0001127602-17-022974.txt : 20170705
0001127602-17-022974.hdr.sgml : 20170705
20170705162451
ACCESSION NUMBER: 0001127602-17-022974
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170703
FILED AS OF DATE: 20170705
DATE AS OF CHANGE: 20170705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POLYONE CORP
CENTRAL INDEX KEY: 0001122976
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 341730488
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
BUSINESS PHONE: 440-930-1000
MAIL ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horn J Scott
CENTRAL INDEX KEY: 0001710183
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16091
FILM NUMBER: 17948437
MAIL ADDRESS:
STREET 1: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2017-07-03
0
0001122976
POLYONE CORP
POL
0001710183
Horn J Scott
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE
OH
44012
1
SVP, President Distribution
Common Stock
3664
D
Restricted Stock Units
2018-02-04
Common Stock
912
D
Restricted Stock Units
2019-02-10
Common Stock
1113
D
Restricted Stock Units
2020-02-15
Common Stock
1065
D
Stock Appreciation Rights
14.61
2022-02-14
Common Stock
1000
D
Stock Appreciation Rights
23.08
2023-02-15
Common Stock
3600
D
Stock Appreciation Rights
35.07
2024-02-11
Common Stock
2400
D
Stock Appreciation Rights
38.27
2025-02-04
Common Stock
2440
D
Stock Appreciation Rights
24.98
2026-02-10
Common Stock
3290
D
Stock Appreciation Rights
34.10
2027-02-15
Common Stock
3190
D
The restricted stock units vest 3 years from the grant date on February 4, 2018.
The restricted stock units include all dividend equivalents acquired since the date of grant. Dividend equivalents are subject to the same restrictions as the underlying grant of restricted stock units.
The restricted stock units vest 3 years from the grant date on February 10, 2019.
The restricted stock units vest 3 years from the grant date on February 15, 2020.
SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years.
SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.
/s/ Lisa K. Kunkle, Power of Attorney For: J. Scott Horn
2017-07-05
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POA
Power of Attorney
Know all by these presents that the undersigned hereby constitutes and
appoints each of Bradley C. Richardson, Joao Jose San Martin Neto and Lisa K.
Kunkle, signing singly, the undersigned's true and lawful attorney-in-fact
to:
1. Prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required
by Section 16(a) of the Securities Exchange Act of 1934 or any rule or
regulation of the SEC; and
2. Execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of PolyOne
Corporation (the "Corporation"), Forms 3, 4, and 5 in accordance
with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder; and
3. Do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and
execute any such Form 3, 4, or 5 and timely file such form with
the SEC and any stock exchange or similar authority; and
4. Take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may
be of benefit to, in the best interest of, or legally required
by, the undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact
may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of
the undersigned, are not assuming, nor is the Corporation assuming, any of
the undersigned's responsibility to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Corporation, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 23rd day of June, 2017.
/s/ J. Scott Horn
____________________________
J. Scott Horn