0001209191-21-007699.txt : 20210204 0001209191-21-007699.hdr.sgml : 20210204 20210204143506 ACCESSION NUMBER: 0001209191-21-007699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL MARK G CENTRAL INDEX KEY: 0001256304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 21590660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC. CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR, INC DATE OF NAME CHANGE: 20060828 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-03 0 0001122904 NETGEAR, INC. NTGR 0001256304 MERRILL MARK G 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 CTO Common Stock 2021-02-03 4 S 0 500 43.23 D 49294 D Common Stock 2021-02-03 4 M 0 5000 18.58 A 54294 D Common Stock 2021-02-03 4 S 0 3000 43.05 D 51294 D Common Stock 2021-02-03 4 S 0 1000 43.24 D 50294 D Common Stock 2021-02-03 4 S 0 1000 43.24 D 49294 D Employee Stock Option (Right to Buy) 19.32 2024-06-03 Common Stock 13 13 D Employee Stock Option (Right to Buy) 18.58 2021-02-03 4 M 0 5000 0.00 D 2025-06-02 Common Stock 5000 4987 D Employee Stock Option (Right to Buy) 23.48 2026-03-24 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 25.37 2027-06-01 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 41.67 2028-01-25 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 26.61 2029-07-19 Common Stock 37500 37500 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2021-02-04