0001122649-13-000022.txt : 20130830 0001122649-13-000022.hdr.sgml : 20130830 20130830113820 ACCESSION NUMBER: 0001122649-13-000022 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 EFFECTIVENESS DATE: 20130830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST CENTRAL INDEX KEY: 0001122649 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10085 FILM NUMBER: 131071515 BUSINESS ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: PO BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 BUSINESS PHONE: 2529729922 MAIL ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: PO BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 0001122649 S000010501 The Hillman Focused Advantage Fund C000028969 No Load Shares HCMAX N-PX 1 npx0613.htm HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST npx0613.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY



Investment Company Act file number: 811-10085


Hillman Capital Management Investment Trust
(Exact name of registrant as specified in charter)


116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
                                           (Address of principal executive offices)                                    (Zip code)


A. Vason Hamrick
 116 South Franklin Street, Post Office Box 69, Rocky Mount, North Carolina 27802
(Name and address of agent for service)


Registrant's telephone number, including area code: 252-972-9922


Date of fiscal year end: September 30


Date of reporting period: July 1, 2012 - June 30, 2013
 

 
 
 
 
 

  HILLMAN FOCUSED ADVANTAGE FUND
PROXY VOTING RECORDS
ORACLE CORPORATION
                                  
Security
      
68389X105
              
Meeting Type
    
Annual
    
Ticker Symbol
    
ORCL
            
Meeting Date
    
07-Nov-2012
  
ISIN
        
US68389X1054
            
Agenda
    
933690302 - Management
Record Date
      
10-Sep-2012
            
Holding Recon Date
10-Sep-2012
  
City /
Country
      
/
United States
      
Vote Deadline Date
06-Nov-2012
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1
DIRECTOR
                  
Management
                  
   
1
JEFFREY S. BERG
                
For
  
For
      
For
  
   
2
H. RAYMOND BINGHAM
            
For
  
For
      
For
  
   
3
MICHAEL J. BOSKIN
              
For
  
For
      
For
  
   
4
SAFRA A. CATZ
                  
For
  
For
      
For
  
   
5
BRUCE R. CHIZEN
                
For
  
For
      
For
  
   
6
GEORGE H. CONRADES
            
For
  
For
      
For
  
   
7
LAWRENCE J. ELLISON
            
For
  
For
      
For
  
   
8
HECTOR GARCIA-MOLINA
          
For
  
For
      
For
  
   
9
JEFFREY O. HENLEY
              
For
  
For
      
For
  
   
10
MARK V. HURD
                  
For
  
For
      
For
  
   
11
DONALD L. LUCAS
                
For
  
For
      
For
  
   
12
NAOMI O. SELIGMAN
              
For
  
For
      
For
  
2
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management
  
Against
  
Against
      
Against
  
3
APPROVAL OF INCREASE IN SHARES UNDER
THE DIRECTORS' STOCK PLAN.
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
4
RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013.
Management
  
For
  
For
      
For
  
5
STOCKHOLDER PROPOSAL REGARDING
MULTIPLE PERFORMANCE METRICS.
Shareholder
    
For
  
Against
      
For
  
6
STOCKHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIRMAN.
Shareholder
    
For
  
Against
      
For
  
7
STOCKHOLDER PROPOSAL REGARDING
EQUITY RETENTION POLICY.
Shareholder
    
Against
  
For
      
Against
  
8
STOCKHOLDER PROPOSAL REGARDING
EQUITY ACCELERATION UPON A CHANGE IN
CONTROL OF ORACLE.
Shareholder
    
For
  
Against
      
For
  
                                             
CISCO SYSTEMS, INC.
                                      
Security
      
17275R102
              
Meeting Type
    
Annual
    
Ticker Symbol
    
CSCO
            
Meeting Date
    
15-Nov-2012
  
ISIN
        
US17275R1023
          
Agenda
    
933691708 - Management
Record Date
      
17-Sep-2012
            
Holding Recon Date
17-Sep-2012
  
City /
Country
      
/
United States
      
Vote Deadline Date
14-Nov-2012
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: CAROL A. BARTZ
    
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: MARC BENIOFF
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: M. MICHELE
BURNS
  
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: LARRY R. CARTER
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: JOHN T.
CHAMBERS
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: BRIAN L. HALLA
    
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
1H.
ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY
Management
  
For
  
For
      
For
  
1I
ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: RICHARD M.
KOVACEVICH
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: RODERICK C.
MCGEARY
Management
  
For
  
For
      
For
  
1L.
ELECTION OF DIRECTOR: ARUN SARIN
    
Management
  
For
  
For
      
For
  
1M.
ELECTION OF DIRECTOR: STEVEN M. WEST
    
Management
  
For
  
For
      
For
  
2.
APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE EXECUTIVE
INCENTIVE PLAN.
Management
  
For
  
For
      
For
  
3.
APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
Management
  
For
  
For
      
For
  
4.
RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2013.
Management
  
For
  
For
      
For
  
5.
APPROVAL TO HAVE CISCO'S BOARD ADOPT
A POLICY TO HAVE AN INDEPENDENT
BOARD CHAIRMAN WHENEVER POSSIBLE.
Shareholder
    
For
  
Against
      
For
  
6.
APPROVAL TO REQUEST CISCO
MANAGEMENT TO PREPARE A REPORT ON
"CONFLICT MINERALS" IN CISCO'S SUPPLY
CHAIN.
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
MICROSOFT CORPORATION
                                  
Security
      
594918104
              
Meeting Type
    
Annual
    
Ticker Symbol
    
MSFT
            
Meeting Date
    
28-Nov-2012
  
ISIN
        
US5949181045
            
Agenda
    
933691784 - Management
Record Date
      
14-Sep-2012
            
Holding Recon Date
14-Sep-2012
  
City /
Country
      
/
United States
      
Vote Deadline Date
27-Nov-2012
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1.
ELECTION OF DIRECTOR: STEVEN A.
BALLMER
  
Management
  
For
  
For
      
For
  
2.
ELECTION OF DIRECTOR: DINA DUBLON
    
Management
  
For
  
For
      
For
  
3.
ELECTION OF DIRECTOR: WILLIAM H. GATES
III
  
Management
  
For
  
For
      
For
  
4.
ELECTION OF DIRECTOR: MARIA M. KLAWE
    
Management
  
For
  
For
      
For
  
5.
ELECTION OF DIRECTOR: STEPHEN J.
LUCZO
  
Management
  
For
  
For
      
For
  
6.
ELECTION OF DIRECTOR: DAVID F.
MARQUARDT
Management
  
For
  
For
      
For
  
7.
ELECTION OF DIRECTOR: CHARLES H.
NOSKI
  
Management
  
For
  
For
      
For
  
8.
ELECTION OF DIRECTOR: HELMUT PANKE
    
Management
  
For
  
For
      
For
  
9.
ELECTION OF DIRECTOR: JOHN W.
THOMPSON
  
Management
  
For
  
For
      
For
  
10.
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL)
Management
  
For
  
For
      
For
  
11.
APPROVAL OF EMPLOYEE STOCK
PURCHASE PLAN (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL)
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
12.
RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2013 (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL)
Management
  
For
  
For
      
For
  
13.
SHAREHOLDER PROPOSAL - ADOPT
CUMULATIVE VOTING (THE BOARD
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
Shareholder
    
Against
  
For
      
Against
  
                                             
APPLE INC.
                                          
Security
      
037833100
              
Meeting Type
    
Annual
    
Ticker Symbol
    
AAPL
            
Meeting Date
    
27-Feb-2013
  
ISIN
        
US0378331005
            
Agenda
    
933725042 - Management
Record Date
      
02-Jan-2013
              
Holding Recon Date
02-Jan-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
26-Feb-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1.
DIRECTOR
                  
Management
                  
   
1
WILLIAM CAMPBELL
              
For
  
For
      
For
  
   
2
TIMOTHY COOK
                  
For
  
For
      
For
  
   
3
MILLARD DREXLER
              
For
  
For
      
For
  
   
4
AL GORE
                  
For
  
For
      
For
  
   
5
ROBERT IGER
                  
For
  
For
      
For
  
   
6
ANDREA JUNG
                  
For
  
For
      
For
  
   
7
ARTHUR LEVINSON
              
For
  
For
      
For
  
   
8
RONALD SUGAR
                
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
AMENDMENT OF APPLE'S RESTATED
ARTICLES OF INCORPORATION TO (I)
ELIMINATE CERTAIN LANGUAGE RELATING
TO TERM OF OFFICE OF DIRECTORS IN
ORDER TO FACILITATE THE ADOPTION OF
MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE AND (IV) MAKE
OTHER CHANGES.
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
Management
  
For
  
For
      
For
  
4.
A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION.
Management
  
For
  
For
      
For
  
5.
A SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK."
Shareholder
    
Against
  
For
      
Against
  
6.
A SHAREHOLDER PROPOSAL ENTITLED
"BOARD COMMITTEE ON HUMAN RIGHTS."
Shareholder
    
Against
  
For
      
Against
  
                                             
HEWLETT-PACKARD COMPANY
                                  
Security
      
428236103
              
Meeting Type
    
Annual
    
Ticker Symbol
    
HPQ
            
Meeting Date
    
20-Mar-2013
  
ISIN
        
US4282361033
            
Agenda
    
933731615 - Management
Record Date
      
22-Jan-2013
              
Holding Recon Date
22-Jan-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
19-Mar-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: M.L. ANDREESSEN
  
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
1B.
ELECTION OF DIRECTOR: S. BANERJI
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: R.L. GUPTA
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: J.H.
HAMMERGREN
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: R.J. LANE
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: A.M. LIVERMORE
    
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: G.M. REINER
    
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: P.F. RUSSO
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: G.K. THOMPSON
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: M.C. WHITMAN
    
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: R.V. WHITWORTH
    
Management
  
For
  
For
      
For
  
2.
RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2013.
Management
  
For
  
For
      
For
  
3.
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management
  
Against
  
Against
      
Against
  
4.
AMEND HP'S AMENDED AND RESTATED
BYLAWS TO PERMIT STOCKHOLDER PROXY
ACCESS.
Management
  
For
  
For
      
For
  
5.
APPROVAL OF THE SECOND AMENDED AND
RESTATED HEWLETT-PACKARD COMPANY
2004 STOCK INCENTIVE PLAN.
Management
  
For
  
For
      
For
  
6.
STOCKHOLDER PROPOSAL RELATING TO
THE FORMATION OF A HUMAN RIGHTS
COMMITTEE.
Shareholder
    
Against
  
For
      
Against
  
7.
STOCKHOLDER PROPOSAL ENTITLED "2013
HEWLETT-PACKARD RESOLUTION ON
HUMAN RIGHTS POLICY."
Shareholder
    
Against
  
For
      
Against
  
8.
STOCKHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK."
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
TEXAS INSTRUMENTS INCORPORATED
                                  
Security
      
882508104
              
Meeting Type
    
Annual
    
Ticker Symbol
    
TXN
              
Meeting Date
    
18-Apr-2013
  
ISIN
        
US8825081040
            
Agenda
    
933737693 - Management
Record Date
      
19-Feb-2013
              
Holding Recon Date
19-Feb-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
17-Apr-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: R.W. BABB, JR.
    
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: M.A. BLINN
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: D.A. CARP
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: C.S. COX
      
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: P.H. PATSLEY
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: R.E. SANCHEZ
    
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: W.R. SANDERS
    
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: R.J. SIMMONS
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: R.K. TEMPLETON
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: C.T. WHITMAN
    
Management
  
For
  
For
      
For
  
2.
BOARD PROPOSAL REGARDING ADVISORY
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
Management
  
For
  
For
      
For
  
3.
BOARD PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013.
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
                                             
E. I. DU PONT DE NEMOURS AND COMPANY
                              
Security
      
263534109
              
Meeting Type
    
Annual
    
Ticker Symbol
    
DD
              
Meeting Date
    
24-Apr-2013
  
ISIN
        
US2635341090
            
Agenda
    
933745145 - Management
Record Date
      
27-Feb-2013
              
Holding Recon Date
27-Feb-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
23-Apr-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: LAMBERTO
ANDREOTTI
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: RICHARD H.
BROWN
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: ROBERT A.
BROWN
  
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: BERTRAND P.
COLLOMB
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: CURTIS J.
CRAWFORD
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: ELEUTHERE I. DU
PONT
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: MARILLYN A.
HEWSON
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: LOIS D. JULIBER
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
  
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: LEE M. THOMAS
    
Management
  
For
  
For
      
For
  
2.
ON RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management
  
For
  
For
      
For
  
3.
TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION
Management
  
For
  
For
      
For
  
4.
ON INDEPENDENT BOARD CHAIR
        
Shareholder
    
For
  
Against
      
For
  
 
 
 
 
 
 
 
5.
ON LOBBYING REPORT
            
Shareholder
    
For
  
Against
      
For
  
6.
ON GENETICALLY ENGINEERED SEED
    
Shareholder
    
Against
  
For
      
Against
  
7.
ON EXECUTIVE COMPENSATION REPORT
    
Shareholder
    
Against
  
For
      
Against
  
                                             
GENERAL ELECTRIC COMPANY
                                  
Security
      
369604103
              
Meeting Type
    
Annual
    
Ticker Symbol
    
GE
              
Meeting Date
    
24-Apr-2013
  
ISIN
        
US3696041033
            
Agenda
    
933750196 - Management
Record Date
      
25-Feb-2013
              
Holding Recon Date
25-Feb-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
23-Apr-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
A1
ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE
Management
  
For
  
For
      
For
  
A2
ELECTION OF DIRECTOR: JOHN J. BRENNAN
    
Management
  
For
  
For
      
For
  
A3
ELECTION OF DIRECTOR: JAMES I. CASH,
JR.
  
Management
  
For
  
For
      
For
  
A4
ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA
  
Management
  
For
  
For
      
For
  
A5
ELECTION OF DIRECTOR: MARIJN E.
DEKKERS
  
Management
  
For
  
For
      
For
  
A6
ELECTION OF DIRECTOR: ANN M. FUDGE
    
Management
  
For
  
For
      
For
  
A7
ELECTION OF DIRECTOR: SUSAN
HOCKFIELD
  
Management
  
For
  
For
      
For
  
A8
ELECTION OF DIRECTOR: JEFFREY R.
IMMELT
  
Management
  
For
  
For
      
For
  
A9
ELECTION OF DIRECTOR: ANDREA JUNG
    
Management
  
For
  
For
      
For
  
A10
ELECTION OF DIRECTOR: ROBERT W. LANE
    
Management
  
For
  
For
      
For
  
A11
ELECTION OF DIRECTOR: RALPH S. LARSEN
  
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
A12
ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS
Management
  
For
  
For
      
For
  
A13
ELECTION OF DIRECTOR: JAMES J. MULVA
    
Management
  
For
  
For
      
For
  
A14
ELECTION OF DIRECTOR: MARY L.
SCHAPIRO
  
Management
  
For
  
For
      
For
  
A15
ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA
Management
  
For
  
For
      
For
  
A16
ELECTION OF DIRECTOR: JAMES S. TISCH
    
Management
  
For
  
For
      
For
  
A17
ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III
Management
  
For
  
For
      
For
  
B1
ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION
Management
  
For
  
For
      
For
  
B2
RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
  
For
  
For
      
For
  
C1
CESSATION OF ALL STOCK OPTIONS AND
BONUSES
Shareholder
    
Against
  
For
      
Against
  
C2
DIRECTOR TERM LIMITS
            
Shareholder
    
Against
  
For
      
Against
  
C3
INDEPENDENT CHAIRMAN
            
Shareholder
    
For
  
Against
      
For
  
C4
RIGHT TO ACT BY WRITTEN CONSENT
    
Shareholder
    
For
  
Against
      
For
  
C5
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK
  
Shareholder
    
Against
  
For
      
Against
  
C6
MULTIPLE CANDIDATE ELECTIONS
      
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
THE BOEING COMPANY
                                      
Security
      
097023105
              
Meeting Type
    
Annual
    
Ticker Symbol
    
BA
              
Meeting Date
    
29-Apr-2013
  
ISIN
        
US0970231058
            
Agenda
    
933747315 - Management
Record Date
      
01-Mar-2013
              
Holding Recon Date
01-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
26-Apr-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: DAVID L.
CALHOUN
  
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR.
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: LINDA Z. COOK
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: EDMUND P.
GIAMBASTIANI, JR.
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: EDWARD M. LIDDY
  
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR.
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: SUSAN C.
SCHWAB
  
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: RONALD A.
WILLIAMS
  
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: MIKE S.
ZAFIROVSKI
  
Management
  
For
  
For
      
For
  
2.
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2013.
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
4.
FUTURE EXTRAORDINARY RETIREMENT
BENEFITS.
Shareholder
    
Against
  
For
      
Against
  
5.
ACTION BY WRITTEN CONSENT.
        
Shareholder
    
For
  
Against
      
For
  
6.
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK.
  
Shareholder
    
Against
  
For
      
Against
  
7.
INDEPENDENT BOARD CHAIRMAN.
      
Shareholder
    
For
  
Against
      
For
  
                                             
EMC CORPORATION
                                        
Security
      
268648102
              
Meeting Type
    
Annual
    
Ticker Symbol
    
EMC
            
Meeting Date
    
01-May-2013
  
ISIN
        
US2686481027
            
Agenda
    
933748747 - Management
Record Date
      
01-Mar-2013
              
Holding Recon Date
01-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
30-Apr-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: MICHAEL W.
BROWN
  
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: RANDOLPH L.
COWEN
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: GAIL DEEGAN
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: JAMES S.
DISTASIO
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: JOHN R. EGAN
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: EDMUND F. KELLY
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: JAMI MISCIK
    
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: WINDLE B. PRIEM
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: PAUL SAGAN
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: DAVID N. STROHM
    
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: JOSEPH M. TUCCI
    
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
RATIFICATION OF THE SELECTION BY THE
AUDIT COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013,
AS DESCRIBED IN EMC'S PROXY
STATEMENT.
Management
  
For
  
For
      
For
  
3.
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
Management
  
Against
  
Against
      
Against
  
4.
APPROVAL OF THE EMC CORPORATION
AMENDED AND RESTATED 2003 STOCK
PLAN, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
Management
  
For
  
For
      
For
  
5.
APPROVAL OF THE EMC CORPORATION
AMENDED AND RESTATED 1989 EMPLOYEE
STOCK PURCHASE PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
Management
  
For
  
For
      
For
  
6.
APPROVAL OF AMENDMENTS TO EMC'S
ARTICLES OF ORGANIZATION AND BYLAWS
TO ALLOW SHAREHOLDERS TO ACT BY
WRITTEN CONSENT BY LESS THAN
UNANIMOUS APPROVAL, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
Management
  
For
  
For
      
For
  
7.
TO ACT UPON A SHAREHOLDER PROPOSAL
RELATING TO POLITICAL CONTRIBUTIONS,
AS DESCRIBED IN EMC'S PROXY
STATEMENT.
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
BANK OF AMERICA CORPORATION
                                  
Security
      
060505104
              
Meeting Type
    
Annual
    
Ticker Symbol
    
BAC
            
Meeting Date
    
08-May-2013
  
ISIN
        
US0605051046
            
Agenda
    
933759017 - Management
Record Date
      
13-Mar-2013
              
Holding Recon Date
13-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
07-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: SHARON L. ALLEN
    
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: SUSAN S. BIES
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: JACK O.
BOVENDER, JR.
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: FRANK P.
BRAMBLE, SR.
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: ARNOLD W.
DONALD
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: CHARLES K.
GIFFORD
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: CHARLES O.
HOLLIDAY, JR.
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: LINDA P. HUDSON
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: MONICA C.
LOZANO
  
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: THOMAS J. MAY
    
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: BRIAN T.
MOYNIHAN
  
Management
  
For
  
For
      
For
  
1L.
ELECTION OF DIRECTOR: LIONEL L.
NOWELL, III
  
Management
  
For
  
For
      
For
  
1M.
ELECTION OF DIRECTOR: R. DAVID YOST
    
Management
  
For
  
For
      
For
  
2.
AN ADVISORY (NON-BINDING) VOTE TO
APPROVE EXECUTIVE COMPENSATION (SAY
ON PAY).
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
3.
RATIFICATION OF THE APPOINTMENT OF
THE REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2013.
Management
  
For
  
For
      
For
  
4.
STOCKHOLDER PROPOSAL - REPORT ON
POLITICAL CONTRIBUTIONS.
Shareholder
    
For
  
Against
      
For
  
5.
STOCKHOLDER PROPOSAL - PROXY
ACCESS.
  
Shareholder
    
Against
  
For
      
Against
  
6.
STOCKHOLDER PROPOSAL - MULTIPLE
BOARD SERVICE.
Shareholder
    
Against
  
For
      
Against
  
7.
STOCKHOLDER PROPOSAL - POLITICAL
CONTRIBUTIONS.
Shareholder
    
Against
  
For
      
Against
  
8.
STOCKHOLDER PROPOSAL - MORTGAGE
SERVICING.
Shareholder
    
Against
  
For
      
Against
  
                                             
COMPASS MINERALS INTERNATIONAL, INC.
                              
Security
      
20451N101
              
Meeting Type
    
Annual
    
Ticker Symbol
    
CMP
            
Meeting Date
    
08-May-2013
  
ISIN
        
US20451N1019
          
Agenda
    
933759473 - Management
Record Date
      
11-Mar-2013
              
Holding Recon Date
11-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
07-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1.
DIRECTOR
                  
Management
                  
   
1
ERIC FORD
                  
For
  
For
      
For
  
   
2
FRANCIS J. MALECHA
              
For
  
For
      
For
  
   
3
PAUL S. WILLIAMS
              
For
  
For
      
For
  
2.
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS COMPASS MINERALS'
INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
3.
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE COMPENSATION.
Management
  
For
  
For
      
For
  
                                             
NORDSTROM, INC.
                                        
Security
      
655664100
              
Meeting Type
    
Annual
    
Ticker Symbol
    
JWN
            
Meeting Date
    
14-May-2013
  
ISIN
        
US6556641008
            
Agenda
    
933764955 - Management
Record Date
      
15-Mar-2013
              
Holding Recon Date
15-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
13-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: PHYLLIS J.
CAMPBELL
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: MICHELLE M.
EBANKS
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR.
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: ROBERT G.
MILLER
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: BLAKE W.
NORDSTROM
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: ERIK B.
NORDSTROM
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: PETER E.
NORDSTROM
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: PHILIP G. SATRE
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: B. KEVIN TURNER
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: ROBERT D.
WALTER
  
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: ALISON A. WINTER
  
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
  
For
  
For
      
For
  
3.
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management
  
For
  
For
      
For
  
4.
APPROVAL OF AN AMENDMENT TO THE
NORDSTROM, INC. 2010 EQUITY INCENTIVE
PLAN.
Management
  
For
  
For
      
For
  
                                             
INTEL CORPORATION
                                      
Security
      
458140100
              
Meeting Type
    
Annual
    
Ticker Symbol
    
INTC
              
Meeting Date
    
16-May-2013
  
ISIN
        
US4581401001
            
Agenda
    
933758611 - Management
Record Date
      
18-Mar-2013
              
Holding Recon Date
18-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
15-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: CHARLENE
BARSHEFSKY
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: ANDY D. BRYANT
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: SUSAN L. DECKER
  
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: JOHN J. DONAHOE
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: REED E. HUNDT
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: JAMES D.
PLUMMER
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: DAVID S.
POTTRUCK
  
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: FRANK D. YEARY
    
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: DAVID B. YOFFIE
    
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT YEAR
Management
  
For
  
For
      
For
  
3.
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management
  
For
  
For
      
For
  
4.
APPROVAL OF AMENDMENT AND
EXTENSION OF THE 2006 EQUITY INCENTIVE
PLAN
Management
  
For
  
For
      
For
  
5.
STOCKHOLDER PROPOSAL TITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK"
Shareholder
    
Against
  
For
      
Against
  
                                             
AMGEN INC.
                                          
Security
      
031162100
              
Meeting Type
    
Annual
    
Ticker Symbol
    
AMGN
            
Meeting Date
    
22-May-2013
  
ISIN
        
US0311621009
            
Agenda
    
933774968 - Management
Record Date
      
25-Mar-2013
              
Holding Recon Date
25-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
21-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: DR. DAVID
BALTIMORE
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: MR. FRANK J.
BIONDI, JR.
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: MR. ROBERT A.
BRADWAY
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: MR. FRANCOIS DE
CARBONNEL
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: DR. VANCE D.
COFFMAN
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: MR. ROBERT A.
ECKERT
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
1G.
ELECTION OF DIRECTOR: DR. REBECCA M.
HENDERSON
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: MR. FRANK C.
HERRINGER
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: DR. TYLER JACKS
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: DR. GILBERT S.
OMENN
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: MS. JUDITH C.
PELHAM
Management
  
For
  
For
      
For
  
1L.
ELECTION OF DIRECTOR: MR. LEONARD D.
SCHAEFFER
Management
  
For
  
For
      
For
  
1M.
ELECTION OF DIRECTOR: DR. RONALD D.
SUGAR
Management
  
For
  
For
      
For
  
2.
TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2013.
Management
  
For
  
For
      
For
  
3.
ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION.
Management
  
For
  
For
      
For
  
4.
APPROVAL OF OUR PROPOSED AMENDED
AND RESTATED 2009 EQUITY INCENTIVE
PLAN.
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
                                             
THE GOLDMAN SACHS GROUP, INC.
                                  
Security
      
38141G104
              
Meeting Type
    
Annual
    
Ticker Symbol
    
GS
              
Meeting Date
    
23-May-2013
  
ISIN
        
US38141G1040
          
Agenda
    
933779754 - Management
Record Date
      
25-Mar-2013
              
Holding Recon Date
25-Mar-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
22-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A
ELECTION OF DIRECTOR: LLOYD C.
BLANKFEIN
  
Management
  
For
  
For
      
For
  
1B
ELECTION OF DIRECTOR: M. MICHELE
BURNS
  
Management
  
For
  
For
      
For
  
1C
ELECTION OF DIRECTOR: GARY D. COHN
    
Management
  
For
  
For
      
For
  
1D
ELECTION OF DIRECTOR: CLAES DAHLBACK
  
Management
  
For
  
For
      
For
  
1E
ELECTION OF DIRECTOR: WILLIAM W.
GEORGE
  
Management
  
For
  
For
      
For
  
1F
ELECTION OF DIRECTOR: JAMES A.
JOHNSON
  
Management
  
For
  
For
      
For
  
1G
ELECTION OF DIRECTOR: LAKSHMI N.
MITTAL
  
Management
  
For
  
For
      
For
  
1H
ELECTION OF DIRECTOR: ADEBAYO O.
OGUNLESI
Management
  
For
  
For
      
For
  
1I
ELECTION OF DIRECTOR: JAMES J. SCHIRO
    
Management
  
For
  
For
      
For
  
1J
ELECTION OF DIRECTOR: DEBORA L. SPAR
    
Management
  
For
  
For
      
For
  
1K
ELECTION OF DIRECTOR: MARK E. TUCKER
    
Management
  
For
  
For
      
For
  
1L
ELECTION OF DIRECTOR: DAVID A. VINIAR
    
Management
  
For
  
For
      
For
  
02
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (SAY ON PAY)
Management
  
Against
  
Against
      
Against
  
03
APPROVAL OF THE GOLDMAN SACHS
AMENDED AND RESTATED STOCK
INCENTIVE PLAN (2013)
Management
  
Against
  
Against
      
Against
  
 
 
 
 
 
 
 
04
RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
Management
  
For
  
For
      
For
  
05
SHAREHOLDER PROPOSAL REGARDING
HUMAN RIGHTS COMMITTEE
Shareholder
    
Against
  
For
      
Against
  
06
SHAREHOLDER PROPOSAL REGARDING
GOLDMAN SACHS LOBBYING DISCLOSURE
Shareholder
    
Against
  
For
      
Against
  
07
SHAREHOLDER PROPOSAL REGARDING
PROXY ACCESS FOR SHAREHOLDERS
Shareholder
    
Against
  
For
      
Against
  
08
SHAREHOLDER PROPOSAL REGARDING
MAXIMIZATION OF VALUE FOR
SHAREHOLDERS
Shareholder
    
Against
  
For
      
Against
  
                                             
EXXON MOBIL CORPORATION
                                  
Security
      
30231G102
              
Meeting Type
    
Annual
    
Ticker Symbol
    
XOM
            
Meeting Date
    
29-May-2013
  
ISIN
        
US30231G1022
          
Agenda
    
933791243 - Management
Record Date
      
04-Apr-2013
              
Holding Recon Date
04-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
28-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1.
DIRECTOR
                  
Management
                  
   
1
M.J. BOSKIN
                  
For
  
For
      
For
  
   
2
P. BRABECK-LETMATHE
          
For
  
For
      
For
  
   
3
U.M. BURNS
                  
For
  
For
      
For
  
   
4
L.R. FAULKNER
                  
For
  
For
      
For
  
   
5
J.S. FISHMAN
                  
For
  
For
      
For
  
   
6
H.H. FORE
                  
For
  
For
      
For
  
 
 
 
 
 
 
 
   
7
K.C. FRAZIER
                  
For
  
For
      
For
  
   
8
W.W. GEORGE
                  
For
  
For
      
For
  
   
9
S.J. PALMISANO
                
Withheld
  
Against
      
Withheld
   
10
S.S REINEMUND
                
For
  
For
      
For
  
   
11
R.W. TILLERSON
                
For
  
For
      
For
  
   
12
W.C. WELDON
                  
For
  
For
      
For
  
   
13
E.E. WHITACRE, JR.
              
For
  
For
      
For
  
2.
RATIFICATION OF INDEPENDENT AUDITORS
(PAGE 60)
Management
  
For
  
For
      
For
  
3.
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (PAGE 61)
Management
  
For
  
For
      
For
  
4.
INDEPENDENT CHAIRMAN (PAGE 63)
    
Shareholder
    
For
  
Against
      
For
  
5.
MAJORITY VOTE FOR DIRECTORS (PAGE 64)
  
Shareholder
    
For
  
Against
      
For
  
6.
LIMIT DIRECTORSHIPS (PAGE 65)
        
Shareholder
    
Against
  
For
      
Against
  
7.
REPORT ON LOBBYING (PAGE 66)
      
Shareholder
    
Against
  
For
      
Against
  
8.
POLITICAL CONTRIBUTIONS POLICY (PAGE
67)
  
Shareholder
    
Against
  
For
      
Against
  
9.
AMENDMENT OF EEO POLICY (PAGE 69)
    
Shareholder
    
For
  
Against
      
For
  
10.
REPORT ON NATURAL GAS PRODUCTION
(PAGE 70)
Shareholder
    
Against
  
For
      
Against
  
11.
GREENHOUSE GAS EMISSIONS GOALS
(PAGE 72)
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
THE WESTERN UNION COMPANY
                                  
Security
      
959802109
              
Meeting Type
    
Annual
    
Ticker Symbol
    
WU
            
Meeting Date
    
30-May-2013
  
ISIN
        
US9598021098
            
Agenda
    
933793867 - Management
Record Date
      
01-Apr-2013
              
Holding Recon Date
01-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
29-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: DINYAR S.
DEVITRE
  
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: BETSY D. HOLDEN
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: WULF VON
SCHIMMELMANN
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: SOLOMON D.
TRUJILLO
Management
  
For
  
For
      
For
  
2.
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF SELECTION OF AUDITORS
    
Management
  
For
  
For
      
For
  
4.
APPROVAL OF AMENDMENTS TO THE
COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
PROVIDE STOCKHOLDERS THE RIGHT TO
CALL SPECIAL MEETINGS OF
STOCKHOLDERS
Management
  
For
  
For
      
For
  
5.
STOCKHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS
Shareholder
    
Against
  
For
      
Against
  
 
 
 
 
 
 
 
                                             
RAYTHEON COMPANY
                                      
Security
      
755111507
              
Meeting Type
    
Annual
    
Ticker Symbol
    
RTN
            
Meeting Date
    
30-May-2013
  
ISIN
        
US7551115071
            
Agenda
    
933806967 - Management
Record Date
      
09-Apr-2013
              
Holding Recon Date
09-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
29-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: JAMES E.
CARTWRIGHT
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: VERNON E. CLARK
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: STEPHEN J.
HADLEY
  
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: MICHAEL C.
RUETTGERS
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: RONALD L.
SKATES
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: WILLIAM R.
SPIVEY
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: LINDA G. STUNTZ
    
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: WILLIAM H.
SWANSON
Management
  
For
  
For
      
For
  
2.
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF INDEPENDENT AUDITORS
    
Management
  
For
  
For
      
For
  
4.
SHAREHOLDER PROPOSAL REGARDING
POLITICAL EXPENDITURES
Shareholder
    
Against
  
For
      
Against
  
5.
SHAREHOLDER PROPOSAL REGARDING
ACTION BY WRITTEN CONSENT
Shareholder
    
For
  
Against
      
For
  
 
 
 
 
 
 
 
6.
SHAREHOLDER PROPOSAL REGARDING
SUPPLEMENTAL EXECUTIVE RETIREMENT
PLANS
Shareholder
    
Against
  
For
      
Against
  
7.
SHAREHOLDER PROPOSAL REGARDING
ACCELERATED VESTING OF EQUITY
AWARDS UPON A CHANGE IN CONTROL
Shareholder
    
For
  
Against
      
For
  
                                             
STAPLES, INC.
                                          
Security
      
855030102
              
Meeting Type
    
Annual
    
Ticker Symbol
    
SPLS
            
Meeting Date
    
03-Jun-2013
  
ISIN
        
US8550301027
            
Agenda
    
933797207 - Management
Record Date
      
08-Apr-2013
              
Holding Recon Date
08-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
31-May-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: BASIL L.
ANDERSON
  
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: ARTHUR M. BLANK
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: DREW G. FAUST
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: JUSTIN KING
    
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: CAROL
MEYROWITZ
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: ROWLAND T.
MORIARTY
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: ROBERT C.
NAKASONE
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: RONALD L.
SARGENT
  
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: ELIZABETH A.
SMITH
  
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
1J.
ELECTION OF DIRECTOR: ROBERT E.
SULENTIC
  
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: RAUL VAZQUEZ
    
Management
  
For
  
For
      
For
  
1L.
ELECTION OF DIRECTOR: VIJAY
VISHWANATH
  
Management
  
For
  
For
      
For
  
1M.
ELECTION OF DIRECTOR: PAUL F. WALSH
    
Management
  
For
  
For
      
For
  
2.
APPROVAL, ON AN ADVISORY BASIS, OF
NAMED EXECUTIVE OFFICER
COMPENSATION.
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF THE SELECTION BY THE
AUDIT COMMITTEE OF ERNST & YOUNG LLP
AS STAPLES' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
Management
  
For
  
For
      
For
  
4.
NON-BINDING STOCKHOLDER PROPOSAL
TO PROVIDE PROXY ACCESS FOR
STOCKHOLDERS HOLDING 1% OF THE
COMPANY'S COMMON STOCK FOR ONE
YEAR.
Shareholder
    
For
  
Against
      
For
  
5.
NON-BINDING STOCKHOLDER PROPOSAL
REQUIRING COMPANY TO HAVE AN
INDEPENDENT BOARD CHAIRMAN.
Shareholder
    
For
  
Against
      
For
  
 
 
 
 
 
 
 
                                             
WAL-MART STORES, INC.
                                    
Security
      
931142103
              
Meeting Type
    
Annual
    
Ticker Symbol
    
WMT
            
Meeting Date
    
07-Jun-2013
  
ISIN
        
US9311421039
            
Agenda
    
933799364 - Management
Record Date
      
11-Apr-2013
              
Holding Recon Date
11-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
06-Jun-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: AIDA M. ALVAREZ
    
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: JAMES I. CASH,
JR.
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: ROGER C.
CORBETT
  
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: DOUGLAS N. DAFT
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: MICHAEL T. DUKE
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: MARISSA A.
MAYER
  
Management
  
For
  
For
      
For
  
1H.
ELECTION OF DIRECTOR: GREGORY B.
PENNER
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: STEVEN S
REINEMUND
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: H. LEE SCOTT, JR.
    
Management
  
For
  
For
      
For
  
1K.
ELECTION OF DIRECTOR: JIM C. WALTON
    
Management
  
For
  
For
      
For
  
1L.
ELECTION OF DIRECTOR: S. ROBSON
WALTON
  
Management
  
For
  
For
      
For
  
1M.
ELECTION OF DIRECTOR: CHRISTOPHER J.
WILLIAMS
Management
  
For
  
For
      
For
  
1N.
ELECTION OF DIRECTOR: LINDA S. WOLF
    
Management
  
For
  
For
      
For
  
2.
RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT ACCOUNTANTS
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
3.
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
Management
  
For
  
For
      
For
  
4.
APPROVAL OF THE WAL-MART STORES, INC.
MANAGEMENT INCENTIVE PLAN, AS
AMENDED
Management
  
For
  
For
      
For
  
5.
SPECIAL SHAREOWNER MEETING RIGHT
    
Shareholder
    
For
  
Against
      
For
  
6.
EQUITY RETENTION REQUIREMENT
    
Shareholder
    
Against
  
For
      
Against
  
7.
INDEPENDENT CHAIRMAN
            
Shareholder
    
For
  
Against
      
For
  
8.
REQUEST FOR ANNUAL REPORT ON
RECOUPMENT OF EXECUTIVE PAY
Shareholder
    
For
  
Against
      
For
  
                                             
UNIVERSAL DISPLAY CORPORATION
                                  
Security
      
91347P105
              
Meeting Type
    
Annual
    
Ticker Symbol
    
PANL
            
Meeting Date
    
20-Jun-2013
  
ISIN
        
US91347P1057
          
Agenda
    
933805989 - Management
Record Date
      
10-Apr-2013
              
Holding Recon Date
10-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
19-Jun-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: STEVEN V.
ABRAMSON
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: LEONARD BECKER
  
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: ELIZABETH H.
GEMMILL
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: C. KEITH HARTLEY
  
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: LAWRENCE
LACERTE
  
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: SIDNEY D.
ROSENBLATT
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: SHERWIN I.
SELIGSOHN
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
APPROVAL OF THE COMPANY'S ANNUAL
INCENTIVE PLAN
Management
  
For
  
For
      
For
  
3.
ADVISORY RESOLUTION APPROVAL OF THE
COMPANY'S EXECUTIVE OFFICER
COMPENSATION
Management
  
For
  
For
      
For
  
4.
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
Management
  
Against
  
Against
      
Against
  
                                             
BEST BUY CO., INC.
                                        
Security
      
086516101
              
Meeting Type
    
Annual
    
Ticker Symbol
    
BBY
            
Meeting Date
    
20-Jun-2013
  
ISIN
        
US0865161014
            
Agenda
    
933816879 - Management
Record Date
      
22-Apr-2013
              
Holding Recon Date
22-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
19-Jun-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF CLASS II DIRECTOR:
BRADBURY H. ANDERSON
Management
  
For
  
For
      
For
  
1B.
ELECTION OF CLASS II DIRECTOR: SANJAY
KHOSLA
Management
  
For
  
For
      
For
  
1C.
ELECTION OF CLASS II DIRECTOR: ALLEN U.
LENZMEIER
Management
  
For
  
For
      
For
  
1D.
ELECTION OF CLASS II DIRECTOR: HATIM A.
TYABJI
Management
  
For
  
For
      
For
  
1E.
RATIFICATION OF CLASS I DIRECTOR:
RUSSELL P. FRADIN
Management
  
For
  
For
      
For
  
1F.
RATIFICATION OF CLASS I DIRECTOR:
HUBERT JOLY
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
2.
TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING FEBRUARY
1, 2014.
Management
  
For
  
For
      
For
  
3.
TO CONDUCT AN ADVISORY VOTE TO
APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
Management
  
For
  
For
      
For
  
4.
TO VOTE ON MANAGEMENT'S PROPOSAL TO
AMEND AND RESTATE OUR AMENDED AND
RESTATED BY-LAWS IN ORDER TO
IMPLEMENT DECLASSIFICATION OF OUR
BOARD OF DIRECTORS.
Management
  
For
  
For
      
For
  
                                             
YAHOO! INC.
                                          
Security
      
984332106
              
Meeting Type
    
Annual
    
Ticker Symbol
    
YHOO
            
Meeting Date
    
25-Jun-2013
  
ISIN
        
US9843321061
            
Agenda
    
933818544 - Management
Record Date
      
26-Apr-2013
              
Holding Recon Date
26-Apr-2013
  
City /
Country
      
/
United States
      
Vote Deadline Date
24-Jun-2013
  
                                             
Item
Proposal
                  
Type
    
Vote
For/Against
Management
Preferred Provider
Recommendation
1A.
ELECTION OF DIRECTOR: JOHN D. HAYES
    
Management
  
For
  
For
      
For
  
1B.
ELECTION OF DIRECTOR: SUSAN M. JAMES
    
Management
  
For
  
For
      
For
  
1C.
ELECTION OF DIRECTOR: MAX R. LEVCHIN
    
Management
  
For
  
For
      
For
  
1D.
ELECTION OF DIRECTOR: PETER LIGUORI
    
Management
  
For
  
For
      
For
  
1E.
ELECTION OF DIRECTOR: DANIEL S. LOEB
    
Management
  
For
  
For
      
For
  
1F.
ELECTION OF DIRECTOR: MARISSA A.
MAYER
  
Management
  
For
  
For
      
For
  
1G.
ELECTION OF DIRECTOR: THOMAS J.
MCINERNEY
Management
  
For
  
For
      
For
  
 
 
 
 
 
 
 
1H.
ELECTION OF DIRECTOR: MAYNARD G.
WEBB, JR.
Management
  
For
  
For
      
For
  
1I.
ELECTION OF DIRECTOR: HARRY J. WILSON
    
Management
  
For
  
For
      
For
  
1J.
ELECTION OF DIRECTOR: MICHAEL J. WOLF
    
Management
  
For
  
For
      
For
  
2.
APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPANY'S EXECUTIVE
COMPENSATION.
Management
  
For
  
For
      
For
  
3.
RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
  
For
  
For
      
For
  
4.
SHAREHOLDER PROPOSAL REGARDING
SOCIAL RESPONSIBILITY REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL
MEETING.
Shareholder
    
Against
  
For
      
Against
  
5.
SHAREHOLDER PROPOSAL REGARDING
POLITICAL DISCLOSURE AND
ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Shareholder
    
For
  
Against
      
For
  
 

 
 
 
 
 


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Hillman Capital Management Investment Trust


By: (Signature and Title)
 /s/ Mark A. Hillman
 
Mark A. Hillman
Trustee, President, and Principal Executive Officer


Date: August ­­­22, 2013