-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJvBjalGjvNcYlZrgyopNr1+Vdpe+Q1yaFwqBYfFpT5kMHLY5fU+dSqP/R9j5LxI tIkXcDhmqlG6eN0p3BH4gA== 0001262463-03-000018.txt : 20031120 0001262463-03-000018.hdr.sgml : 20031120 20031120114511 ACCESSION NUMBER: 0001262463-03-000018 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031114 ITEM INFORMATION: Resignations of registrant's directors FILED AS OF DATE: 20031120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS INVESTMENT CO INC CENTRAL INDEX KEY: 0001123312 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 330788829 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31899 FILM NUMBER: 031014721 BUSINESS ADDRESS: STREET 1: P O BOX 370420 CITY: SAN DIEGO STATE: CA ZIP: 92137 MAIL ADDRESS: STREET 1: NICHOLAS INVESTMENT CO INC STREET 2: P O BOX 370420 CITY: SAN DIEGO STATE: CA ZIP: 92137 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS INVESTMENT INC DATE OF NAME CHANGE: 20000905 8-K 1 nivi8_k.htm CURRENT REPORT, ITEM 6 Form 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8 - K

Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934


Date of Report: November 14, 2003

 

NICHOLAS INVESTMENT COMPANY, INC.
(Exact Name of Registrant as Specified in its Charter)

     
Nevada
000-27557
33-0788293
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
 (I.R.S. Employer
Identification No.)
     
4443 Birdie Drive, Corona, CA                    92883
(Address of principal executive offices)            Zip Code
     
      Registrant's telephone number, including area code:      (760) 390-6395
     
N/A
(Former name or former address, if changed since last report)

 

 

Item 6. Resignation of Director

On November 14, 2003, the Company accepted the resignation of Shane H. Traveller from the Board of Directors. Mr. Traveller will remain serving as the Company's Chief Financial Officer and Secretary.

Also on November 14, 2003, the Theodore Tanski and William J. Schubert, Jr. were elected to fill vacancies on the Board of Directors. With the election of Messers. Tanski and Schubert, the Company's Board of Directors is now majority comprised of independent directors.


ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS

A) Financial Statements: N/A

B) Exhibits:

Exhibit No. Description Location
     
3.1 Articles of Incorporation Previously Filed
     
3.2 Bylaws Previously Filed
     
4.1 Certificate of Designation of Preferred Stock Voting Rights of Nicholas Investment Company, Inc. Previously Filed
     


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


NICHOLAS INVESTMENT COMPANY, INC.

DATE   SIGNATURE
     
November 20, 2003   /s/ Steven R. Peacock
Steven R. Peacock, President
     


 

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