0001127602-20-004870.txt : 20200211
0001127602-20-004870.hdr.sgml : 20200211
20200211165215
ACCESSION NUMBER: 0001127602-20-004870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200210
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rathbun Joel R.
CENTRAL INDEX KEY: 0001661555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16091
FILM NUMBER: 20597701
MAIL ADDRESS:
STREET 1: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POLYONE CORP
CENTRAL INDEX KEY: 0001122976
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 341730488
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
BUSINESS PHONE: 440-930-1000
MAIL ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-10
0001122976
POLYONE CORP
POL
0001661555
Rathbun Joel R.
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE
OH
44012
1
SVP, Mergers & Acquisitions
Restricted Stock Units
2020-02-10
4
A
0
6150
0
A
2023-02-10
2023-02-10
Common Stock
6150
6150
D
Stock Appreciation Rights
31.48
2020-02-10
4
A
0
19200
0
A
2030-02-10
Common Stock
19200
19200
D
Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years.
/s/ Lisa K. Kunkle, Power of Attorney For: Joel R. Rathbun
2020-02-11