0001209191-15-025687.txt : 20150312 0001209191-15-025687.hdr.sgml : 20150312 20150312172516 ACCESSION NUMBER: 0001209191-15-025687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150310 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARDONE RANDAL A CENTRAL INDEX KEY: 0001124465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 15696899 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-10 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001124465 NARDONE RANDAL A 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK NY 10105 0 1 0 0 Secretary Series B Cumulative Redeemable Preferred Stock 2015-03-10 4 S 0 13110 25.7629 D 15435 I Drawbridge DSO Securities LLC Series B Cumulative Redeemable Preferred Stock 2015-03-11 4 S 0 15435 25.8054 D 0 I Drawbridge DSO Securities LLC Series C Cumulative Redeemable Preferred Stock 2015-03-10 4 S 0 2692 24.7684 D 0 I Drawbridge DSO Securities LLC These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein. /s/ Randal A. Nardone 2015-03-12