0001104659-17-029774.txt : 20170504 0001104659-17-029774.hdr.sgml : 20170504 20170504122853 ACCESSION NUMBER: 0001104659-17-029774 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 EFFECTIVENESS DATE: 20170504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLUOR CORP CENTRAL INDEX KEY: 0001124198 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 330927079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-188379 FILM NUMBER: 17812886 BUSINESS ADDRESS: STREET 1: 6700 LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 4693987000 MAIL ADDRESS: STREET 1: 6700 LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039 S-8 POS 1 a17-12066_2s8pos.htm S-8 POS

 

As filed with the Securities and Exchange Commission on May 4, 2017

Registration No. 333-188379

Registration No. 333-195613

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-188379

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-195613

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

FLUOR CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

33-0927079

(State or Other Jurisdiction of
Incorporation or Organization)

 

(I.R.S. Employer Identification No.)

 

6700 Las Colinas Boulevard, Irving, TX

 

75039

(Address of Principal Executive Offices)

 

(Zip Code)

 

Fluor Corporation Amended and Restated 2008 Executive Performance Incentive Plan

Fluor Corporation 2014 Restricted Stock Plan for Non-Employee Directors

Fluor Corporation 2017 Performance Incentive Plan

(Full Title of the Plans)

 

Carlos M. Hernandez, Esq.

Executive Vice President, Chief Legal Officer and Secretary

6700 Las Colinas Boulevard

Irving, Texas 75039

(469) 398-7000

(Name, Address, and Telephone Number,

Including Area Code, of Agent For Service)

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act or Rule 405 of the Securities Act of 1933.

 

Large accelerated filer

x

Accelerated filer

o

 

 

 

 

Non-accelerated filer

o (Do not check if a smaller reporting company)

Smaller reporting company

o

 

 

 

 

 

 

Emerging Growth Company

o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   o

 

 

 



 

EXPLANATORY STATEMENT

 

On May 6, 2013, Fluor Corporation, a Delaware corporation (the “Company” or the “Registrant”) filed a registration statement on Form S-8 (Registration No. 333-188379) (the “2008 Registration Statement”) with the Securities and Exchange Commission (the “Commission”) to register 12,000,000 Common Shares available for issuance under the Fluor Corporation Amended and Restated 2008 Executive Performance Incentive Plan (the “2008 A&R Plan”). The Registrant paid a registration fee of $91,988.16 at that time to register the securities.

 

On May 1, 2014, the Registrant filed a registration statement on Form S-8 (Registration No. 333-195613) (the “2014 Registration Statement”) with the Commission to register 500,000 Common Shares available for issuance under the Fluor Corporation 2014 Restricted Stock Plan for Non-Employee Directors (the “2014 Plan” and together with the 2008 A&R Plan, the “Prior Plans”).  The Registrant paid a registration fee of $4,896.33 at that time to register the securities.

 

On May 4, 2017 (the “Approval Date”), the shareholders of the Registrant approved the Fluor Corporation 2017 Performance Incentive Plan (the “New Plan”). Under the terms of the New Plan, effective as of the Approval Date, no new Common Shares may be issued under the Prior Plans and any Common Shares that were authorized for issuance but remain unissued under the Prior Plans as of the Approval Date and any Common Shares which may be issued in connection with outstanding awards under the Prior Plans that are forfeited, settled in cash, cancelled or expired after February 24, 2017 shall become eligible for issuance under the New Plan.

 

Accordingly, pursuant to the undertaking in Item 512(a)(1)(iii) of Regulation S-K that the Registrant disclose a material change in the plan of distribution as it was originally disclosed in the 2008 Registration Statement and the 2014 Registration Statement, the Registrant is filing this Post-Effective Amendment No. 1 to the 2008 Registration Statement and the 2014 Registration Statement to reflect that, as of the Approval Date, the Common Shares available for issuance under such registration statements will no longer be issued under the Prior Plans and may instead be issued under the New Plan.

 

Part I

 

Information Required in the Section 10(a) Prospectus

 

The documents containing the information specified in Part I of Form S-8 will be sent or given to employees who participate in the New Plan as specified by Rule 428(b)(1).  Such documents need not be filed with the Commission either as part of this Registration Statement or as prospectuses or prospectus supplements pursuant to Rule 424.  These documents and the documents incorporated by reference in this Registration Statement pursuant to Item 3 of Part II of Form S-8, taken together, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.

 

Part II

 

Information Required in the Registration Statement

 

Item 3. Incorporation of Documents by Reference.

 

The following documents, which have previously been filed by the Company with the Commission, are incorporated by reference into this Registration Statement and shall be deemed a part hereof, provided, however, that we are not incorporating by reference any information furnished (but not filed) under Item 2.02 or Item 7.01 of any Current Report on Form 8-K, except as specified below:

 

(1)                                 The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2016, filed on February 17, 2017;

 

(2)                                 The Registrant’s Current Reports on Form 8-K filed on February 7, 2017 and March 9, 2017; and

 

(3)                                 The description of the Common Stock contained in the Registration Statement on Form 10-12B, as filed with the SEC on September 20, 2000 under Section 12(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) as amended by the Current Report on Form 8-K filed with the SEC on May 9, 2008.

 

2



 

In addition, all documents filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered hereby have been sold or which deregisters all such securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and made part hereof from their respective dates of filing (such documents, and the documents listed above, being hereinafter referred to as “Incorporated Documents”); provided, however, that the documents listed above or subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act in each year during which the offering made by this Registration Statement is in effect prior to the filing with the Commission of the Company’s Annual Report on Form 10-K covering such year shall cease to be Incorporated Documents or be incorporated by reference in this Registration Statement from and after the filing of such Annual Reports.

 

Any statement contained herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed Incorporated Document modifies or supersedes such statement.  Any statement contained in an Incorporated Document shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed Incorporated Document modifies or supersedes such statement.  Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

Item 4. Description of Securities.

 

Not applicable.

 

Item 5. Interests of Named Experts and Counsel.

 

Not applicable.

 

Item 6. Indemnification of Directors and Officers.

 

Section 145 of the Delaware General Corporation Law (the “DGCL”) provides that a corporation may indemnify its directors and officers, as well as other employees and individuals, against expenses (including attorneys’ fees), judgments, fines and amounts paid in settlement in connection with specified actions, suits or proceedings, whether civil, criminal, administrative or investigative (other than an action by or in the right of the corporation — a “derivative action”), if they acted in good faith and in a manner they reasonably believed to be in or not opposed to the best interests of the corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe their conduct was unlawful. A similar standard is applicable in the case of derivative actions, except that indemnification only extends to expenses (including attorneys’ fees) incurred in connection with the defense or settlement of such actions, and the statute requires court approval before there can be any indemnification in which the person seeking indemnification has been found liable to the corporation. The statute provides that it is not exclusive of other indemnification that may be granted by a corporation’s bylaws, disinterested director vote, stockholder vote, agreement or otherwise.

 

Section 102(b)(7) of the DGCL permits a corporation to provide in its certificate of incorporation that a director of the corporation shall not be personally liable to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director, except for liability for (i) any breach of the director’s duty of loyalty to the corporation or its stockholders, (ii) acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law, (iii) payments of unlawful dividends or unlawful stock repurchases or redemptions, or (iv) any transaction from which the director derived an improper personal benefit.

 

Article Thirteenth of the Company’s Amended and Restated Certificate of Incorporation provides that, to the full extent that the DGCL, as it now exists or may hereafter be amended, permits the limitation or elimination of the liability of directors, a director of the Company shall not be liable to the Company or its stockholders for monetary damages for breach of fiduciary duty as a director.  Any amendment to or repeal of such Article Thirteenth shall not adversely affect any right or protection of a director of the Company for or with respect to any acts or omissions of such director occurring prior to such amendment or repeal.

 

Article Fourteenth of the Company’s Amended and Restated Certificate of Incorporation provides that the Company may, by action of its Board of Directors, provide indemnification to its employees and agents with the same scope and effect as the foregoing indemnification of directors.

 

3



 

In addition, the Company has entered into an indemnification agreement with each of its directors and executive officers.  The agreement confirms the obligations of the Company to indemnify the indemnified parties to the fullest extent authorized by the DGCL.  The agreement also provides that the Company will advance, if requested by an indemnified person, any and all expenses incurred in connection with a proceeding, subject to reimbursement by the indemnified person should a final judicial determination be made that indemnification is not available under applicable law.  The Company further agrees that its obligations under the agreement continue after the indemnified party is no longer serving the Company with respect to claims based on the indemnified party’s service at the Company.

 

Item 7. Exemption from Registration Claimed.

 

Not applicable.

 

Item 8. Exhibits.

 

See exhibits listed under the Exhibit Index below.

 

Item 9. Undertakings.

 

(a) The undersigned Registrant hereby undertakes:

 

(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:

 

(i) To include any prospectus required by Section 10(a)(3) of the Securities Act;

 

(ii) To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement.  Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and

 

(iii) To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;

 

provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post effective amendment by those paragraphs is contained in reports filed with or furnished to the SEC by the Registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the Registration Statement;

 

(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; and

 

(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering; and

 

(b) The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

4



 

(c) Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

5



 

Signatures

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No.1 to the 2008 Registration Statement and the 2014 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irving, State of Texas, on this 4th day of May, 2017.

 

 

FLUOR CORPORATION

 

 

 

By:

/s/ Carlos M. Hernandez

 

 

Carlos M. Hernandez, Esq.

Executive Vice President, Chief Legal Officer and Secretary

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ David T. Seaton

 

Chairman and Chief Executive Officer and Director (Principal Executive Officer)

 

May 4, 2017

David T. Seaton

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Biggs C. Porter

 

Executive Vice President and Chief Financial Officer (Principal Financial Officer)

 

May 4, 2017

Biggs C. Porter

 

 

 

 

 

 

 

 

 

 

 

/s/ Robin K. Chopra

 

Senior Vice President and Controller (Principal Accounting Officer)

 

May 4, 2017

Robin K. Chopra

 

 

 

 

 

 

 

 

 

 

 

/s/ Peter K. Barker

 

 

 

May 4, 2017

Peter K. Barker

 

Director

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Alan M. Bennett

 

 

 

May 4, 2017

Alan M. Bennett

 

Director

 

 

 

6



 

/s/ Rosemary T. Berkery

 

Director

 

May 4, 2017

Rosemary T. Berkery

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Peter J. Fluor

 

Director

 

May 4, 2017

Peter J. Fluor

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ James T. Hackett

 

Director

 

May 4, 2017

James T. Hackett

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Samuel J. Locklear

 

Director

 

May 4, 2017

Samuel J. Locklear

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Deborah D. McWhinney

 

Director

 

May 4, 2017

Deborah D. McWhinney

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Armando J. Olivera

 

Director

 

May 4, 2017

Armando J. Olivera

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Joseph W. Prueher

 

Director

 

May 4, 2017

Joseph W. Prueher

 

 

 

 

 

7



 

/s/ Matthew K. Rose

 

Director

 

May 4, 2017

Matthew K. Rose

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Nader H. Sultan

 

Director

 

May 4, 2017

Nader H. Sultan

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Lynn C. Swann

 

Director

 

May 4, 2017

Lynn C. Swann

 

 

 

 

 

8



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description of Exhibit

 

 

 

4.1

 

Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on May 8, 2012).

 

 

 

4.2

 

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the registrant’s Current Report on Form 8-K filed on February 9, 2016).

 

 

 

10.1

 

Fluor Corporation Amended and Restated 2008 Executive Performance Incentive Plan (incorporated by reference to Exhibit 10.1 to the registrant’s Current Report on Form 8-K filed on May 3, 2013).

 

 

 

10.2

 

Fluor Corporation 2014 Restricted Stock Plan for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to the registrant’s Form S-8 filed on May 1, 2014).

 

 

 

10.3

 

Fluor Corporation 2017 Performance Incentive Plan (incorporated by reference to Exhibit 10.1 to the registrant’s Form S-8 filed on May 4, 2017).

 

9