0001124465-13-000002.txt : 20130219 0001124465-13-000002.hdr.sgml : 20130219 20130215175608 ACCESSION NUMBER: 0001124465-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARDONE RANDAL A CENTRAL INDEX KEY: 0001124465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 13620939 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-02-15 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001124465 NARDONE RANDAL A 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 0 1 0 0 Secretary Common Stock, par value $0.01 per share 2013-02-15 4 P 0 95500 10.48 A 993810 D Shares were purchased in connection with the Company's public offering of common stock announced on February 11, 2013. Randal A. Nardone 2013-02-15