0001209191-15-051852.txt : 20150610 0001209191-15-051852.hdr.sgml : 20150610 20150610161629 ACCESSION NUMBER: 0001209191-15-051852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC CENTRAL INDEX KEY: 0001123494 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043306140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL RD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS EARL R CENTRAL INDEX KEY: 0001230427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33957 FILM NUMBER: 15923681 MAIL ADDRESS: STREET 1: C/O NXSTAGE MEDICAL INC. (NXTM) STREET 2: 439 SOUTH UNION STREET, 5TH FLOOR CITY: LAWRENCE STATE: MA ZIP: 01843 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-09 0 0001123494 HARVARD BIOSCIENCE INC HBIO 0001230427 LEWIS EARL R 87 PINCKNEY STREET BOSTON MA 02114 1 0 0 0 Common Stock 2015-06-09 4 M 0 7070 2.56 A 333878 D Common Stock 2015-06-09 4 M 0 3301 3.71 A 337179 D Stock option (right to buy) 2.56 2015-06-09 4 M 0 7070 0.00 D 2022-06-01 Common stock, par value $0.01 per share 7070 0 D Stock option (right to buy) 3.71 2015-06-09 4 M 0 3301 0.00 D 2017-05-24 Common stock, par value $0.01 per share 3301 0 D Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 319,478 shares of common stock held by the Reporting Person. Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 322,779 shares of common stock held by the Reporting Person. Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended. The options vested in three equal installments of June 1, 2013, 2014 and 2015. The options vested in three equal installments of May 24, 2008, 2009 and 2010. This form is signed under power of attorney. /s/ Earl R. Lewis 2015-06-10