0000921895-21-000798.txt : 20210319 0000921895-21-000798.hdr.sgml : 20210319 20210319161328 ACCESSION NUMBER: 0000921895-21-000798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY JOHN F CENTRAL INDEX KEY: 0001138315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33957 FILM NUMBER: 21758307 MAIL ADDRESS: STREET 1: C/O NET PERCEPTIONS INC STREET 2: 7700 FRANCE AVE. SOUTH CITY: EDINA STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC CENTRAL INDEX KEY: 0001123494 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043306140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL RD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 4 1 form412799hbio_03192021.xml X0306 4 2021-03-17 0 0001123494 HARVARD BIOSCIENCE INC HBIO 0001138315 KENNEDY JOHN F C/O HARVARD BIOSCIENCE, INC. 84 OCTOBER HILL RD. HOLLISTON MA 01746 1 0 0 0 Common Stock 2021-03-17 5 G 0 E 6250 0.00 D 336489 D Common Stock 2021-03-17 5 G 0 E 6250 0.00 D 330239 D This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Includes (a) a deferred stock award of 13,200 restricted stock units which vest quarterly in equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021 and are subject to continued service as a non-employee director on the applicable vesting dates, (b) an award of 28,100 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 11, 2020, immediately prior to the commencement of such meeting, or (ii) June 18, 2021, and (c) 295,189 shares of common stock held by the Reporting Person. This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. Includes (a) the shares and awards described in footnote (2) above, less (b) the disposition of shares reported in footnote (3) above. /s/ David Sirois, by power of attorney 2021-03-19