0001127602-21-004641.txt : 20210209 0001127602-21-004641.hdr.sgml : 20210209 20210209153529 ACCESSION NUMBER: 0001127602-21-004641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210208 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rathbun Joel R. CENTRAL INDEX KEY: 0001661555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 21606088 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVIENT CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 FORMER COMPANY: FORMER CONFORMED NAME: POLYONE CORP DATE OF NAME CHANGE: 20000830 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-08 0001122976 AVIENT CORP AVNT 0001661555 Rathbun Joel R. AVIENT CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 SVP, Mergers & Acquisitions Restricted Stock Units 2021-02-08 4 A 0 5050 0 A 2024-02-08 2024-02-08 Common Stock 5050 5050 D Stock Appreciation Rights 42.27 2021-02-08 4 A 0 20150 0 A 2031-02-08 Common Stock 20150 20150 D Each restricted stock unit represents a contingent right to receive one share of Avient common stock. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years. /s/ Lisa K. Kunkle, Power of Attorney For: Joel R. Rathbun 2021-02-09