0001127602-18-006631.txt : 20180216 0001127602-18-006631.hdr.sgml : 20180216 20180216161140 ACCESSION NUMBER: 0001127602-18-006631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crist Mark D CENTRAL INDEX KEY: 0001609173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 18621302 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-14 0001122976 POLYONE CORP POL 0001609173 Crist Mark D POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 SVP, President of CAI Restricted Stock Units 2018-02-14 4 A 0 3650 0 A 2021-02-14 2021-02-14 Common Stock 3650 3650 D Stock Appreciation Rights 41.89 2018-02-14 4 A 0 10400 0 A 2028-02-14 Common Stock 10400 10400 D Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. /s/ Lisa K. Kunkle, Power of Attorney For: Mark D. Crist 2018-02-16