0001209191-23-014258.txt : 20230301
0001209191-23-014258.hdr.sgml : 20230301
20230301172426
ACCESSION NUMBER: 0001209191-23-014258
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230227
FILED AS OF DATE: 20230301
DATE AS OF CHANGE: 20230301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herriott James
CENTRAL INDEX KEY: 0001957680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35092
FILM NUMBER: 23695120
MAIL ADDRESS:
STREET 1: 5505 ENDEAVOR LANE
CITY: MADISON
STATE: WI
ZIP: 53719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXACT SCIENCES CORP
CENTRAL INDEX KEY: 0001124140
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 204782291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5505 ENDEAVOR LANE
CITY: MADISON
STATE: WI
ZIP: 53719
BUSINESS PHONE: 608-284-5700
MAIL ADDRESS:
STREET 1: 5505 ENDEAVOR LANE
CITY: MADISON
STATE: WI
ZIP: 53719
FORMER COMPANY:
FORMER CONFORMED NAME: EXACT CORP
DATE OF NAME CHANGE: 20000919
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-27
0
0001124140
EXACT SCIENCES CORP
EXAS
0001957680
Herriott James
C/O EXACT SCIENCES CORP.
5505 ENDEAVOR LANE
MADISON
WI
53719
0
1
0
0
General Counsel
Common Stock
2023-02-27
4
M
0
1647
0.00
A
11209
D
Common Stock
2023-02-27
4
M
0
240
0.00
A
11449
D
Common Stock
2023-02-28
4
S
0
1350
59.98
D
10099
D
Common Stock
2023-02-28
4
S
0
875
61.12
D
9224
D
Common Stock
612
I
Held in 401(k) Plan
Restricted Stock Units
2023-02-27
4
M
0
1647
0.00
D
Common Stock
1647
4943
D
Restricted Stock Units
2023-02-27
4
M
0
240
0.00
D
Common Stock
240
0
D
Represents shares of common stock received upon vesting of a restricted stock unit award.
The sale reported in this field was effected pursuant to a Rule 10b5-1 trading plan entered into in November 2022.
Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 27, 2023.
In addition to the shares of Common Stock reported on this Form 4, which total 9,836 shares, Mr. Herriott also holds, in the aggregate, an additional 18,767 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
Each restricted stock unit represents a contingent right to receive one share of common stock.
Represents a restricted stock unit award that partially vested on February 27, 2023. The restricted stock units vest in four equal annual installments beginning on February 25, 2023.
Represents a restricted stock unit award that partially vested on February 27, 2023. The restricted stock units vested in four equal annual installments beginning on February 26, 2020.
/s/ James Herriott by Mark R. Busch, attorney-in-fact
2023-03-01