-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MLK9iAY3UlSqPTY12gtA4HTyR0ujqm5LtZRpA9td9wGmmJGOqNEy1C12XPegNghb B1vwC/zCGFgnE1LPNHT+2Q== 0001140361-10-006730.txt : 20100216 0001140361-10-006730.hdr.sgml : 20100215 20100216170405 ACCESSION NUMBER: 0001140361-10-006730 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATP OIL & GAS CORP CENTRAL INDEX KEY: 0001123647 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760362774 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78100 FILM NUMBER: 10609303 BUSINESS ADDRESS: STREET 1: 4600 POST OAK PL STREET 2: STE 200 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136223311 MAIL ADDRESS: STREET 1: 4600 POST OAK PLACE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13G/A 1 formsc13ga.htm ALETHEIA RESEARCH AND MANAGEMENT, INC SC13GA 12-31-2009 formsc13ga.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, D. C.  20549


SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)


ATP OIL & GAS CORPORATION
(Name of Issuer)

Common Stock, $.001 par value per share
(Title and Class of Securities)


0020J108
(CUSIP Number)


December 31, 2009
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

T Rule 13d-1(b)
£ Rule 13d-1(c)
£ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
CUSIP No. 0020J108
 
Page 2 of 6 Pages


1
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
ALETHEIA RESEARCH AND MANAGEMENT, INC., IRS number 95-4647814, as general partner of various limited partnerships and on behalf of various managed accounts.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) £
(b) £
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
5,078,283
 
6
SHARED VOTING POWER
 
0
 
7
SOLE DISPOSITIVE POWER
 
5,078,283
 
8
SHARED DISPOSITIVE POWER
 
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,078,283
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
£
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.04%
 
12
TYPE OF REPORTING PERSON*
 
Aletheia Research and Management, Inc.- IA
 

 
2

 
 
CUSIP No. 0020J108
 
Page 3 of 6 Pages


Item 1(a).
Name of Issuer:

ATP Oil & Gas Corporation

Item 1(b).
Address of Issuer's Principal Executive Offices:

4600 Post Oak Place, Suite 200, Houston, Texas 77027

Item 2(a).
Name of Person Filing:

Aletheia Research and Management, Inc.

Item 2(b).
Address of Principal Business Office or, if None, Residence:

100 Wilshire Boulevard, Suite 1960, Santa Monica, CA  90401

Item 2(c).
Citizenship:

Not Applicable.

Item 2(d).
Title of Class of Securities:

Common Stock, $.001 par value.

Item 2(e).
CUSIP Number:

0020J108

Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 
(a)
£
Broker or Dealer registered under Section 15 of the Act.

 
(b)
£
Bank as defined in Section 3(a)(6) of the Act.

 
(c)
£
Insurance Company as defined in Section 3(a)(19) of the Act.

 
(d)
£
Investment Company registered under Section 8 of the Investment Company Act.

 
(e)
T
Investment Adviser registered in accordance with Rule 13d-1(b)(1)(ii)(E).

 
3

 
 
CUSIP No. 0020J108
 
Page 4 of 6 Pages


 
(f)
£
Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-­1(b)(1)(ii)(F).

 
(g)
£
Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 
(h)
£
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 
(i)
£
A church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act of 1940.

 
(j)
£
Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this Statement is filed pursuant to Rule 13d-1(c), check this box  £.

Item 4.
Ownership.

 
(a)
Amount beneficially owned: 5,078,283*

 
(b)
Percent of Class: 10.04%

 
(c)
Number of Shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote:  5,078,283

 
(ii)
Shared power to vote or to direct the vote:   0

 
(iii)
Sole power to dispose or to direct the disposition of:   5,078,283

 
(iv)
Shared Power to dispose or to direct the disposition of:   0

* See Disclaimer of Beneficial Ownership

Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. £.

Item 6
Ownership of More than Five Percent on Behalf of Another Person.

Various accounts and funds managed by the reporting person have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities held in their respective accounts. To the knowledge of the reporting person, the interest of any one such account does not exceed 5% of the class of securities.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not Applicable.

 
4

 
 
CUSIP No. 0020J108
 
Page 5 of 6 Pages


Item 8.
Identification and Classification of Members of the Group.

Not Applicable

Item 9.
Notice of Dissolution of Group.

Not Applicable.

Item 10.
Certification.

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

Date: February 11, 2010
ALETHEIA RESEARCH AND MANAGEMENT, INC.
     
     
 
By:
/s/ Roger Peikin
   
Name: Roger Peikin
   
Title: Executive Vice-President

 
5

 

EXHIBIT A


DISCLAIMER OF BENEFICIAL OWNERSHIP

ATP Oil & Gas Corporation
Common Stock
5,078,283 shares

Aletheia Research and Management, Inc. (“Aletheia”) is an investment advisor registered under Section 203 of the Investment Advisors Act of 1940 and serves in such capacity for a number of managed accounts and funds. In its role as an investment advisor or manager, Aletheia possesses investment and/or voting power over the securities of the Issuer discussed in this schedule. Aletheia disclaims beneficial ownership of such securities. In addition, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any purposes other than Section 13(a) of the Securities Exchange Act of 1934.
 
 
6

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