0001587987-24-000201.txt : 20240924 0001587987-24-000201.hdr.sgml : 20240924 20240924115112 ACCESSION NUMBER: 0001587987-24-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240923 FILED AS OF DATE: 20240924 DATE AS OF CHANGE: 20240924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOANE BARRY CENTRAL INDEX KEY: 0001124485 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36742 FILM NUMBER: 241318446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewtekOne, Inc. CENTRAL INDEX KEY: 0001587987 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Newtek Business Services Corp. DATE OF NAME CHANGE: 20130930 4 1 wk-form4_1727193065.xml FORM 4 X0508 4 2024-09-23 0 0001587987 NewtekOne, Inc. NEWT 0001124485 SLOANE BARRY 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 1 1 0 0 Chairman & CEO 0 Common stock 2024-09-23 4 P 0 10000 11.7954 A 1157323 D Common stock 2024-09-23 4 P 0 10000 11.6905 A 1167323 D Common stock 2024-09-23 4 P 0 10000 11.68 A 1177323 D Common stock 2024-09-23 4 P 0 1134 11.7485 A 1178457 D Common stock 2024-09-23 4 P 0 5386 11.79 A 1183843 D Common stock 2024-09-23 4 P 0 3614 11.9195 A 1187457 D Common stock 2024-09-24 4 G 0 40134 0 D 1147323 D Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities. Barry Sloane 2024-09-24