0001840776-24-000123.txt : 20240610
0001840776-24-000123.hdr.sgml : 20240610
20240610162045
ACCESSION NUMBER: 0001840776-24-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240606
FILED AS OF DATE: 20240610
DATE AS OF CHANGE: 20240610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAUFFMAN ROBERT I
CENTRAL INDEX KEY: 0001124462
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40244
FILM NUMBER: 241033018
MAIL ADDRESS:
STREET 1: C/O FIG LLC 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK, NY
STATE: X1
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hagerty, Inc.
CENTRAL INDEX KEY: 0001840776
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
BUSINESS PHONE: 800-922-4050
MAIL ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
FORMER COMPANY:
FORMER CONFORMED NAME: Aldel Financial Inc.
DATE OF NAME CHANGE: 20210115
4
1
wk-form4_1718050835.xml
FORM 4
X0508
4
2024-06-06
0
0001840776
Hagerty, Inc.
HGTY
0001124462
KAUFFMAN ROBERT I
105 S. MAPLE STREET
ITASCA
IL
60143
1
0
0
0
1
Class A Common Stock
2024-06-06
4
S
0
8851
9.92
D
3328029
I
By Aldel LLC
Class A Common Stock
2024-06-07
4
S
0
5865
9.95
D
3322164
I
By Aldel LLC
Class A Common Stock
2024-06-10
4
S
0
11049
10.06
D
3311115
I
By Aldel LLC
The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
This transaction was executed in multiple trades at prices ranging from $9.75 to $10.10. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction was executed in multiple trades at prices ranging from $9.76 to $10.10. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.74 to $10.23. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Diana M. Chafey, Power of Attorney
2024-06-10