0001127602-17-006968.txt : 20170217 0001127602-17-006968.hdr.sgml : 20170217 20170217165008 ACCESSION NUMBER: 0001127602-17-006968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: San Martin Neto Joao Jose CENTRAL INDEX KEY: 0001688924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 17622041 MAIL ADDRESS: STREET 1: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0001122976 POLYONE CORP POL 0001688924 San Martin Neto Joao Jose POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 SVP & CHRO Restricted Stock Units 2017-02-15 4 A 0 2950 0 A 2020-02-15 2020-02-15 Common Stock 2950 2950 D Stock Appreciation Rights 34.10 2017-02-15 4 A 0 8850 0 A 2027-02-15 Common Stock 8850 8850 D Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years. /s/ Lisa K. Kunkle, Power of Attorney For: Joao Jose San Martin Neto 2017-02-17