0001840776-22-000167.txt : 20221223 0001840776-22-000167.hdr.sgml : 20221223 20221223174338 ACCESSION NUMBER: 0001840776-22-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221222 FILED AS OF DATE: 20221223 DATE AS OF CHANGE: 20221223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFFMAN ROBERT I CENTRAL INDEX KEY: 0001124462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 221486249 MAIL ADDRESS: STREET 1: C/O FIG LLC 1345 AVENUE OF THE AMERICAS CITY: NEW YORK, NY STATE: X1 ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wf-form4_167183540350789.xml FORM 4 X0306 4 2022-12-22 0 0001840776 Hagerty, Inc. HGTY 0001124462 KAUFFMAN ROBERT I 105 S. MAPLE STREET ITASCA IL 60143 1 0 0 0 Public Warrants 11.5 2022-12-22 4 P 0 9900 2 A 2022-04-12 2026-12-02 Class A Common Stock 9900.0 851560 I By Aldel LLC The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022. Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Barbara Matthews, Attorney in Fact 2022-12-23