0001127602-19-005618.txt : 20190213
0001127602-19-005618.hdr.sgml : 20190213
20190213160852
ACCESSION NUMBER: 0001127602-19-005618
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190210
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garratt Michael A
CENTRAL INDEX KEY: 0001582428
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16091
FILM NUMBER: 19597170
MAIL ADDRESS:
STREET 1: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POLYONE CORP
CENTRAL INDEX KEY: 0001122976
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 341730488
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
BUSINESS PHONE: 440-930-1000
MAIL ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-10
0001122976
POLYONE CORP
POL
0001582428
Garratt Michael A
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE
OH
44012
1
SVP, Chief Commercial Officer
Common Stock
2019-02-10
4
M
0
4250
A
14116
D
Common Stock
2019-02-11
4
F
0
1436
31.49
D
12680
D
Restricted Stock Units
2019-02-10
4
M
0
4250
D
2019-02-10
2019-02-10
Common Stock
4250
0
D
Restricted Stock Units
2019-02-11
4
A
0
5800
0
A
2022-02-11
2022-02-11
Common Stock
5800
5800
D
Stock Appreciation Rights
31.54
2019-02-11
4
A
0
18200
0
A
2029-02-11
Common Stock
18200
18200
D
As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019.
Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
Includes dividend equivalents earned with respect to the vested restricted stock units.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.
/s/ Lisa K. Kunkle, Power of Attorney For: Michael A Garratt
2019-02-13