-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlvEph+GafigK9HOYJXakpbbj8pdcL26LfMHkVf1XQ3bx//3jEI76EAy3qYPOhOd YUX1RE0pP4xaTxfSXyQ9jw== 0001005477-07-010057.txt : 20071205 0001005477-07-010057.hdr.sgml : 20071205 20071205164123 ACCESSION NUMBER: 0001005477-07-010057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARDONE RANDAL A CENTRAL INDEX KEY: 0001124465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 071287092 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 16FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 edgar123.xml FORM 4 X0202 4 2007-11-30 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001124465 NARDONE RANDAL A 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 1 0 0 Secretary Common Stock, par value $0.01 per share 2007-11-30 4 J 0 825 12.94 A 117000 I Fortress Partners Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 1200 12.95 A 117000 I Fortress Partners Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 1800 12.97 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 675 12.99 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 450 13.00 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 2775 13.01 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.015 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 300 13.02 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 2475 13.03 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 150 13.04 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 5100 13.05 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 2622.75 13.06 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 975 13.07 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 937.50 13.08 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.085 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 1575 13.09 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 27339.75 13.10 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 150 13.105 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 11235 13.11 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 3000 13.12 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.125 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 2581.50 13.13 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 2865 13.14 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 15643.50 13.15 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 375 13.155 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 3825 13.16 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 225 13.165 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 450 13.17 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 150 13.18 A 117000 I Fortress Partners Securities, LLP Common Stock, par value $0.01 per share 2007-11-30 4 J 0 825 13.19 A 117000 I Fortress Partners Securities, LLP Mr. Nardone may be deemed to be the beneficial owner of these shares of common stock by virtue of his relationship to Fortress Operating Entity I LP ("FOE I", which was formerly known as Fortress Investment Holdings LLC) and Fortress Operating Entity II LP ("FOE II," which was formerly known as Fortress Principal Investment Holdings II LLC). However, Mr. Nardone disclaims beneficial ownership of any shares of common stock of the issuer held by FOE I or FOE II except to the extent of his pecuniary interest therein. Reflects aggregate amount of shares purchased on November 30, 2007, which amounts are broken out by purchase price in Column 4 of this form and the other Form 4s filed on behalf of the reporting person on December 5, 2007. Fortress Partners Fund LP is the sole managing member of Fortress Partners Securities LLC. Fortress Partners GP LLC is the general partner of Fortress Partners Fund LP. Fortress Partners Investment Holdings IV LLC is the sole managing member of Fortress Partners GP LLC. Fortress Partners Advisors LLC ("FPA") is the investment advisor of Fortress Partners Fund LP. FIG LLC is the sole managing member of FPA. FOE I is the sole managing member of FIG LLC and FPIH IV. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly-owned subsidiary of Fortress Investment Group LLC ("FIG"). /s/ Randal A. Nardone 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----