0000921895-22-002258.txt : 20220720 0000921895-22-002258.hdr.sgml : 20220720 20220720162525 ACCESSION NUMBER: 0000921895-22-002258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220718 FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rossi Michael A. CENTRAL INDEX KEY: 0001783869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33957 FILM NUMBER: 221094482 MAIL ADDRESS: STREET 1: C/O HARVARD BIOSCIENCE, INC. STREET 2: 84 OCTOBER HILL ROAD #10 CITY: HOLLISTON STATE: MA ZIP: 01746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC CENTRAL INDEX KEY: 0001123494 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043306140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL RD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 4 1 form412799001_07202022.xml OWNERSHIP DOCUMENT X0306 4 2022-07-18 0 0001123494 HARVARD BIOSCIENCE INC HBIO 0001783869 Rossi Michael A. C/O HARVARD BIOSCIENCE, INC. 84 OCTOBER HILL ROAD HOLLISTON MA 01746 0 1 0 0 Chief Financial Officer Common Stock 2022-07-18 4 F 0 7008 3.63 D 270500 D The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with a restricted stock unit award previously granted to the Reporting Person that fully vested on July 18, 2022. Include (a) 31,021 restricted stock units that will vest in three equal installments on December 29, 2022, 2023 and 2024, (b) 21,545 remaining restricted stock units that will vest on June 11, 2023, (c) 25,641 restricted stock units that will vest in two equal installments on December 29, 2022 and 2023, (d) 65,592 restricted stock units with performance based vesting conditions, (e) 21,545 remaining restricted stock units that will vest on December 29, 2022 and 2023, and (f) 105,156 shares of common stock beneficially owned by the Reporting Person. /s/ Michael A. Rossi 2022-07-20