The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 11 | 100 | SH | DFND | 100 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 960 | 8,783 | SH | SOLE | 8,033 | 0 | 750 | ||
ABBOTT LABS | COM | 002824100 | 67 | 1,929 | SH | DFND | 1,550 | 379 | 0 | ||
ABBOTT LABS | COM | 002824100 | 527 | 15,113 | SH | SOLE | 13,038 | 0 | 2,075 | ||
ABBVIE INC | COM | 00287Y109 | 80 | 1,929 | SH | DFND | 1,550 | 379 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 572 | 13,828 | SH | SOLE | 11,753 | 0 | 2,075 | ||
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 219 | 35,247 | SH | SOLE | 35,247 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 46 | 500 | SH | DFND | 400 | 100 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 396 | 4,327 | SH | SOLE | 3,727 | 0 | 600 | ||
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 501 | 19,037 | SH | SOLE | 19,037 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 206 | 11,550 | SH | SOLE | 7,975 | 0 | 3,575 | ||
ALTRIA GROUP INC | COM | 02209S103 | 45 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 620 | 17,733 | SH | SOLE | 12,283 | 0 | 5,450 | ||
APACHE CORP | COM | 037411105 | 208 | 2,478 | SH | SOLE | 1,913 | 0 | 565 | ||
APACHE CORP | COM | 037411105 | 17 | 200 | SH | DFND | 200 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 153 | 385 | SH | DFND | 185 | 200 | 0 | ||
APPLE INC | COM | 037833100 | 2,345 | 5,913 | SH | SOLE | 5,603 | 0 | 310 | ||
AT&T INC | COM | 00206R102 | 4,479 | 126,574 | SH | SOLE | 125,190 | 300 | 1,084 | ||
AT&T INC | COM | 00206R102 | 151 | 4,259 | SH | DFND | 4,259 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 45 | 650 | SH | DFND | 650 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 708 | 10,285 | SH | SOLE | 9,885 | 0 | 400 | ||
BANK N S HALIFAX | COM | 064149107 | 21 | 400 | SH | DFND | 100 | 300 | 0 | ||
BANK N S HALIFAX | COM | 064149107 | 413 | 7,713 | SH | SOLE | 6,888 | 0 | 825 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 135 | 10,520 | SH | SOLE | 10,520 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 405 | 4,099 | SH | SOLE | 3,399 | 0 | 700 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,855 | 11 | SH | SOLE | 11 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 34 | 300 | SH | DFND | 300 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 397 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 25 | 435 | SH | DFND | 435 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 218 | 3,785 | SH | SOLE | 3,285 | 0 | 500 | ||
BP PLC | SPONSORED ADR | 055622104 | 461 | 11,049 | SH | SOLE | 11,049 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 36 | 800 | SH | DFND | 550 | 250 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 760 | 17,015 | SH | SOLE | 13,665 | 150 | 3,200 | ||
CANADIAN NATL RY CO | COM | 136375102 | 413 | 4,245 | SH | SOLE | 3,395 | 0 | 850 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 14 | 300 | SH | DFND | 300 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 312 | 6,619 | SH | SOLE | 6,619 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 25 | 302 | SH | DFND | 0 | 302 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 259 | 3,135 | SH | SOLE | 2,635 | 0 | 500 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,482 | 12,525 | SH | SOLE | 12,025 | 0 | 500 | ||
CHEVRON CORP NEW | COM | 166764100 | 78 | 658 | SH | DFND | 230 | 428 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 10 | 27 | SH | DFND | 27 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 201 | 552 | SH | SOLE | 552 | 0 | 0 | ||
CHUBB CORP | COM | 171232101 | 224 | 2,651 | SH | SOLE | 2,401 | 250 | 0 | ||
CHUBB CORP | COM | 171232101 | 25 | 300 | SH | DFND | 300 | 0 | 0 | ||
CINCINNATI FINL CORP | COM | 172062101 | 213 | 4,635 | SH | SOLE | 4,635 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 254 | 12,485 | SH | SOLE | 12,485 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | 243 | 11,945 | SH | SOLE | 11,945 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2014 | 18383M571 | 210 | 9,864 | SH | SOLE | 9,864 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | 246 | 11,313 | SH | SOLE | 11,313 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 455 | 20,633 | SH | SOLE | 20,633 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 266 | 11,911 | SH | SOLE | 11,911 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 67 | 800 | SH | DFND | 800 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 193 | 2,321 | SH | SOLE | 2,321 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 754 | 18,795 | SH | SOLE | 11,995 | 0 | 6,800 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 245 | 4,273 | SH | SOLE | 4,273 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 23 | 400 | SH | DFND | 400 | 0 | 0 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 219 | 5,040 | SH | DFND | 5,040 | 0 | 0 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 76 | 1,736 | SH | SOLE | 1,736 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 6 | 100 | SH | DFND | 100 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 571 | 9,431 | SH | SOLE | 5,859 | 0 | 3,572 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 321 | 5,497 | SH | SOLE | 5,497 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 14 | 600 | SH | DFND | 600 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 230 | 9,936 | SH | SOLE | 9,936 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 26 | 322 | SH | DFND | 0 | 322 | 0 | ||
DEERE & CO | COM | 244199105 | 366 | 4,499 | SH | SOLE | 3,199 | 0 | 1,300 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 51 | 800 | SH | DFND | 400 | 400 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 518 | 8,204 | SH | SOLE | 8,204 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 248 | 4,716 | SH | SOLE | 4,716 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 21 | 400 | SH | DFND | 400 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 569 | 8,645 | SH | SOLE | 8,245 | 0 | 400 | ||
EATON CORP PLC | SHS | G29183103 | 24 | 360 | SH | DFND | 360 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 394 | 7,225 | SH | SOLE | 6,225 | 0 | 1,000 | ||
EMERSON ELEC CO | COM | 291011104 | 55 | 1,000 | SH | DFND | 500 | 500 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 106 | 1,175 | SH | DFND | 1,175 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,071 | 22,925 | SH | SOLE | 20,075 | 250 | 2,600 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 32 | 1,190 | SH | DFND | 1,190 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 2,069 | 76,308 | SH | SOLE | 74,993 | 0 | 1,315 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 2,523 | 81,755 | SH | SOLE | 80,765 | 0 | 990 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 33 | 1,065 | SH | DFND | 1,065 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 | 364 | 15,740 | SH | SOLE | 15,740 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 69 | 3,685 | SH | DFND | 3,685 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 3,967 | 211,252 | SH | SOLE | 209,017 | 0 | 2,235 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 27 | 681 | SH | DFND | 681 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 3,363 | 84,720 | SH | SOLE | 83,802 | 0 | 918 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 366 | 16,220 | SH | SOLE | 16,220 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 438 | 18,897 | SH | SOLE | 17,545 | 0 | 1,352 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 30 | 1,225 | SH | DFND | 1,225 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 1,085 | 44,489 | SH | SOLE | 44,489 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 10 | 495 | SH | DFND | 495 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 512 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 2,109 | 107,803 | SH | SOLE | 105,459 | 0 | 2,344 | ||
FIRST TR ISE REVERE NAT GAS | COM | 33734J102 | 12 | 765 | SH | DFND | 765 | 0 | 0 | ||
FIRST TR ISE REVERE NAT GAS | COM | 33734J102 | 285 | 17,734 | SH | SOLE | 17,114 | 0 | 620 | ||
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 225 | 5,315 | SH | SOLE | 5,315 | 0 | 0 | ||
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 253 | 12,257 | SH | SOLE | 12,257 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 294 | 18,984 | SH | SOLE | 18,984 | 0 | 0 | ||
FRANKLIN ELEC INC | COM | 353514102 | 212 | 6,300 | SH | SOLE | 700 | 0 | 5,600 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 12 | 450 | SH | DFND | 450 | 0 | 0 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 189 | 6,850 | SH | SOLE | 4,790 | 0 | 2,060 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 12 | 500 | SH | DFND | 500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,508 | 108,199 | SH | SOLE | 81,299 | 0 | 26,900 | ||
GENUINE PARTS CO | COM | 372460105 | 363 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
GENUINE PARTS CO | COM | 372460105 | 8 | 100 | SH | DFND | 100 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 822 | 45,186 | SH | SOLE | 37,686 | 0 | 7,500 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 123 | 6,775 | SH | DFND | 6,775 | 0 | 0 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 225 | 3,350 | SH | SOLE | 1,950 | 0 | 1,400 | ||
HOME DEPOT INC | COM | 437076102 | 89 | 1,150 | SH | DFND | 750 | 400 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 795 | 10,266 | SH | SOLE | 8,266 | 0 | 2,000 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 9 | 125 | SH | DFND | 125 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 384 | 5,558 | SH | SOLE | 5,558 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 40 | 1,650 | SH | DFND | 900 | 750 | 0 | ||
INTEL CORP | COM | 458140100 | 875 | 36,144 | SH | SOLE | 31,694 | 0 | 4,450 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,160 | 6,071 | SH | SOLE | 5,771 | 0 | 300 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 76 | 400 | SH | DFND | 200 | 200 | 0 | ||
ISHARES TR | BARCLYS TIPS BD | 464287176 | 22 | 200 | SH | DFND | 0 | 200 | 0 | ||
ISHARES TR | BARCLYS TIPS BD | 464287176 | 393 | 3,512 | SH | SOLE | 3,512 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 361 | 3,126 | SH | SOLE | 3,126 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 18 | 195 | SH | DFND | 195 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 336 | 3,723 | SH | SOLE | 3,723 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,112 | 6,914 | SH | SOLE | 6,914 | 0 | 0 | ||
ISHARES TR | MSCI EAFE INDEX | 464287465 | 797 | 13,915 | SH | SOLE | 13,915 | 0 | 0 | ||
ISHARES TR | MSCI EAFE INDEX | 464287465 | 101 | 1,758 | SH | DFND | 1,188 | 570 | 0 | ||
ISHARES TR | S&P 500 VALUE | 464287408 | 336 | 4,441 | SH | SOLE | 4,441 | 0 | 0 | ||
ISHARES TR | S&P MC 400 GRW | 464287606 | 1,199 | 9,304 | SH | SOLE | 9,304 | 0 | 0 | ||
ISHARES TR | S&P MC 400 GRW | 464287606 | 31 | 242 | SH | DFND | 242 | 0 | 0 | ||
ISHARES TR | S&P MIDCP VALU | 464287705 | 1,565 | 15,457 | SH | SOLE | 15,457 | 0 | 0 | ||
ISHARES TR | S&P MIDCP VALU | 464287705 | 34 | 333 | SH | DFND | 333 | 0 | 0 | ||
ISHARES TR | S&P SMLCP VALU | 464287879 | 1,577 | 16,880 | SH | SOLE | 16,880 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 979 | 11,399 | SH | SOLE | 8,249 | 200 | 2,950 | ||
JOHNSON & JOHNSON | COM | 478160104 | 52 | 600 | SH | DFND | 600 | 0 | 0 | ||
JOHNSON CTLS INC | COM | 478366107 | 5 | 150 | SH | DFND | 150 | 0 | 0 | ||
JOHNSON CTLS INC | COM | 478366107 | 218 | 6,081 | SH | SOLE | 6,081 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,905 | 36,082 | SH | SOLE | 36,082 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 5 | 86 | SH | DFND | 86 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 1,711 | 46,904 | SH | SOLE | 46,154 | 0 | 750 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 36 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
MARKET VECTORS ETF TR | JR GOLD MINERS E | 57060U589 | 8 | 925 | SH | DFND | 925 | 0 | 0 | ||
MARKET VECTORS ETF TR | JR GOLD MINERS E | 57060U589 | 152 | 16,551 | SH | SOLE | 16,551 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 306 | 3,093 | SH | DFND | 2,093 | 1,000 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,452 | 14,667 | SH | SOLE | 14,167 | 0 | 500 | ||
MEDTRONIC INC | COM | 585055106 | 229 | 4,445 | SH | SOLE | 3,945 | 0 | 500 | ||
MEDTRONIC INC | COM | 585055106 | 26 | 500 | SH | DFND | 500 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 14 | 300 | SH | DFND | 300 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 516 | 11,102 | SH | SOLE | 10,277 | 0 | 825 | ||
MICROSOFT CORP | COM | 594918104 | 75 | 2,165 | SH | DFND | 1,215 | 950 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,082 | 31,326 | SH | SOLE | 27,826 | 0 | 3,500 | ||
MONDELEZ INTL INC | CL A | 609207105 | 5 | 190 | SH | DFND | 190 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 247 | 8,665 | SH | SOLE | 6,032 | 500 | 2,133 | ||
NIKE INC | CL B | 654106103 | 232 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 998 | 13,740 | SH | SOLE | 13,740 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 40 | 560 | SH | DFND | 560 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 510 | 7,209 | SH | SOLE | 5,729 | 250 | 1,230 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 18 | 200 | SH | DFND | 200 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 257 | 2,880 | SH | SOLE | 2,880 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 209 | 2,556 | SH | DFND | 2,216 | 340 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,904 | 23,285 | SH | SOLE | 22,685 | 0 | 600 | ||
PFIZER INC | COM | 717081103 | 73 | 2,603 | SH | DFND | 2,100 | 503 | 0 | ||
PFIZER INC | COM | 717081103 | 1,426 | 50,916 | SH | SOLE | 49,466 | 0 | 1,450 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 69 | 800 | SH | DFND | 800 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 983 | 11,353 | SH | SOLE | 7,903 | 0 | 3,450 | ||
PHILLIPS 66 | COM | 718546104 | 213 | 3,608 | SH | SOLE | 1,660 | 0 | 1,948 | ||
PHILLIPS 66 | COM | 718546104 | 3 | 50 | SH | DFND | 50 | 0 | 0 | ||
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 2,051 | 19,447 | SH | SOLE | 19,447 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 236 | 9,403 | SH | SOLE | 9,403 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P SMCP IT PO | 73937B860 | 455 | 12,782 | SH | SOLE | 12,782 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P SMCP IT PO | 73937B860 | 16 | 460 | SH | DFND | 460 | 0 | 0 | ||
POWERSHARES ETF TRUST | ENERGY SEC POR | 73935X385 | 3,177 | 66,804 | SH | SOLE | 66,269 | 0 | 535 | ||
POWERSHARES ETF TRUST | ENERGY SEC POR | 73935X385 | 39 | 810 | SH | DFND | 810 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 91 | 1,123 | SH | DFND | 1,123 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 424 | 5,235 | SH | SOLE | 5,235 | 0 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 23 | 200 | SH | DFND | 0 | 200 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 337 | 2,923 | SH | SOLE | 2,923 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 301 | 3,905 | SH | DFND | 3,705 | 200 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 2,147 | 27,882 | SH | SOLE | 27,482 | 100 | 300 | ||
QUALCOMM INC | COM | 747525103 | 29 | 475 | SH | DFND | 475 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 586 | 9,596 | SH | SOLE | 8,546 | 0 | 1,050 | ||
RAYTHEON CO | COM NEW | 755111507 | 7 | 100 | SH | DFND | 100 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 304 | 4,598 | SH | SOLE | 4,598 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 290 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 202 | 6,070 | SH | SOLE | 6,070 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 324 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 290 | 4,047 | SH | SOLE | 4,047 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 40 | 558 | SH | DFND | 0 | 558 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 42 | 745 | SH | DFND | 745 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,833 | 32,496 | SH | SOLE | 31,761 | 0 | 735 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 42 | 1,050 | SH | DFND | 1,050 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,519 | 38,297 | SH | SOLE | 37,322 | 0 | 975 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 30 | 635 | SH | DFND | 635 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,605 | 33,703 | SH | SOLE | 32,838 | 0 | 865 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 18 | 230 | SH | DFND | 230 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 891 | 11,382 | SH | SOLE | 11,067 | 0 | 315 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,280 | 117,310 | SH | SOLE | 114,185 | 0 | 3,125 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 44 | 2,270 | SH | DFND | 2,270 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 36 | 840 | SH | DFND | 840 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3,015 | 70,718 | SH | SOLE | 69,578 | 0 | 1,140 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 533 | 14,168 | SH | SOLE | 14,168 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 7 | 175 | SH | DFND | 175 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 430 | 11,217 | SH | SOLE | 10,982 | 0 | 235 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,239 | 40,518 | SH | SOLE | 40,518 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 18 | 590 | SH | DFND | 590 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 849 | 7,126 | SH | SOLE | 5,526 | 0 | 1,600 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 43 | 365 | SH | DFND | 365 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 306 | 4,615 | SH | SOLE | 4,615 | 0 | 0 | ||
STEEL DYNAMICS INC | COM | 858119100 | 871 | 58,400 | SH | SOLE | 58,400 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 690 | 10,019 | SH | SOLE | 9,619 | 0 | 400 | ||
TARGET CORP | COM | 87612E106 | 108 | 1,575 | SH | DFND | 1,575 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 231 | 2,875 | SH | SOLE | 2,875 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 825 | 16,935 | SH | SOLE | 15,360 | 400 | 1,175 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 22 | 450 | SH | DFND | 450 | 0 | 0 | ||
TOWER FINANCIAL CORP | COM | 891769101 | 66 | 4,475 | SH | DFND | 4,475 | 0 | 0 | ||
TOWER FINANCIAL CORP | COM | 891769101 | 2,771 | 189,277 | SH | SOLE | 186,177 | 0 | 3,100 | ||
UNION PAC CORP | COM | 907818108 | 85 | 550 | SH | DFND | 150 | 400 | 0 | ||
UNION PAC CORP | COM | 907818108 | 361 | 2,343 | SH | SOLE | 2,343 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 53 | 575 | SH | DFND | 575 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 984 | 10,590 | SH | SOLE | 10,590 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 | 885 | 12,093 | SH | SOLE | 12,093 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 259 | 3,103 | SH | SOLE | 3,103 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 19 | 222 | SH | DFND | 222 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 38 | 477 | SH | DFND | 477 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 231 | 2,888 | SH | SOLE | 2,888 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 588 | 7,273 | SH | SOLE | 7,273 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 3,290 | 74,408 | SH | SOLE | 74,408 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 658 | 16,951 | SH | SOLE | 16,951 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 82 | 1,110 | SH | DFND | 1,110 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 4,331 | 58,546 | SH | SOLE | 57,476 | 0 | 1,070 | ||
VANGUARD WORLD FDS | TELCOMM ETF | 92204A884 | 828 | 10,491 | SH | SOLE | 10,491 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 23 | 453 | SH | DFND | 244 | 209 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 644 | 12,794 | SH | SOLE | 11,018 | 0 | 1,776 | ||
WALGREEN CO | COM | 931422109 | 214 | 4,835 | SH | SOLE | 4,135 | 200 | 500 | ||
WAL-MART STORES INC | COM | 931142103 | 384 | 5,158 | SH | SOLE | 5,158 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 2,423 | 58,702 | SH | SOLE | 57,902 | 0 | 800 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 67 | 11,250 | SH | DFND | 11,250 | 0 | 0 | ||
WISDOMTREE TRUST | DEFA FD | 97717W703 | 22 | 486 | SH | DFND | 486 | 0 | 0 | ||
WISDOMTREE TRUST | DEFA FD | 97717W703 | 844 | 18,349 | SH | SOLE | 18,349 | 0 | 0 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 52 | 1,084 | SH | DFND | 1,084 | 0 | 0 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 2,305 | 47,690 | SH | SOLE | 46,493 | 280 | 917 | ||
WISDOMTREE TRUST | EQTY INC ETF | 97717W208 | 1,602 | 30,994 | SH | SOLE | 30,994 | 0 | 0 | ||
WISDOMTREE TRUST | GLB EQTY INC FD | 97717W877 | 8 | 200 | SH | DFND | 200 | 0 | 0 | ||
WISDOMTREE TRUST | GLB EQTY INC FD | 97717W877 | 405 | 9,645 | SH | SOLE | 9,645 | 0 | 0 | ||
WISDOMTREE TRUST | JAPN HEDGE EQT | 97717W851 | 646 | 14,172 | SH | SOLE | 14,172 | 0 | 0 | ||
WISDOMTREE TRUST | LARGECAP DIVID | 97717W307 | 19 | 322 | SH | DFND | 322 | 0 | 0 | ||
WISDOMTREE TRUST | LARGECAP DIVID | 97717W307 | 1,334 | 22,298 | SH | SOLE | 22,023 | 0 | 275 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 115 | 1,749 | SH | DFND | 1,749 | 0 | 0 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 3,580 | 54,603 | SH | SOLE | 52,338 | 0 | 2,265 | ||
WISDOMTREE TRUST | SMALLCAP DIVID | 97717W604 | 580 | 9,948 | SH | SOLE | 9,948 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 485 | 6,990 | SH | SOLE | 6,240 | 0 | 750 |