0001209191-15-051852.txt : 20150610
0001209191-15-051852.hdr.sgml : 20150610
20150610161629
ACCESSION NUMBER: 0001209191-15-051852
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150609
FILED AS OF DATE: 20150610
DATE AS OF CHANGE: 20150610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC
CENTRAL INDEX KEY: 0001123494
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 043306140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL RD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: 5088938999
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS EARL R
CENTRAL INDEX KEY: 0001230427
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33957
FILM NUMBER: 15923681
MAIL ADDRESS:
STREET 1: C/O NXSTAGE MEDICAL INC. (NXTM)
STREET 2: 439 SOUTH UNION STREET, 5TH FLOOR
CITY: LAWRENCE
STATE: MA
ZIP: 01843
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-09
0
0001123494
HARVARD BIOSCIENCE INC
HBIO
0001230427
LEWIS EARL R
87 PINCKNEY STREET
BOSTON
MA
02114
1
0
0
0
Common Stock
2015-06-09
4
M
0
7070
2.56
A
333878
D
Common Stock
2015-06-09
4
M
0
3301
3.71
A
337179
D
Stock option (right to buy)
2.56
2015-06-09
4
M
0
7070
0.00
D
2022-06-01
Common stock, par value $0.01 per share
7070
0
D
Stock option (right to buy)
3.71
2015-06-09
4
M
0
3301
0.00
D
2017-05-24
Common stock, par value $0.01 per share
3301
0
D
Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 319,478 shares of common stock held by the Reporting Person.
Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 322,779 shares of common stock held by the Reporting Person.
Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.
The options vested in three equal installments of June 1, 2013, 2014 and 2015.
The options vested in three equal installments of May 24, 2008, 2009 and 2010.
This form is signed under power of attorney.
/s/ Earl R. Lewis
2015-06-10