0001534158-16-000203.txt : 20160212 0001534158-16-000203.hdr.sgml : 20160212 20160212161613 ACCESSION NUMBER: 0001534158-16-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160210 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Midea M. John Jr. CENTRAL INDEX KEY: 0001632652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 161419340 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-10 0 0001122976 POLYONE CORP POL 0001632652 Midea M. John Jr. POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 0 1 0 0 SVP, Glbl Ops & Process Imprv Restricted Stock Units 2016-02-10 4 A 0 3950 0 A 2019-02-10 2019-02-10 Common Stock 3950 3950 D Stock Appreciation Rights 24.98 2016-02-10 4 A 0 11900 0 A 2026-02-10 Common Stock 11900 11900 D Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. By: Lisa K. Kunkle, Power of Attorney For: M. John Midea, Jr. 2016-02-12