-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wvi/1YNtWOQc7GJCC50qK68q95I6UlcKfo2cribQTtPCf30hr1lLzVDDP7Et7vUh Xlzh8VpnfWpYptxUjUaWzA== 0001005477-07-010062.txt : 20071205 0001005477-07-010062.hdr.sgml : 20071205 20071205164327 ACCESSION NUMBER: 0001005477-07-010062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDENS WESLEY R CENTRAL INDEX KEY: 0001124460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 071287107 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 16 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 edgar123.xml FORM 4 X0202 4 2007-11-30 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001124460 EDENS WESLEY R 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 1 0 0 1 Chairman of the Board Common Stock, par value $0.01 per share 2007-11-30 4 J 0 175 13.28 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 575 13.30 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 525 13.31 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 450 13.315 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 625 13.32 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 400 13.325 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 275 13.33 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 175 13.335 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 200 13.34 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 300 13.35 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 50 13.36 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 550 13.40 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 750 13.42 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 1225 13.43 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 275 13.435 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.44 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.45 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 250 13.46 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.465 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 1300 13.47 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 50 13.475 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 75 13.48 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 2007-11-30 4 J 0 300 13.49 A 39000 I Fortress Partners Offshore Securities, LLC Common Stock, par value $0.01 per share 1025729 I Fortress Operating Entity II Common Stock, par value $0.01 per share 790765 D Mr. Edens may be deemed to be the beneficial owner of these shares of common stock by virtue of his relationship to Fortress Operating Entity I LP ("FOE I", which was formerly known as Fortress Investment Holdings LLC) and Fortress Operating Entity II LP ("FOE II," which was formerly known as Fortress Principal Investment Holdings II LLC). However, Mr. Edens disclaims beneficial ownership of any shares of common stock of the issuer held by FOE I or FOE II except to the extent of his pecuniary interest therein. Reflects aggregate amount of shares purchased on November 30, 2007, which amounts are broken out by purchase price in Column 4 of this form and the other Form 4s filed on behalf of the reporting person on December 5, 2007. Fortress Partners Master Fund L.P. is the sole managing member of Fortress Partners Offshore Securities LLC. Fortress Partners Offshore Master GP LLC ("FPOM") is the general partner of Fortress Partners Master Fund L.P. FOE II is the sole managing member of FPOM. FIG Corp. is the general partner of FOE II. FIG Corp. is a wholly-owned subsidiary of FIG. /s/ Wesley R. Edens 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----