0001127602-18-026018.txt : 20180822
0001127602-18-026018.hdr.sgml : 20180822
20180822170412
ACCESSION NUMBER: 0001127602-18-026018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180820
FILED AS OF DATE: 20180822
DATE AS OF CHANGE: 20180822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patterson Robert M
CENTRAL INDEX KEY: 0001433828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16091
FILM NUMBER: 181033013
MAIL ADDRESS:
STREET 1: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POLYONE CORP
CENTRAL INDEX KEY: 0001122976
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 341730488
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
BUSINESS PHONE: 440-930-1000
MAIL ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-08-20
0001122976
POLYONE CORP
POL
0001433828
Patterson Robert M
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE
OH
44012
1
1
Chairman, President & CEO
Common Stock
2018-08-20
4
M
0
30500
14.81
A
290179.399
D
Common Stock
2018-08-20
4
D
0
19352
43.16
D
270827.399
D
Common Stock
2018-08-20
4
M
0
48800
14.61
A
319627.399
D
Common Stock
2018-08-20
4
D
0
30837
43.16
D
288790.399
D
Common Stock
2018-08-20
4
M
0
30700
23.08
A
319490.399
D
Common Stock
2018-08-20
4
D
0
22752
43.16
D
296738.399
D
Common Stock
2018-08-20
4
M
0
20500
35.07
A
317238.399
D
Common Stock
2018-08-20
4
D
0
18363
43.16
D
298875.399
D
Common Stock
2018-08-21
4
S
0
20000
43.6075
D
278875.399
D
Common Stock
2018-08-22
4
S
0
19196
43.3015
D
259679.399
D
Stock Appreciation Rights
14.81
2018-08-20
4
M
0
30500
0
D
2021-02-16
Common Stock
30500
0
D
Stock Appreciation Rights
14.61
2018-08-20
4
M
0
48800
0
D
2022-02-14
Common Stock
48800
0
D
Stock Appreciation Rights
23.08
2018-08-20
4
M
0
30700
0
D
2023-02-15
Common Stock
30700
0
D
Stock Appreciation Rights
35.07
2018-08-20
4
M
0
20500
0
D
2024-02-11
Common Stock
20500
0
D
Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.
The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.
/s/ Lisa K. Kunkle, Power of Attorney For: Robert M. Patterson
2018-08-22