0001209191-21-057738.txt : 20210927 0001209191-21-057738.hdr.sgml : 20210927 20210927112712 ACCESSION NUMBER: 0001209191-21-057738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINN BRIAN D CENTRAL INDEX KEY: 0001124195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39897 FILM NUMBER: 211279992 MAIL ADDRESS: STREET 1: C/O BLACKROCK KELSO CAPITAL CORPORATION STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sarcos Technology & Robotics Corp CENTRAL INDEX KEY: 0001826681 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 FORMER COMPANY: FORMER CONFORMED NAME: Sarcos Technology & Robotics Corporation. DATE OF NAME CHANGE: 20210924 FORMER COMPANY: FORMER CONFORMED NAME: Rotor Acquisition Corp. DATE OF NAME CHANGE: 20200930 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-24 0 0001826681 Sarcos Technology & Robotics Corp STRC 0001124195 FINN BRIAN D C/O SARCOS TECHNOLOGY AND ROBOTICS CORP 360 WAKARA WAY SALT LAKE CITY UT 84108 1 0 1 0 Common Stock 2021-09-24 4 A 0 130000 10.00 A 371473 I See footnote Common Stock 2021-09-24 4 A 0 12500 10.00 A 12500 I See footnote Common Stock 8942957 I See footnote On April 5, 2021, the issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the "Business Combination"). As one of the PIPE Investors, on September 24, 2021, Marstar Investments LLC ("Marstar") acquired 130,000 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares that will be directly held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. On April 5, 2021, the issuer entered into subscription agreements with certain PIPE Investors pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Business Combination. As one of the PIPE Investors, on September 24, 2021, Gee Jay LLC ("Gee Jay") acquired 12,500 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the trustee of the Gee Jay. Mr. Finn disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Represents shares held by Rotor-Sarcos LLC ("Rotor-Sarcos"). Mr. Finn has shared control of Rotor-Sarcos. As such, has shared voting and dispositive power over the shares owned by Rotor-Sarcos. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. /s/ Julie Wolff, Attorney-in-fact on behalf of Brian D. Finn 2021-09-27