAGEMENT, LLC
90 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10016
0
0
1
0
0001258394
MIGNONE ROBERTO
90 PARK AVENUE
40TH FLOOR
NEW YORK
NY
10016
0
0
1
0
0001124973
SWIFTCURRENT OFFSHORE, LTD.
90 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10016
0
0
1
0
Warrants (right to buy)
.37
2015-04-03
4
J
0
1351352
A
2015-04-03
2021-04-03
Common Stock
1351352
1351352
I
See footnotes
The warrants were acquired in connection with the Second Amended Credit Agreement dated as of April 3, 2015 (the "Second Amended Credit Agreement") among the Issuer, as the borrower, and the parties thereto, including Swiftcurrent Offshore Master Ltd., as a lender. Swiftcurrent Offshore Ltd. invests substantially all of its assets in Swiftcurrent Offshore Master, Ltd. and may be deemed to share beneficial ownership of the securities owned by Swiftcurrent Offshore Master, Ltd. Pursuant to the Second Amended Credit Agreement, Swiftcurrent Offshore Master Ltd. provided the Issuer with a Term Loan Commitment of $551,000.
Swiftcurrent Offshore Master, Ltd. is the owner of record of the warrants reported herein. As stated above, Swiftcurrent Offshore Ltd. invests substantially all of its assets in Swiftcurrent Offshore Master, Ltd. and may be deemed to share beneficial ownership of the securities owned by Swiftcurrent Offshore Master, Ltd. Bridger Management LLC is the investment adviser to Swiftcurrent Offshore Master Ltd. Mr. Mignone is the managing member of Bridger Management, LLC. Each of Bridger Management LLC and Mr. Mignone may be deemed to share beneficial ownership of the securities reported herein.
Each reporting person and entity named herein disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein and this report shall not be deemed an admission that the reporting person or any entity named herein is the beneficial owner of the securities for purposes of Section 16, or for any other purpose.
/s/ Roberto Mignone, Managing Member of Bridger Management, LLC
2015-04-07
/s/ Roberto Mignone
2015-04-07
/s/ Roberto Mignone, Managing Member of Investment Adviser for Swiftcurrent Offshore, Ltd
2015-04-07