0001127602-19-005620.txt : 20190213 0001127602-19-005620.hdr.sgml : 20190213 20190213161023 ACCESSION NUMBER: 0001127602-19-005620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190210 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horn J Scott CENTRAL INDEX KEY: 0001710183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 19597210 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-10 0001122976 POLYONE CORP POL 0001710183 Horn J Scott POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 SVP, President Distribution Common Stock 2019-02-10 4 M 0 1090 A 11420 D Common Stock 2019-02-11 4 F 0 394 31.49 D 11026 D Restricted Stock Units 2019-02-10 4 M 0 1090 D 2019-02-10 2019-02-10 Common Stock 1090 0 D Restricted Stock Units 2019-02-11 4 A 0 3700 0 A 2022-02-11 2022-02-11 Common Stock 3700 3700 D Stock Appreciation Rights 31.54 2019-02-11 4 A 0 11500 0 A 2029-02-11 Common Stock 11500 11500 D As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Includes dividend equivalents earned with respect to the vested restricted stock units. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. /s/ Lisa K. Kunkle, Power of Attorney For: J. Scott Horn 2019-02-13