0001209191-15-052565.txt : 20150611
0001209191-15-052565.hdr.sgml : 20150611
20150611214515
ACCESSION NUMBER: 0001209191-15-052565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150609
FILED AS OF DATE: 20150611
DATE AS OF CHANGE: 20150611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Residential Investment Corp.
CENTRAL INDEX KEY: 0001556593
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 453449660
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 Avenue of the Americas
CITY: New York
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-479-3195
MAIL ADDRESS:
STREET 1: 1345 Avenue of the Americas
CITY: New York
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: New Residential Investment LLC
DATE OF NAME CHANGE: 20121214
FORMER COMPANY:
FORMER CONFORMED NAME: Spinco Inc.
DATE OF NAME CHANGE: 20120821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDENS WESLEY R
CENTRAL INDEX KEY: 0001124460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35777
FILM NUMBER: 15927291
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-09
0
0001556593
New Residential Investment Corp.
NRZ
0001124460
EDENS WESLEY R
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
1
0
0
0
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
547583
6.58
A
1066128
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
849916
4.98
A
1916044
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
751983
6.82
A
2668027
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
909833
7.34
A
3577860
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
1011283
7.34
A
4589143
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
M
0
2088928
10.24
A
6678071
I
See Footnote
Common Stock, par value $0.01 per share
2015-06-09
4
F
0
2913762
16.63
D
3764309
I
See Footnote
Common Stock, par value $0.01 per share
1091607
D
Stock Option (right to buy)
6.58
2015-06-09
4
M
0
547583
0.00
D
2021-03-01
Common Stock, par value $0.01 per share
547583
0
I
Fortress Operating Entity I
Stock Option (right to buy)
4.98
2015-06-09
4
M
0
849916
0.00
D
2021-09-01
Common Stock, par value $0.01 per share
849916
0
I
Fortress Operating Entity I
Stock Option (right to buy)
6.82
2015-06-09
4
M
0
751983
0.00
D
2022-04-03
Common Stock, par value $0.01 per share
751983
0
I
Fortress Operating Entity I
Stock Option (right to buy)
7.34
2015-06-09
4
M
0
909833
0.00
D
2022-05-21
Common Stock, par value $0.01 per share
909833
0
I
Fortress Operating Entity I
Stock Option (right to buy)
7.34
2015-06-09
4
M
0
1011283
0.00
D
2022-07-31
Common Stock, par value $0.01 per share
1011283
0
I
Fortress Operating Entity I
Stock Option (right to buy)
10.24
2015-06-09
4
M
0
2088928
0.00
D
2023-01-01
Common Stock, par value $0.01 per share
2088928
0
I
Fortress Operating Entity I
These securities are held directly or indirectly by Fortress Operating Entity I LP ("FOE I"). Wesley R. Edens does not personally own these securities. However, by virtue of his relationship to FOE I as described below, Mr. Edens may be deemed to be a beneficial owner of these securities. Mr. Edens disclaims such beneficial ownership except to the extent of his pecuniary interest in these securities. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly-owned subsidiary of Fortress Investment Group LLC. Mr. Edens is a principal and co-chairman of the board of directors of, and a shareholder in, Fortress Investment Group LLC.
Reflects the issuer's 1-for-2 reverse stock split that occurred on October 17, 2014.
Options were fully vested on date of initial grant from the issuer to FOE I and became exercisable in thirty equal monthly installments beginning on the first of each month following the month in which the options were granted.
The options (or predecessor options in the issuer's prior parent corporation) were issued March 1, 2011.
The options (or predecessor options in the issuer's prior parent corporation) were issued September 1, 2011.
The options (or predecessor options in the issuer's prior parent corporation) were issued April 3, 2012.
The options (or predecessor options in the issuer's prior parent corporation) were issued May 21, 2012.
The options (or predecessor options in the issuer's prior parent corporation) were issued July 31, 2012.
The options (or predecessor options in the issuer's prior parent corporation) were issued January 1, 2013.
/s/ Cameron MacDougall, as attorney-in-fact
2015-06-11