0001127602-18-026018.txt : 20180822 0001127602-18-026018.hdr.sgml : 20180822 20180822170412 ACCESSION NUMBER: 0001127602-18-026018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180820 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patterson Robert M CENTRAL INDEX KEY: 0001433828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 181033013 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-08-20 0001122976 POLYONE CORP POL 0001433828 Patterson Robert M POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 1 Chairman, President & CEO Common Stock 2018-08-20 4 M 0 30500 14.81 A 290179.399 D Common Stock 2018-08-20 4 D 0 19352 43.16 D 270827.399 D Common Stock 2018-08-20 4 M 0 48800 14.61 A 319627.399 D Common Stock 2018-08-20 4 D 0 30837 43.16 D 288790.399 D Common Stock 2018-08-20 4 M 0 30700 23.08 A 319490.399 D Common Stock 2018-08-20 4 D 0 22752 43.16 D 296738.399 D Common Stock 2018-08-20 4 M 0 20500 35.07 A 317238.399 D Common Stock 2018-08-20 4 D 0 18363 43.16 D 298875.399 D Common Stock 2018-08-21 4 S 0 20000 43.6075 D 278875.399 D Common Stock 2018-08-22 4 S 0 19196 43.3015 D 259679.399 D Stock Appreciation Rights 14.81 2018-08-20 4 M 0 30500 0 D 2021-02-16 Common Stock 30500 0 D Stock Appreciation Rights 14.61 2018-08-20 4 M 0 48800 0 D 2022-02-14 Common Stock 48800 0 D Stock Appreciation Rights 23.08 2018-08-20 4 M 0 30700 0 D 2023-02-15 Common Stock 30700 0 D Stock Appreciation Rights 35.07 2018-08-20 4 M 0 20500 0 D 2024-02-11 Common Stock 20500 0 D Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed. The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation. The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation. The stock appreciation rights vested in three equal annual installments beginning February 16, 2012. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years. /s/ Lisa K. Kunkle, Power of Attorney For: Robert M. Patterson 2018-08-22