NT 10-Q 1 late.txt NOTIFICATION OF LATE FILING3 Nicholas Investment Company, INC. Filing Type: NT 10-Q Description: Notification of Late Filing Filing Date: August 14, 2002 Period End: June 30, 2002 Primary Exchange: N/A Ticker: N/A Table of Contents To jump to a section, double-click on the section name. NT 10-Q PART 1 REGISTRANT INFORMATION............................................1 PART II..................................................................1 PART III NARRATIVE ......................................................2 PART IV OTHER INFORMATION................................................2 NT 10-Q 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBERS 0-31899 NOTIFICATION OF LATE FILING (Check One): Form 10-K Form 20-F Form 11-K X Form 10-Q Form N-SAR --- --- --- --- --- For Period Ended: 06/30/2002 -------- ( X ) Transition Report on Form 10-K ( ) Transition Report on Form 20-F ( ) Transition Report on Form 11-K ( ) Transition Report on Form 10-Q ( ) Transition Report on Form N-SAR For the Transition Period Ended: ------------------------ Read Instructions (on back page) Before Preparing Form. Please Print or Type. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - ------------------------------------------------------------------ PART I -- REGISTRANT INFORMATION Full Name of Registrants: Nicholas Investment Company Inc. Address of Principal Executive Office (Street and Number): 2220 Otay Lake Rd., #50925 Eastlake, CA 91915 PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; X (b) The subject year end report on Form 10-Q will be filed - ------- on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12(b)-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why the Form 10-K could not be filed within the prescribed time period. An 8K was filed with the SEC. This filing stated there was a recission with the acquisiton Oasis Information Systems, Inc. PART IV --OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Linda Bryson 760-291-1710 (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If answer is no, identify report(s). X YES NO ------- ------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? YES X NO ----- ------ If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. - --------------------------------------------------------------------- Nicholas Investment Company Inc. (Name of Registrant as Specified in Charter) have caused this notification to be signed on their behalf by the undersigned hereunto duly authorized. Nicholas Investment Company Inc. President Date: August 14, 2002 /S/ John Kirchner (Signature) By: John Kirchner President Instruction: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION INTENTIONAL MISTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----