0001209191-15-025687.txt : 20150312
0001209191-15-025687.hdr.sgml : 20150312
20150312172516
ACCESSION NUMBER: 0001209191-15-025687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150312
DATE AS OF CHANGE: 20150312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP
CENTRAL INDEX KEY: 0001175483
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 810559116
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2127986100
MAIL ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NARDONE RANDAL A
CENTRAL INDEX KEY: 0001124465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31458
FILM NUMBER: 15696899
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-10
0
0001175483
NEWCASTLE INVESTMENT CORP
NCT
0001124465
NARDONE RANDAL A
1345 AVENUE OF THE AMERICAS
46TH FLOOR
NEW YORK
NY
10105
0
1
0
0
Secretary
Series B Cumulative Redeemable Preferred Stock
2015-03-10
4
S
0
13110
25.7629
D
15435
I
Drawbridge DSO Securities LLC
Series B Cumulative Redeemable Preferred Stock
2015-03-11
4
S
0
15435
25.8054
D
0
I
Drawbridge DSO Securities LLC
Series C Cumulative Redeemable Preferred Stock
2015-03-10
4
S
0
2692
24.7684
D
0
I
Drawbridge DSO Securities LLC
These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.
/s/ Randal A. Nardone
2015-03-12