0001534158-15-000099.txt : 20150604 0001534158-15-000099.hdr.sgml : 20150604 20150604183142 ACCESSION NUMBER: 0001534158-15-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150604 DATE AS OF CHANGE: 20150604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Hulle John V CENTRAL INDEX KEY: 0001479548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 15914041 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-03 0 0001122976 POLYONE CORP POL 0001479548 Van Hulle John V POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 0 1 0 0 SVP, President of GCAI Common Stock 2015-03-24 5 G 0 7253 0 D 0 D Common Stock 2015-06-03 4 M 0 5367 14.81 A 5367 D Common Stock 2015-06-03 4 D 0 3591 39.38 D 1776 D Common Stock 2015-06-03 4 M 0 15533 14.61 A 17309 D Common Stock 2015-06-03 4 D 0 9992 39.38 D 7317 D Common Stock 2015-06-03 5 G 0 7317 0 D 0 D Common Stock 2015-03-24 5 G 0 7253 0 A 41225 I by Trust Common Stock 2015-06-03 5 G 0 7317 0 A 48542 I by Trust Common Stock 2015-06-03 4 S 0 12000 39.3207 D 36542 I by Trust Common Stock 2015-06-03 4 S 0 8000 39.0734 D 28542 I by Trust Common Stock 10000 I Cust of UGMA Acct Common Stock 3000 I by Spouse's IRA Stock Appreciation Right 14.81 2015-06-03 4 M 0 5367 0 D 2021-02-16 Common Stock 5367 0 D Stock Appreciation Rights 14.61 2015-06-03 4 M 0 15533 0 D 2022-02-14 Common Stock 15533 0 D This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.30 per share to a high of $39.386 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $38.998 per share to a high of $39.40 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation. This form does not include 10,000 shares previously reported by the insider as indirectly owned by the insider's daughter. The stock appreciation rights vest in three equal annual installments beginning February 16, 2012. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years. By: Lisa K. Kunkle, Power of Attorney For: John V Van Hulle 2015-06-04 EX-24 2 poavanhulle.txt EDGAR SUPPORTING DOCUMENT Power of Attorney Know all by these presents that the undersigned hereby constitutes and appoints each of Bradley C. Richardson, Ana G. Rodriguez and Lisa K. Kunkle, signing singly, the undersigned's true and lawful attorney-in-fact to: 1. Prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; and 2. Execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of PolyOne Corporation (the "Corporation"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; and 3. Do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the SEC and any stock exchange or similar authority; and 4. Take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibility to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of February, 2015. /s/ John V. Van Hulle ____________________________ John V. Van Hulle