0001094891-21-000032.txt : 20210114
0001094891-21-000032.hdr.sgml : 20210114
20210114175453
ACCESSION NUMBER: 0001094891-21-000032
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210114
FILED AS OF DATE: 20210114
DATE AS OF CHANGE: 20210114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINN BRIAN D
CENTRAL INDEX KEY: 0001124195
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39897
FILM NUMBER: 21529939
MAIL ADDRESS:
STREET 1: C/O BLACKROCK KELSO CAPITAL CORPORATION
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rotor Sponsor LLC
CENTRAL INDEX KEY: 0001839020
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39897
FILM NUMBER: 21529940
BUSINESS ADDRESS:
STREET 1: C/O ROTOR ACQUISITION CORP.
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: (212) 818-8800
MAIL ADDRESS:
STREET 1: C/O ROTOR ACQUISITION CORP.
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rotor Acquisition Corp.
CENTRAL INDEX KEY: 0001826681
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: (212) 818-8800
MAIL ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2021-01-14
0
0001826681
Rotor Acquisition Corp.
ROT.U
0001124195
FINN BRIAN D
405 LEXINGTON AVENUE
NEW YORK
NY
10174
1
1
1
0
Chief Executive Officer
0001839020
Rotor Sponsor LLC
405 LEXINGTON AVENUE
NEW YORK
NY
10174
0
0
1
0
Class B Common Stock
Class A Common Stock
6900000
I
By Rotor Sponsor LLC
Warrants
11.50
Class A Common Stock
5794230
I
By Rotor Sponsor LLC
The Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.
Includes up to 900,000 shares of Class B Common Stock that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. This amount does not reflect the cancellation of up to 686,538 shares of Class B Common Stock (or 790,384 shares if the underwriters exercise their overallotment option in full) owned by the sponsor in connection with the issuance of a like number of shares to affiliates of BlackRock Inc. and Millenium Management LLC.
These securities are owned directly by Rotor Sponsor LLC, a ten percent owner of the Issuer, and indirectly by its managing member, Brian Finn, the Issuer's Chief Executive Officer. Mr. Finn disclaims beneficial ownership of the securities held by Rotor Sponsor LLC except to the extent of his pecuniary interest therein.
Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or January 14, 2022.
Each warrant will expire five years after the completion of an initial business combination.
Represents warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, Rotor Sponsor LLC irrevocably commmitted to purchase. Does not include up to 636,924 warrants which such entity irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overalloptment option in full.
/s/ Brian D. Finn
2021-01-14
Brian D. Finn, Managing Member
2021-01-14