0001209191-21-057738.txt : 20210927
0001209191-21-057738.hdr.sgml : 20210927
20210927112712
ACCESSION NUMBER: 0001209191-21-057738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210924
FILED AS OF DATE: 20210927
DATE AS OF CHANGE: 20210927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINN BRIAN D
CENTRAL INDEX KEY: 0001124195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39897
FILM NUMBER: 211279992
MAIL ADDRESS:
STREET 1: C/O BLACKROCK KELSO CAPITAL CORPORATION
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sarcos Technology & Robotics Corp
CENTRAL INDEX KEY: 0001826681
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: (212) 818-8800
MAIL ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
FORMER COMPANY:
FORMER CONFORMED NAME: Sarcos Technology & Robotics Corporation.
DATE OF NAME CHANGE: 20210924
FORMER COMPANY:
FORMER CONFORMED NAME: Rotor Acquisition Corp.
DATE OF NAME CHANGE: 20200930
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-24
0
0001826681
Sarcos Technology & Robotics Corp
STRC
0001124195
FINN BRIAN D
C/O SARCOS TECHNOLOGY AND ROBOTICS CORP
360 WAKARA WAY
SALT LAKE CITY
UT
84108
1
0
1
0
Common Stock
2021-09-24
4
A
0
130000
10.00
A
371473
I
See footnote
Common Stock
2021-09-24
4
A
0
12500
10.00
A
12500
I
See footnote
Common Stock
8942957
I
See footnote
On April 5, 2021, the issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the "Business Combination"). As one of the PIPE Investors, on September 24, 2021, Marstar Investments LLC ("Marstar") acquired 130,000 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares that will be directly held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
On April 5, 2021, the issuer entered into subscription agreements with certain PIPE Investors pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Business Combination. As one of the PIPE Investors, on September 24, 2021, Gee Jay LLC ("Gee Jay") acquired 12,500 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the trustee of the Gee Jay. Mr. Finn disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Represents shares held by Rotor-Sarcos LLC ("Rotor-Sarcos"). Mr. Finn has shared control of Rotor-Sarcos. As such, has shared voting and dispositive power over the shares owned by Rotor-Sarcos. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
/s/ Julie Wolff, Attorney-in-fact on behalf of Brian D. Finn
2021-09-27