0000921895-21-000798.txt : 20210319
0000921895-21-000798.hdr.sgml : 20210319
20210319161328
ACCESSION NUMBER: 0000921895-21-000798
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210317
FILED AS OF DATE: 20210319
DATE AS OF CHANGE: 20210319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY JOHN F
CENTRAL INDEX KEY: 0001138315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33957
FILM NUMBER: 21758307
MAIL ADDRESS:
STREET 1: C/O NET PERCEPTIONS INC
STREET 2: 7700 FRANCE AVE. SOUTH
CITY: EDINA
STATE: MN
ZIP: 55435
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC
CENTRAL INDEX KEY: 0001123494
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 043306140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL RD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: 5088938999
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
4
1
form412799hbio_03192021.xml
X0306
4
2021-03-17
0
0001123494
HARVARD BIOSCIENCE INC
HBIO
0001138315
KENNEDY JOHN F
C/O HARVARD BIOSCIENCE, INC.
84 OCTOBER HILL RD.
HOLLISTON
MA
01746
1
0
0
0
Common Stock
2021-03-17
5
G
0
E
6250
0.00
D
336489
D
Common Stock
2021-03-17
5
G
0
E
6250
0.00
D
330239
D
This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.
Includes (a) a deferred stock award of 13,200 restricted stock units which vest quarterly in equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021 and are subject to continued service as a non-employee director on the applicable vesting dates, (b) an award of 28,100 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 11, 2020, immediately prior to the commencement of such meeting, or (ii) June 18, 2021, and (c) 295,189 shares of common stock held by the Reporting Person.
This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.
Includes (a) the shares and awards described in footnote (2) above, less (b) the disposition of shares reported in footnote (3) above.
/s/ David Sirois, by power of attorney
2021-03-19