0001209191-15-052565.txt : 20150611 0001209191-15-052565.hdr.sgml : 20150611 20150611214515 ACCESSION NUMBER: 0001209191-15-052565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Residential Investment Corp. CENTRAL INDEX KEY: 0001556593 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453449660 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 Avenue of the Americas CITY: New York STATE: NY ZIP: 10105 BUSINESS PHONE: 212-479-3195 MAIL ADDRESS: STREET 1: 1345 Avenue of the Americas CITY: New York STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment LLC DATE OF NAME CHANGE: 20121214 FORMER COMPANY: FORMER CONFORMED NAME: Spinco Inc. DATE OF NAME CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDENS WESLEY R CENTRAL INDEX KEY: 0001124460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35777 FILM NUMBER: 15927291 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-09 0 0001556593 New Residential Investment Corp. NRZ 0001124460 EDENS WESLEY R 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 1 0 0 0 Common Stock, par value $0.01 per share 2015-06-09 4 M 0 547583 6.58 A 1066128 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 M 0 849916 4.98 A 1916044 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 M 0 751983 6.82 A 2668027 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 M 0 909833 7.34 A 3577860 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 M 0 1011283 7.34 A 4589143 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 M 0 2088928 10.24 A 6678071 I See Footnote Common Stock, par value $0.01 per share 2015-06-09 4 F 0 2913762 16.63 D 3764309 I See Footnote Common Stock, par value $0.01 per share 1091607 D Stock Option (right to buy) 6.58 2015-06-09 4 M 0 547583 0.00 D 2021-03-01 Common Stock, par value $0.01 per share 547583 0 I Fortress Operating Entity I Stock Option (right to buy) 4.98 2015-06-09 4 M 0 849916 0.00 D 2021-09-01 Common Stock, par value $0.01 per share 849916 0 I Fortress Operating Entity I Stock Option (right to buy) 6.82 2015-06-09 4 M 0 751983 0.00 D 2022-04-03 Common Stock, par value $0.01 per share 751983 0 I Fortress Operating Entity I Stock Option (right to buy) 7.34 2015-06-09 4 M 0 909833 0.00 D 2022-05-21 Common Stock, par value $0.01 per share 909833 0 I Fortress Operating Entity I Stock Option (right to buy) 7.34 2015-06-09 4 M 0 1011283 0.00 D 2022-07-31 Common Stock, par value $0.01 per share 1011283 0 I Fortress Operating Entity I Stock Option (right to buy) 10.24 2015-06-09 4 M 0 2088928 0.00 D 2023-01-01 Common Stock, par value $0.01 per share 2088928 0 I Fortress Operating Entity I These securities are held directly or indirectly by Fortress Operating Entity I LP ("FOE I"). Wesley R. Edens does not personally own these securities. However, by virtue of his relationship to FOE I as described below, Mr. Edens may be deemed to be a beneficial owner of these securities. Mr. Edens disclaims such beneficial ownership except to the extent of his pecuniary interest in these securities. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly-owned subsidiary of Fortress Investment Group LLC. Mr. Edens is a principal and co-chairman of the board of directors of, and a shareholder in, Fortress Investment Group LLC. Reflects the issuer's 1-for-2 reverse stock split that occurred on October 17, 2014. Options were fully vested on date of initial grant from the issuer to FOE I and became exercisable in thirty equal monthly installments beginning on the first of each month following the month in which the options were granted. The options (or predecessor options in the issuer's prior parent corporation) were issued March 1, 2011. The options (or predecessor options in the issuer's prior parent corporation) were issued September 1, 2011. The options (or predecessor options in the issuer's prior parent corporation) were issued April 3, 2012. The options (or predecessor options in the issuer's prior parent corporation) were issued May 21, 2012. The options (or predecessor options in the issuer's prior parent corporation) were issued July 31, 2012. The options (or predecessor options in the issuer's prior parent corporation) were issued January 1, 2013. /s/ Cameron MacDougall, as attorney-in-fact 2015-06-11