0001534158-15-000095.txt : 20150519 0001534158-15-000095.hdr.sgml : 20150519 20150519164253 ACCESSION NUMBER: 0001534158-15-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altice Richard N. CENTRAL INDEX KEY: 0001539629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 15877016 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-15 0 0001122976 POLYONE CORP POL 0001539629 Altice Richard N. POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 0 1 0 0 SVP & President DSS Restricted Stock Units 2015-05-15 4 A 0 3600 0 A 2018-05-15 2018-05-15 Common Stock 3600 3600 D Stock Appreciation Rights 40.19 2015-05-15 4 A 0 9900 0 A 2025-05-15 Common Stock 9900 9900 D Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from a market value per share of $38.27 and no more than one-third of the grant can vest per year during the first three years. By: Lisa K. Kunkle, Power of Attorney For: Richard N. Altice 2015-05-19