Exhibit
1.01
Advanced
Semiconductor Engineering, Inc.
Conflict
Minerals Report
For
the year ended December 31, 2015
Corporate Overview
and Product Scope
Advanced Semiconductor Engineering,
Inc. (“ASE”, “we”, “our”, “us”) is among the leading providers of semiconductor
packaging and testing services based on 2015 revenues. Our services include semiconductor packaging, production of interconnect
materials, front-end engineering testing, wafer probing and final testing services, as well as integrated solutions for electronic
manufacturing services in relation to computers, peripherals, communications, industrial, automotive, and storage and server applications.
We utilize gold, tantalum, tin and tungsten which are necessary to deliver our packaging, materials and electronic manufacturing
services.
We have manufacturing facilities
located in Taiwan, China, Malaysia, Japan, Singapore, Korea and the United States that provide packaging, testing and materials
services to many semiconductor companies around the world. A typical customer engagement involves receiving consigned silicon
wafers from the customer, performing a series of manufacturing services to the wafers, and delivering a completed, packaged integrated
circuit back to the customer. In the performance of packaging and materials services, we typically add gold and tin as direct
materials in the manufacturing process, and we occasionally add tungsten and tantalum. We do not use gold, tin, tungsten or tantalum
in our testing services.
Since our acquisition of a controlling
interest in Universal Scientific Industrial Co., Ltd. in February 2010, we provide a broad range of electronic manufacturing services
to a global customer base. We have manufacturing facilities located in Taiwan, China and Mexico that provide electronic manufacturing
services. In providing these services, we acquire numerous electronic and non-electronic components, and assemble them into sub-assemblies
and finished products. Typical materials and components which we utilize include solder (tin based), electrolytic capacitors (tantalum
bearing), integrated circuits (gold wire) and high temperature wires (tungsten). Gold, tin, tungsten and tantalum are essential
to our electronic manufacturing services.
All packaging and materials services
and electronic manufacturing services we provide contain one or more of the conflict minerals: gold, tin, tungsten or tantalum.
Reasonable Country of Origin
Inquiry (RCOI)
For our packaging
and materials services, we purchase gold, tin, tungsten and tantalum from 116 suppliers. Each of these 116 suppliers has supplied
us with the information required in a Conflict Minerals Reporting Template (CMRT) authored by the Electronic Industry Citizenship
Coalition, Incorporated & Global e-Sustainability Initiative, or EICC-GeSI, with an accounting of their conflict mineral Smelters
or Refiners (SoRs). Each of these 116 suppliers is in receipt of our conflict minerals policy, and each has confirmed their understanding
of its principles and their willingness to comply.
For our electronic
manufacturing services, we performed an assessment of all 1,316 suppliers who provided us with gold, tin, tungsten or tantalum
in 2015 and selected 262 suppliers for our 2015 Conflict Minerals Report based on (1) suppliers from whom we purchased greater
than USD $6 million in purchase volume (which collectively accounted for 95% of our total purchase volume) and (2) suppliers whose
conflict minerals are used in the services we provide to our top three customers.
Below are the results
of our Reasonable Country of Origin Inquiry, or RCOI.
Gold – Packaging and
Materials Services
| 1. | During 2015, we purchased gold for
our packaging and materials services from a total of 51 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased gold from SoRs or from third parties. Based
on data we collected, we identified a total of 122 SoRs from which we indirectly purchased
gold in 2015 for our packaging and materials services. All 51 of our gold suppliers for
our packaging and materials services responded to our request to identify the SoRs from
which they sourced gold during 2015, representing 100% of our total expenditure for gold
during 2015 for our packaging and materials services. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 95
of the SoRs from which we indirectly purchased gold in 2015 for our packaging and materials
services are participants in at least one of (i) the Conflict-Free Smelter Program (CFSP)
operated by the Conflict-Free Sourcing Initiative (CFSI), (ii) the Gold Industry—London
Bullion Market Association (LBMA), or (iii) the Gold Industry— Responsible Jewellery
Council (RJC). |
| 3. | The following table summarizes our
RCOI results for gold purchased for our packaging and materials services in 2015. |
| Companies supplying gold for our packaging
and materials services |
Number |
% |
| Companies
from which we purchased gold |
51 |
100% |
| Companies
that provided SoR source information |
51 |
100% |
| Companies
that were not able to provide SoR source information |
0 |
0% |
| |
|
|
| SoRs
of gold for our packaging and materials services |
|
|
| SoRs
from which we indirectly purchased gold |
122 |
100% |
| SoRs
with Smelter ID, CFSI, LBMA or RJC Compliant |
82 |
67% |
| SoRs
with Smelter ID, CFSI Active |
13 |
11% |
| SORs
not involved in CFSP, LBMA or RJC |
27 |
22% |
Gold – Electronic Manufacturing
Services
| 1. | During 2015, we purchased gold for
our electronic manufacturing services from a total of 182 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased gold from SoRs or from other third parties.
Based on data we collected, we identified 132 SoRs from which we indirectly purchased
gold in 2015 for our electronic manufacturing services. One-hundred eighty of our gold
suppliers for our electronic manufacturing services responded to our request to identify
the SoRs from which they sourced gold during 2015. Two did not respond. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 97
of the SoRs from which we indirectly purchased gold in 2015 for our electronic manufacturing
services are participants in at least one of (i) the CFSP operated by the CFSI, (ii)
the LBMA, or (iii) the RJC. |
| 3. | The following table summarizes our
RCOI results for gold purchased for our electronic manufacturing services in 2015. |
| Companies supplying gold for our electronic
manufacturing services |
Number |
% |
| Companies
from which we purchased gold |
182 |
100% |
| Companies
that provided SoR source information |
180 |
99% |
| Companies
that were not able to provide SoR source information |
2 |
1% |
| |
|
|
| SoRs
of gold for our electronic manufacturing services |
|
|
| SoRs
from which we indirectly purchased gold |
132 |
100% |
| SoRs
with Smelter ID, CFSI, LBMA or RJC Compliant |
81 |
61% |
| SoRs
with Smelter ID, CFSI Active |
16 |
12% |
| SORs
not involved in CFSP, LBMA or RJC |
35 |
27% |
Tin – Packaging and
Materials Services
| 1. | During 2015, we purchased tin for our
packaging and materials services from a total of 63 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased tin from SoRs or from other third parties.
Based on data we collected, we identified a total of 82 SoRs from which we indirectly
purchased tin in 2015 for our packaging and materials services. All 63 of our tin suppliers
for our packaging and materials services responded to our request to identify the SoRs
from which they sourced tin during 2015, representing 100% of our total expenditure for
tin during 2015 for our packaging and materials services. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 66
of the SoRs from which we indirectly purchased tin in 2015 for our packaging and materials
services are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our
RCOI results for tin purchased for our packaging and materials services in 2015. |
| Companies supplying tin for our packaging
and materials services |
Number |
% |
| Companies
from which we purchased tin |
63 |
100% |
| Companies
that provided SoR source information |
63 |
100% |
| Companies
that were not able to provide SoR source information |
0 |
0% |
| |
|
|
| SoRs
of tin for our packaging and materials services |
|
|
| SoRs
from which we indirectly purchased tin |
82 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
57 |
70% |
| SoRs
with Smelter ID, CFSI Active |
9 |
11% |
| SORs
not involved in CFSP |
16 |
19% |
Tin – Electronic Manufacturing
Services
| 1. | During 2015, we purchased tin for
our electronic manufacturing services from a total of 212 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased tin from SoRs or from other third parties.
Based on data we collected, we identified 96 SoRs from which we indirectly purchased
tin for our electronic manufacturing services in 2015. Two-hundred ten of our tin suppliers
for our electronic manufacturing services responded to our request to identify the SoRs
from which they sourced tin during 2015. Two did not respond. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 68
of the SoRs from which we indirectly purchased tin for our electronic manufacturing services
in 2015 are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our
RCOI results for tin purchased for our electronic manufacturing services in 2015. |
| Companies supplying tin for our electronic
manufacturing services |
Number |
% |
| Companies
from which we purchased tin |
212 |
100% |
| Companies
that provided SoR source information |
210 |
99% |
| Companies
that were not able to provide SoR source information |
2 |
1% |
| |
|
|
| SoRs
of tin for our electronic manufacturing services |
|
|
| SoRs
from which we indirectly purchased tin |
96 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
55 |
57% |
| SoRs
with Smelter ID, CFSI Active |
13 |
14% |
| SORs
not involved in CFSP |
28 |
29% |
Tungsten – Packaging
and Materials Services
| 1. | During 2015, we purchased tungsten
for our packaging and materials services from a total of 4 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased tungsten from a SoR or another third party.
Based on data we collected, we identified 5 SoRs from which we indirectly purchased tungsten
for our packaging and materials services in 2015. Our 4 tungsten suppliers for our packaging
and materials services responded to our request to identify the SoRs from which they
sourced tungsten during 2015, representing 100% of our total expenditure for tungsten
for our packaging and materials services during 2015. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, the
5 SoRs from which we indirectly purchased tungsten for our packaging and materials services
in 2015 are participants in the CFSP operated by CFSI or participants in the Tungsten
Industry—Conflict Minerals Council, or TI-CMC. |
| 3. | The following table summarizes
our RCOI results for tungsten purchased for our packaging and materials services in 2015. |
| Companies supplying tungsten for our packaging
and materials services |
Number |
% |
| Companies
from which we purchased tungsten |
4 |
100% |
| Companies
that provided SoR source information |
4 |
100% |
| Companies
that were not able to provide SoR source information |
0 |
0% |
| |
|
|
| SoRs
of tungsten for our packaging and materials services |
|
|
| SoRs
from which we indirectly purchased tungsten |
5 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
5 |
100% |
| SoRs
with Smelter ID, CFSI Active or TI-CMC Progressing |
0 |
0% |
| SoRs
not involved in CFSP or TI-CMC |
0 |
0% |
Tungsten – Electronic
Manufacturing Services
| 1. | During 2015, we purchased tungsten
for our electronic manufacturing services from a total of 119 suppliers. None of these
suppliers are SoRs, and all these suppliers purchased tungsten from SoRs or from other
third parties. Based on data we collected, we identified 45 SoRs from which we indirectly
purchased tungsten for our electronic manufacturing services in 2015. One hundred seventeen
of our tungsten suppliers for our electronic manufacturing services responded to our
request to identify the SoRs from which they sourced tungsten during 2015. Two did not
reply. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 41
of the SoRs from which we indirectly purchased tungsten for our electronic manufacturing
services in 2015 are participants in either the CFSP operated by the CFSI or the TI-CMC
program. |
| 3. | The following table summarizes our
RCOI results for tungsten purchased for our electronic manufacturing services in 2015. |
| Companies supplying tungsten for our electronic
manufacturing services |
Number |
% |
| Companies
from which we purchased tungsten |
119 |
100% |
| Companies
that provided SoR source information |
117 |
98% |
| Companies
that were not able to provide SoR source information |
2 |
2% |
| |
|
|
| SoRs
of tungsten for our electronic manufacturing services |
|
|
| SoRs
from which we indirectly purchased tungsten |
45 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
29 |
64% |
| SoRs
with Smelter ID, CFSI Active or TI-CMC Progressing |
12 |
27% |
| SoRs
not involved in CFSP or TI-CMC |
4 |
9% |
Tantalum – Packaging
and Materials Services
| 1. | During 2015, we purchased tantalum
for our packaging and materials services from a total of 2 suppliers. None of these suppliers
are SoRs, and all these suppliers purchased tantalum from SoRs or from other third parties.
Based on data we collected, we identified a total of 2 SoRs from which we indirectly
purchased tantalum in 2015 for our packaging and materials services. All 2 of our tantalum
suppliers for our packaging and materials services responded to our request to identify
the SoRs from which they sourced tantalum during 2015, representing 100% of our total
expenditure for tantalum during 2015 for our packaging and materials services. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 2
of the SoRs from which we indirectly purchased tantalum in 2015 for our packaging and
materials services are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our
RCOI results for tin purchased for our packaging and materials services in 2015. |
| Companies supplying tantalum for our packaging
and materials services |
Number |
% |
| Companies
from which we purchased tantalum |
2 |
100% |
| Companies
that provided SoR source information |
2 |
100% |
| Companies
that were not able to provide SoR source information |
0 |
0% |
| |
|
|
| SoRs
of tantalum for our packaging and materials services |
|
|
| SoRs
from which we indirectly purchased tantalum |
2 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
2 |
100% |
| SoRs
with Smelter ID, CFSI Active |
0 |
0% |
| SORs
not involved in CFSP |
0 |
0% |
Tantalum – Electronic
Manufacturing Services
| 1. | During 2015, we purchased tantalum
for our electronic manufacturing services from a total of 89 suppliers. None of these
suppliers are SoRs, and all these suppliers purchased tantalum from SoRs or from other
third parties. Based on the data collected, we identified 49 SoRs from which we indirectly
purchased tantalum for our electronic manufacturing services in 2015. Eighty-seven of
our tantalum suppliers for our electronic manufacturing services responded to our request
to identify the SoRs from which they sourced tantalum during 2015. Two did not reply. |
| 2. | Based on an inspection of the list
available at www.conflictfreesourcinginitiative.org conducted on December 31, 2015, 47
of the SoRs from which we indirectly purchased tantalum for our electronic manufacturing
services in 2015 are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our
RCOI results for tantalum purchased for our electronic manufacturing services in 2015. |
| Companies supplying tantalum for our electronic
manufacturing services |
Number |
% |
| Companies
from which we purchased tantalum |
89 |
100% |
| Companies
that provided SoR source information |
87 |
98% |
| Companies
that were not able to provide SoR source information |
2 |
2% |
| |
|
|
| SoRs
of tantalum for our electronic manufacturing services |
|
|
| SoRs
from which we indirectly purchased tantalum |
49 |
100% |
| SoRs
with Smelter ID, CFSI Compliant |
46 |
94% |
| SoRs
with Smelter ID, CFSI Active |
1 |
2% |
| SORs
not involved in CFSP |
2 |
4% |
Part I. Due Diligence
Design
of Due Diligence
ASE designed its
due diligence measures to conform to the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance
for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition, including the related supplements
on tantalum, tin, tungsten, and gold.
Due
Diligence Measures Performed
| OECD Step 1 |
Establish
strong company management systems |
A. Adopt and clearly communicate
to suppliers and public
|
The
ASE Group Corporate Policy for Sourcing Conflict Minerals is posted on our website (and attached here as Annex
A) as well as distributed to each of our suppliers of conflict minerals who must agree in writing that the policy will
be complied with.
Additionally,
we require each supplier to certify they understand our conflict minerals policy and will comply with its covenants.
Finally,
every factory manager must certify they comply with our conflict minerals policy. They are also responsible for communicating
the policy throughout their organizations and implementing procedures to ensure compliance.
|
B. Structure internal
management to support due diligence
|
Our
conflict minerals management team is a comprehensive cross-functional team under the direction of our Chief Operating Officer. The
team provides planning, analysis, management, tracking, monitoring and communication for the business wide initiative. They
hold regular and frequent meetings to ensure progress against requirements. |
C. Establish a system
of controls and transparency over the mineral supply chain
|
Conflict
minerals procedures are documented in our specifications system and managed by our quality control organization. The bills-of-materials
required for different customer products across all manufacturing operations are controlled by our manufacturing execution
system software.
The
primary method for gathering conflict mineral data is through the deployment and gathering of Conflict Free Sourcing Initiative
(CFSI) Conflict Minerals Reporting Templates (CMRTs). We store this data on a comprehensive filing system and maintain
other related records for a minimum of five years.
Aligned
with industry practice, we designed a conflict minerals data tool with simple functions that manages large number of supplier
CMRTs, auto-validates smelter status with real-time CFSI smelter list and aggregates smelter reporting for our customers.
|
D. Strengthen company
engagement with suppliers
|
In
addition to formal written documentation, ASE is building person-to-person links between employees and suppliers to improve
the quality and consistency of vendor communications.
We
held an annual supplier seminar to announce new requirements, and provided training to suppliers to enable them to better
understand how to set up their conflict minerals monitoring mechanism and to improve smelter data quality.
We
amended and added conflict minerals terms to our ASE Group Purchase Order pursuant to which our suppliers agree
(i) to use industry standard efforts to ensure that gold, tantalum, tungsten and tin in materials covered by the purchase
order and sourced from mines in the Democratic Republic of the Congo or its adjacent regions do not directly or indirectly
finance illegal militia in the Democratic Republic of the Congo or its adjacent regions, (ii) to promptly notify us if
any materials covered by the purchase order do contain conflict minerals that are not DRC Conflict Free and to provide
a report on the mine and/or smelter of origin of the conflict minerals and the related chain of custody and (iii) to only
supply us with materials that contain DRC Conflict Free minerals sourced from certified DRC Conflict Free smelter and
refinery programs.
|
| E.
Establish grievance mechanism |
ASE
encourages suppliers and employees to have open and honest dialog on issues of mutual interest.
We
provide two email addresses (ASE_CM@aseglobal.com and conflictminerals@ms.usi.com.tw) for general surveys,
inquiries and grievances regarding our conflict minerals program.
|
| OECD
Step 2 |
Identify and assess
risk in the supply chain |
A. Identify risks in the
supply chain
|
Our
process for identifying conflict minerals risk in the supply chain is as follows:
(a)
Identify all direct materials and components in the supply chain that contain conflict minerals.
(b) Identify
suppliers of materials and components that contain conflict minerals.
(c) Gather
CMRTs from our suppliers of conflict minerals.
(d)
Depending on the enormity and complexity of the supply chain:
· Assess
the value of the annual purchase volume of all conflict minerals.
· Prioritize conflict mineral sources by dollar volume to leverage impact from available
analytical resources.
|
| B.
Assess risks of adverse impacts |
(a) Assess
data gathered on templates to identify potential inconsistencies or “red flags.”
(b)
Define annual supplier risk criteria.
(c)
Carry out on-site or document audit for suppliers determined as at-risk suppliers according to the risk criteria.
(d) Follow up as appropriate
to resolve items of concern.
|
| OECD
Step 3 |
Design and implement
a strategy to respond to identified risks |
| A.
Report finding to designated senior management |
Periodic
reviews are held among team members and with senior management to ensure they are aware of current conflict minerals compliance
status. |
B. Devise and adopt a
risk management plan
|
In
2015, we compared supplier smelter data to CFSI RCOI data (when available) to identify actual smelter origins.
We
used a corporate standard conflict minerals audit checklist and implemented an on-site or document audit process to validate suppliers’
mechanisms related to important aspects of conflict minerals management. |
C. Implement the risk
management plan, monitor and track performance of risk mitigation efforts and report back to designated senior management
|
Our
packaging and materials services mitigate supply chain risk to conflict minerals in two ways:
(a) We work with non-compliant suppliers to obtain CFSP certification, or an equivalent. Suppliers unwilling or incapable of
achieving such certification are replaced with compliant suppliers.
(b) For compliance year 2015, we received CMRTs from 100% of our conflict mineral suppliers.
Our
electronic manufacturing services mitigate supply chain risk to conflict minerals in two ways:
(a) We work with non-compliant suppliers to obtain CFSP certification, or an equivalent. Suppliers
unwilling or incapable of achieving such certification are replaced with compliant suppliers.
(b) For compliance year 2015, our electronic manufacturing services identified 262 suppliers that accounted for 95% of our
total purchase volume and whose conflict minerals are used in the services we provide to our top 3 customers; we received CMRTs
from 99.2% of these conflict mineral suppliers.
|
| D.
Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of |
We
have begun supplier audits to assess the accuracy of data and statements made by larger
suppliers. This program will be broadened over time.
As
a member (code: ASEG) of the EICC and CFSI, RCOI data is accessible
|
| circumstances |
to use and to manage our supplier smelter data. |
| OECD
Step 4 |
Carry
out independent third-party audit of supply chain due diligence at
identified points in the supply chain |
| |
For
CY 2015, ASE has undertaken an Independent Private Sector Audit (IPSA) of our Conflict Minerals Report in compliance with
the requirements set forth in the SEC Conflict Minerals Final Rule and subsequent SEC Guidance.
In
addition, as a member of CFSI, we leverage the due diligence conducted on smelters by the CFSP which uses independent
third-party auditors to audit the source of the conflict minerals used by smelters.
|
| OECD
Step 5 |
Report on supply
chain due diligence. |
| |
ASE
filed a Form SD and Conflict Minerals Report for Compliance Year 2015 with the US Securities and Exchange Commission on or
before the May 31, 2016 deadline in compliance with the SEC Conflict Minerals Final Rule and subsequent guidance. |
Part II. Due Diligence Determination
and Product Declaration
Product
Declaration
Our
RCOI results did not provide us a sufficient level of confidence to enable us to report that all our products are conflict-free.
Pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, we therefore conducted additional due diligence on the source
and chain of custody of the necessary conflict minerals in our products in order to obtain reasonable and reliable evidence that
the gold, tin, tungsten or tantalum
used by us in 2015 either (i) did not directly or indirectly benefit violent organizations in the Democratic Republic of
the Congo or adjacent regions or (ii) came from recycled
or scrap sources.
Based
on our RCOI analysis and due diligence measures described in this report, we made the following product determinations.
Packaging
and Materials Services:
We
reasonably believe that the identified SoRs used in all our packaging and materials services products are DRC Conflict-Free.
Electronic
Manufacturing Services:
We
reasonably believe that the identified SoRs used in our System in Module and System in Package products are DRC Conflict-Free.
And all other products from our electronic manufacturing services are DRC Conflict Undeterminable.
Glossary
A glossary of abbreviations
and terms is included in Annex C.
Facilities
used to Process Conflict Minerals
A list of Smelters and Refiners
that sourced conflict minerals utilized in our services is provided in Annex D.
Conflict Minerals Country
of Origin
A list of countries where conflict
minerals were mined or extracted is listed in Annex E. These minerals may have been smelted or refined in the country of extraction
or in facilities around the world.
Part III – Future Due
Diligence Improvements
Ÿ
Set conflict minerals requirements for new suppliers. Beginning from 2016,
we have required new suppliers to first agree to submit a CMRT and a representation letter confirming that they are in compliance
with ASE’s conflict minerals policy and requirements.
Ÿ
Work with tier 1 suppliers to ensure that smelters are actively participating
or progressing toward CFSP listing or other Third
Party Audit Programs.
Ÿ
Assess suppliers’ due diligence processes through on-site audits so as
to assist suppliers to build up and improve their internal management systems.
Ÿ
Enhance our conflict minerals data tool with advanced management and analysis functionalities.
Ÿ
Annually hold supplier seminars to assist suppliers with their conflict minerals programs.
Part IV – Independent
Private Sector Audit
We obtained an independent private
sector audit by KPMG. This report is set forth in Annex B.
Annex A – ASE Group Corporate
Policy for Sourcing Conflict Minerals
The mining and distribution of
“conflict minerals”1 originating from the Democratic Republic
of the Congo are sometimes controlled by violent organizations in order to fund conflict in that country and adjacent regions.
Our industry supply chains are inadvertently subject to metals derived from these conflict minerals which can be introduced through
the metals we use such as gold, tin, tantalum and tungsten. ASE Group is dedicated to the elimination of these conflict minerals
in our supply chain, and to use only conflict-free minerals2 responsibly sourced around the world. It is also our objective
to support the continued use of conflict-free minerals from the DRC and the adjacent regions such that responsible mining is not
diminished.
All suppliers to ASE Group must
support this policy by:
| (a) | Being diligent in their assessment
and validation of their supply chains to ensure ASE Group’s objectives of a transparent
supply chain and conflict-free purchases are inputs to the services and products we produce. |
| (b) | Be in compliance at all times
with all regional and international regulations for conflict minerals. |
| (c) | Be in compliance at all times
with industry standards for the sourcing and reporting of conflict minerals. |
| (d) | Being diligent and accurate
in their formal assurances of conflict-free minerals provided to us. |
1
Conflict minerals are columbite-tantalite (coltan), cassiterite, gold, wolframite,
or their derivatives as defined in the Dodd-Frank Act section 1502 and SEC Rule 13p-1
under the Securities Exchange Act of 1934.
2 Conflict-free minerals
are conflict minerals that through their distribution directly or indirectly do not benefit violent organizations in the Democratic
Republic of the Congo and its adjacent regions.
Annex B –Independent
Accountants’ Report
Independent
Accountants’ Report
To the Board
of Directors and Shareholders of Advanced Semiconductor Engineering Inc.:
We have examined:
| • | whether
the design of Advanced Semiconductor Engineering Inc. (the “Company”) due
diligence framework as set forth in the section titled “Part I. Due Diligence”
of the Company’s Conflict Minerals Report for the reporting period from January
1 to December 31, 2015 (the “Conflict Minerals Report”), is in conformity,
in all material respects, with the criteria set forth in the Organisation of Economic
Co-operation and Development Due Diligence Guidance for Responsible Supply
Chains of Minerals from Conflict-Affected and High-Risk Areas, Second
Edition 2013 (“OECD Due Diligence Guidance”), and |
| • | whether
the Company’s description of the due diligence measures it performed, as set forth
in the section titled “Part I. Due Diligence” of the Company’s Conflict
Minerals Report, is consistent, in all material respects, with the due diligence process
that the Company undertook. |
Management
from the Company is responsible for the design of the Company’s due diligence framework and the description of the Company’s
due diligence measures set forth in the Conflict Minerals Report, and performance of the due diligence measures. Our responsibility
is to express an opinion on the design of the Company’s due diligence framework and on the description of the due diligence
measures the Company performed, based on our examination.
Our examination
was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and
the standards applicable to attestation engagements contained in Government Auditing Standards, issued by the Comptroller
General of the United States, and, accordingly, included examining, on a test basis, evidence about the design of the Company’s
due diligence framework and the description of the due diligence measures the Company performed, and performing such other procedures
as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion.
Our examination
was not conducted for the purpose of evaluating:
| Ÿ | The consistency of the
due diligence measures that the Company performed with either the design of the Company’s due diligence framework or the
OECD Due Diligence Guidance; |
| Ÿ | The completeness of the
Company’s description of the due diligence measures performed; |
| Ÿ | The suitability of the
design or operating effectiveness of the Company’s due diligence process; |
| Ÿ | Whether a third party can
determine from the Conflict Minerals Report if the due diligence measures the Company performed are consistent with the OECD Due
Diligence Guidance; |
| Ÿ | The Company’s reasonable
country of origin inquiry (RCOI), including the suitability of the design of the RCOI, its operating effectiveness, or the results
thereof; or |
| Ÿ | The Company’s conclusions
about the source or chain of custody of its conflict minerals, those products subject to due diligence, or the DRC Conflict Free
status of its products. |
Accordingly,
we do not express an opinion or any other form of assurance on the aforementioned matters or any other matters included in any
section of the Conflict Minerals Report other than the section titled “Part I. Due Diligence.”
In our opinion,
| • | the
design of the Company’s due diligence framework for the reporting period from January
1 to December 31, 2015, as set forth in the Company’s Conflict Minerals Report,
is in conformity, in all material respects, with the OECD Due Diligence Guidance,
and |
| • | the
Company’s description of the due diligence measures it performed for the reporting
period from January 1 to December 31, 2015 as set forth in its Conflict Minerals Report,
is consistent, in all material respects, with the due diligence process that the Company
undertook. |
/s/
KPMG
Taipei,
Taiwan ( the Republic of China)
May 31, 2016
Annex C – Glossary
| Term |
Explanation
|
| ASE |
Advanced Semiconductor
Engineering, Inc. |
| CFSI |
Conflict Free Sourcing
Initiative |
| CFSP |
Conflict Free Smelter
Program |
| DRC
Conflict Free |
DRC
Conflict-free minerals are conflict minerals that, through their mining or distribution, directly or indirectly, do not benefit
violent organizations in the Democratic Republic of the Congo and its adjacent regions. |
| EICC |
Electronic Industry
Citizenship Coalition |
| GeSI |
Global eSustainability
Initiative |
| OECD |
Organisation for Economic
Co-operation and Development |
| LBMA |
London Bullion Market
Association |
| RCOI |
Reasonable Country
of Origin Inquiry |
| RJC |
Responsible Jewellery
Council |
| SoR |
Smelter or Refiner |
| TI-CMC |
Tungsten Industry—Conflict
Minerals Council |
Annex D – Smelter List
| Material |
CFSI
ID |
Smelter
or Refiner Name |
SoR
Country Location |
| Gold |
CID001754 |
Accurate Refining
Group |
UNITED STATES |
| Gold |
CID000015 |
Advanced Chemical
Company |
UNITED STATES |
| Gold |
CID000019 |
Aida Chemical
Industries Co., Ltd. |
JAPAN |
| Gold |
CID000028 |
Aktyubinsk
Copper Company TOO |
KAZAKHSTAN |
| Gold |
CID002560 |
Al Etihad Gold
Refinery DMCC |
UNITED ARAB
EMIRATES |
| Gold |
CID000035 |
Allgemeine
Gold-und Silberscheideanstalt A.G. |
GERMANY |
| Gold |
CID000041 |
Almalyk Mining
and Metallurgical Complex (AMMC) |
UZBEKISTAN |
| Gold |
CID000058 |
AngloGold Ashanti
Córrego do Sítio Mineração |
BRAZIL |
| Gold |
CID001947 |
Anhui Tongling
Nonferrous Metal Mining Co., Ltd. |
CHINA |
| Gold |
CID000077 |
Argor-Heraeus
SA |
SWITZERLAND |
| Gold |
CID000082 |
Asahi Pretec
Corporation |
JAPAN |
| Gold |
CID000924 |
Asahi Refining
Canada Limited |
CANADA |
| Gold |
CID000920 |
Asahi Refining
USA Inc. |
UNITED STATES |
| Gold |
CID000090 |
Asaka Riken
Co., Ltd. |
JAPAN |
| Gold |
CID000103 |
Atasay Kuyumculuk
Sanayi Ve Ticaret A.S. |
TURKEY |
| Gold |
CID000113 |
Aurubis AG |
GERMANY |
| Gold |
CID000128 |
Bangko Sentral
ng Pilipinas (Central Bank of the Philippines) |
PHILIPPINES |
| Gold |
CID000141 |
Bauer Walser
AG |
GERMANY |
| Gold |
CID000157 |
Boliden AB |
SWEDEN |
| Gold |
CID000176 |
C. Hafner GmbH
+ Co. KG |
GERMANY |
| Gold |
CID000180 |
Caridad |
MEXICO |
| Gold |
CID000185 |
CCR Refinery
– Glencore Canada Corporation |
CANADA |
| Gold |
CID000189 |
Cendres + Métaux
S.A. |
SWITZERLAND |
| Gold |
CID000197 |
CHALCO Yunnan
Copper Co. Ltd. |
CHINA |
| Gold |
CID000233 |
Chimet S.p.A. |
ITALY |
| Gold |
CID000242 |
China National
Gold Group Corporation |
CHINA |
| Gold |
CID000264 |
Chugai Mining |
JAPAN |
| Gold |
CID000288 |
Colt Refining |
UNITED STATES |
| Gold |
CID000328 |
Daejin Indus
Co., Ltd. |
KOREA, REPUBLIC
OF |
| Gold |
CID000333 |
DaeryongENC |
KOREA, REPUBLIC
OF |
| Gold |
CID000343 |
Daye Non-Ferrous
Metals Mining Ltd. |
CHINA |
| Gold |
CID000362 |
DODUCO GmbH
|
GERMANY |
| Gold |
CID000401 |
Dowa |
JAPAN |
| Gold |
CID000359 |
DSC (Do Sung
Corporation) |
KOREA, REPUBLIC
OF |
| Gold |
CID000425 |
Eco-System
Recycling Co., Ltd. |
JAPAN |
| Gold |
CID001322 |
Elemetal Refining,
LLC |
UNITED STATES |
| Gold |
CID002561 |
Emirates Gold
DMCC |
UNITED ARAB
EMIRATES |
| Gold |
CID002355 |
Faggi Enrico
S.p.A. |
ITALY |
| Gold |
CID002515 |
Fidelity Printers
and Refiners Ltd. |
ZIMBABWE |
| Gold |
CID000522 |
Gansu Seemine
Material Hi-Tech Co., Ltd. |
CHINA |
| Gold |
CID002459 |
Geib Refining
Corporation |
UNITED STATES |
| Gold |
CID001909 |
Great Wall
Precious Metals Co,. LTD. |
CHINA |
| Gold |
CID002312 |
Guangdong Gaoyao
Co |
CHINA |
| Gold |
CID000671 |
Hangzhou Fuchunjiang
Smelting Co., Ltd. |
CHINA |
| Gold |
CID000694 |
Heimerle +
Meule GmbH |
GERMANY |
| Gold |
CID000707 |
Heraeus Ltd.
Hong Kong |
CHINA |
| Gold |
CID000711 |
Heraeus Precious
Metals GmbH & Co. KG |
GERMANY |
| Gold |
CID000767 |
Hunan Chenzhou
Mining Group Co., Ltd. |
CHINA |
| Gold |
CID000778 |
Hwasung CJ
Co., Ltd. |
KOREA, REPUBLIC
OF |
| Gold |
CID000801 |
Inner Mongolia
Qiankun Gold and Silver Refinery Share Company Limited |
CHINA |
| Gold |
CID000807 |
Ishifuku Metal
Industry Co., Ltd. |
JAPAN |
| Gold |
CID000814 |
Istanbul Gold
Refinery |
TURKEY |
| Gold |
CID000823 |
Japan Mint |
JAPAN |
| Gold |
CID000855 |
Jiangxi Copper
Company Limited |
CHINA |
| Gold |
CID000927 |
JSC Ekaterinburg
Non-Ferrous Metal Processing Plant |
RUSSIAN FEDERATION |
| Gold |
CID000929 |
JSC Uralelectromed |
RUSSIAN FEDERATION |
| Gold |
CID000937 |
JX Nippon Mining
& Metals Co., Ltd. |
JAPAN |
| Gold |
CID002563 |
Kaloti Precious
Metals |
UNITED ARAB
EMIRATES |
| Gold |
CID000956 |
Kazakhmys Smelting
LLC |
KAZAKHSTAN |
| Gold |
CID000957 |
Kazzinc |
KAZAKHSTAN |
| Gold |
CID000969 |
Kennecott Utah
Copper LLC |
UNITED STATES |
| Gold |
CID002511 |
KGHM Polska
Miedź Spółka Akcyjna |
POLAND |
| Gold |
CID000981 |
Kojima Chemicals
Co., Ltd. |
JAPAN |
| Gold |
CID000988 |
Korea Metal
Co., Ltd. |
KOREA, REPUBLIC
OF |
| Gold |
CID002605 |
Korea Zinc
Co., Ltd. |
KOREA, REPUBLIC
OF |
| Gold |
CID001029 |
Kyrgyzaltyn
JSC |
KYRGYZSTAN |
| Gold |
CID001032 |
L' azurde Company
For Jewelry |
SAUDI ARABIA |
| Gold |
CID001056 |
Lingbao Gold
Company Limited |
CHINA |
| Gold |
CID001058 |
Lingbao Jinyuan
Tonghui Refinery Co., Ltd. |
CHINA |
| Gold |
CID001078 |
LS-NIKKO Copper
Inc. |
KOREA, REPUBLIC
OF |
| Gold |
CID001093 |
Luoyang Zijin
Yinhui Gold Refinery Co., Ltd. |
CHINA |
| Gold |
CID001113 |
Materion |
UNITED STATES |
| Gold |
CID001119 |
Matsuda Sangyo
Co., Ltd. |
JAPAN |
| Gold |
CID002821 |
Metahub Industries
Sdn. Bhd. |
MALAYSIA |
| Gold |
CID001149 |
Metalor Technologies
(Hong Kong) Ltd. |
CHINA |
| Gold |
CID001152 |
Metalor Technologies
(Singapore) Pte., Ltd. |
SINGAPORE |
| Gold |
CID001147 |
Metalor Technologies
(Suzhou) Ltd. |
CHINA |
| Gold |
CID001153 |
Metalor Technologies
SA |
SWITZERLAND |
| Gold |
CID001157 |
Metalor USA
Refining Corporation |
UNITED STATES |
| Gold |
CID001161 |
Metalurgica
Met-Mex Penoles, S.A. DE C.V. |
MEXICO |
| Gold |
CID001188 |
Mitsubishi
Materials Corporation |
JAPAN |
| Gold |
CID001193 |
Mitsui Mining
and Smelting Co., Ltd. |
JAPAN |
| Gold |
CID002509 |
MMTC-PAMP India
Pvt., Ltd. |
INDIA |
| Gold |
CID002282 |
Morris and
Watson |
NEW ZEALAND |
| Gold |
CID001204 |
Moscow Special
Alloys Processing Plant |
RUSSIAN FEDERATION |
| Gold |
CID001220 |
Nadir Metal
Rafineri San. Ve Tic. A.Ş. |
TURKEY |
| Gold |
CID001236 |
Navoi Mining
and Metallurgical Combinat |
UZBEKISTAN |
| Gold |
CID001259 |
Nihon Material
Co., Ltd. |
JAPAN |
| Gold |
CID002779 |
Ögussa
Österreichische Gold- und Silber-Scheideanstalt GmbH |
AUSTRIA |
| Gold |
CID001325 |
Ohura Precious
Metal Industry Co., Ltd. |
JAPAN |
| Gold |
CID001328 |
OJSC Kolyma
Refinery |
RUSSIAN FEDERATION |
| Gold |
CID001326 |
OJSC Krastvetmet |
RUSSIAN FEDERATION |
| Gold |
CID000493 |
OJSC Novosibirsk
Refinery |
RUSSIAN FEDERATION |
| Gold |
CID001352 |
PAMP SA |
SWITZERLAND |
| Gold |
CID001362 |
Penglai Penggang
Gold Industry Co., Ltd. |
CHINA |
| Gold |
CID001386 |
Prioksky Plant
of Non-Ferrous Metals |
RUSSIAN FEDERATION |
| Gold |
CID001397 |
PT Aneka Tambang
(Persero) Tbk |
INDONESIA |
| Gold |
CID001498 |
PX Précinox
SA |
SWITZERLAND |
| Gold |
CID001512 |
Rand Refinery
(Pty) Ltd. |
SOUTH AFRICA |
| Gold |
CID002510 |
Republic Metals
Corporation |
UNITED STATES |
| Gold |
CID001534 |
Royal Canadian
Mint |
CANADA |
| Gold |
CID001546 |
Sabin Metal
Corp. |
UNITED STATES |
| Gold |
CID001555 |
Samduck Precious
Metals |
KOREA, REPUBLIC
OF |
| Gold |
CID001562 |
SAMWON Metals
Corp. |
KOREA, REPUBLIC
OF |
| Gold |
CID002777 |
SAXONIA Edelmetalle
GmbH |
GERMANY |
| Gold |
CID001573 |
Schöne
Edelmetaal B.V. |
NETHERLANDS |
| Gold |
CID001585 |
SEMPSA Joyería
Platería SA |
SPAIN |
| Gold |
CID001619 |
Shandong Tiancheng
Biological Gold Industrial Co., Ltd. |
CHINA |
| Gold |
CID001622 |
Shandong Zhaojin
Gold & Silver Refinery Co., Ltd. |
CHINA |
| Gold |
CID001736 |
Sichuan Tianze
Precious Metals Co., Ltd. |
CHINA |
| Gold |
CID002516 |
Singway Technology
Co., Ltd. |
TAIWAN |
| Gold |
CID001756 |
SOE Shyolkovsky
Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
| Gold |
CID001761 |
Solar Applied
Materials Technology Corp. |
TAIWAN |
| Gold |
CID001798 |
Sumitomo Metal
Mining Co., Ltd. |
JAPAN |
| Gold |
CID002580 |
T.C.A S.p.A |
ITALY |
| Gold |
CID001875 |
Tanaka Kikinzoku
Kogyo K.K. |
JAPAN |
| Gold |
CID001916 |
The Refinery
of Shandong Gold Mining Co., Ltd. |
CHINA |
| Gold |
CID001938 |
Tokuriki Honten
Co., Ltd. |
JAPAN |
| Gold |
CID001955 |
Torecom |
KOREA, REPUBLIC
OF |
| Gold |
CID001977 |
Umicore Brasil
Ltda. |
BRAZIL |
| Gold |
CID002314 |
Umicore Precious
Metals Thailand |
THAILAND |
| Gold |
CID001980 |
Umicore SA
Business Unit Precious Metals Refining |
BELGIUM |
| Gold |
CID001993 |
United Precious
Metal Refining, Inc. |
UNITED STATES |
| Gold |
CID002003 |
Valcambi SA |
SWITZERLAND |
| Gold |
CID002030 |
Western Australian
Mint trading as The Perth Mint |
AUSTRALIA |
| Gold |
CID002778 |
WIELAND Edelmetalle
GmbH |
GERMANY |
| Gold |
CID002100 |
Yamamoto Precious
Metal Co., Ltd. |
JAPAN |
| Gold |
CID000651 |
Yantai NUS
Safina tech environmental Refinery Co. Ltd. |
CHINA |
| Gold |
CID002129 |
Yokohama Metal
Co., Ltd. |
JAPAN |
| Gold |
CID002224 |
Zhongyuan Gold
Smelter of Zhongjin Gold Corporation |
CHINA |
| Gold |
CID002243 |
Zijin Mining
Group Co., Ltd. Gold Refinery |
CHINA |
| Gold |
|
Changshu Minfeng
Electroplate Co., LTd (C2.C4 Workshop) |
CHINA |
| Gold |
|
The Hutti Gold
Mines |
INDIA |
| Gold |
|
Yidong Electronic
(Changshu) Co., Ltd. |
CHINA |
| Tantalum |
CID002705 |
Avon Specialty
Metals Ltd |
UNITED KINGDOM |
| Tantalum |
CID000211 |
Changsha South
Tantalum Niobium Co., Ltd. |
CHINA |
| Tantalum |
CID000291 |
Conghua Tantalum
and Niobium Smeltry |
CHINA |
| Tantalum |
CID002504 |
D-Block Metals,
LLC |
UNITED STATES |
| Tantalum |
CID000410 |
Duoluoshan |
CHINA |
| Tantalum |
CID000456 |
Exotech Inc. |
UNITED STATES |
| Tantalum |
CID000460 |
F & X Electro-Materials
Limited |
CHINA |
| Tantalum |
CID002505 |
FIR Metals
& Resource Ltd. |
CHINA |
| Tantalum |
CID002558 |
Global Advanced
Metals Aizu |
JAPAN |
| Tantalum |
CID002557 |
Global Advanced
Metals Boyertown |
UNITED STATES |
| Tantalum |
CID000616 |
Guandong Zhiyuan
New Material Co., Ltd. |
CHINA |
| Tantalum |
CID002501 |
Guizhou Zhenhua
Xinyun Technology Ltd., Kaili branch |
CHINA |
| Tantalum |
CID002544 |
H.C. Starck
Co., Ltd. |
THAILAND |
| Tantalum |
CID002545 |
H.C. Starck
GmbH Goslar |
GERMANY |
| Tantalum |
CID002546 |
H.C. Starck
GmbH Laufenburg |
GERMANY |
| Tantalum |
CID002547 |
H.C. Starck
Hermsdorf GmbH |
GERMANY |
| Tantalum |
CID002548 |
H.C. Starck
Inc. |
UNITED STATES |
| Tantalum |
CID002549 |
H.C. Starck
Ltd. |
JAPAN |
| Tantalum |
CID002550 |
H.C. Starck
Smelting GmbH & Co.KG |
GERMANY |
| Tantalum |
CID002492 |
Hengyang King
Xing Lifeng New Materials Co., Ltd. |
CHINA |
| Tantalum |
CID000731 |
Hi-Temp Specialty
Metals, Inc. |
UNITED STATES |
| Tantalum |
CID002512 |
Jiangxi Dinghai
Tantalum & Niobium Co., Ltd. |
CHINA |
| Tantalum |
CID000914 |
JiuJiang JinXin
Nonferrous Metals Co., Ltd. |
CHINA |
| Tantalum |
CID000917 |
Jiujiang Tanbre
Co., Ltd. |
CHINA |
| Tantalum |
CID002506 |
Jiujiang Zhongao
Tantalum & Niobium Co., Ltd. |
CHINA |
| Tantalum |
CID002539 |
KEMET Blue
Metals |
MEXICO |
| Tantalum |
CID002568 |
KEMET Blue
Powder |
UNITED STATES |
| Tantalum |
CID000973 |
King-Tan Tantalum
Industry Ltd. |
CHINA |
| Tantalum |
CID001076 |
LSM Brasil
S.A. |
BRAZIL |
| Tantalum |
CID001163 |
Metallurgical
Products India Pvt., Ltd. |
INDIA |
| Tantalum |
CID001175 |
Mineração
Taboca S.A. |
BRAZIL |
| Tantalum |
CID001192 |
Mitsui Mining
& Smelting |
JAPAN |
| Tantalum |
CID001200 |
Molycorp Silmet
A.S. |
ESTONIA |
| Tantalum |
CID001277 |
Ningxia Orient
Tantalum Industry Co., Ltd. |
CHINA |
| Tantalum |
CID002540 |
Plansee SE
Liezen |
AUSTRIA |
| Tantalum |
CID002556 |
Plansee SE
Reutte |
AUSTRIA |
| Tantalum |
CID001508 |
QuantumClean |
UNITED STATES |
| Tantalum |
CID002707 |
Resind Indústria
e Comércio Ltda. |
BRAZIL |
| Tantalum |
CID001522 |
RFH Tantalum
Smeltry Co., Ltd. |
CHINA |
| Tantalum |
CID001634 |
Shanghai Jiangxi
Metals Co. Ltd |
CHINA |
| Tantalum |
CID001769 |
Solikamsk Magnesium
Works OAO |
RUSSIAN FEDERATION |
| Tantalum |
CID001869 |
Taki Chemical |
JAPAN |
| Tantalum |
CID001879 |
Tantalite Resources |
SOUTH AFRICA |
| Tantalum |
CID001891 |
Telex Metals |
UNITED STATES |
| Tantalum |
CID002571 |
Tranzact, Inc. |
UNITED STATES |
| Tantalum |
CID001969 |
Ulba Metallurgical
Plant JSC |
KAZAKHSTAN |
| Tantalum |
CID002508 |
XinXing HaoRong
Electronic Material Co., Ltd. |
CHINA |
| Tantalum |
CID002307 |
Yichun Jin
Yang Rare Metal Co., Ltd. |
CHINA |
| Tantalum |
CID002232 |
Zhuzhou Cemented
Carbide |
CHINA |
| Tin |
CID000292 |
Alpha |
UNITED STATES |
| Tin |
CID002825 |
An Thai Minerals
Co., Ltd. |
VIET NAM |
| Tin |
CID002703 |
An Vinh Joint
Stock Mineral Processing Company |
VIET NAM |
| Tin |
CID000228 |
Chenzhou Yunxiang
Mining and Metallurgy Co., Ltd. |
CHINA |
| Tin |
CID001070 |
China Tin Group
Co., Ltd. |
CHINA |
| Tin |
CID000278 |
CNMC (Guangxi)
PGMA Co., Ltd. |
CHINA |
| Tin |
CID000295 |
Cooperativa
Metalurgica de Rondônia Ltda. |
BRAZIL |
| Tin |
CID002570 |
CV Ayi Jaya |
INDONESIA |
| Tin |
CID002592 |
CV Dua Sekawan |
INDONESIA |
| Tin |
CID000306 |
CV Gita Pesona |
INDONESIA |
| Tin |
CID000308 |
CV Makmur Jaya |
INDONESIA |
| Tin |
CID000313 |
CV Serumpun
Sebalai |
INDONESIA |
| Tin |
CID000315 |
CV United Smelting |
INDONESIA |
| Tin |
CID002455 |
CV Venus Inti
Perkasa |
INDONESIA |
| Tin |
CID000402 |
Dowa |
JAPAN |
| Tin |
CID002572 |
Electro-Mechanical
Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIET NAM |
| Tin |
CID002774 |
Elmet S.L.U
(Metallo Group) |
SPAIN |
| Tin |
CID000438 |
EM Vinto |
BOLIVIA |
| Tin |
CID000448 |
Estanho de
Rondônia S.A. |
BRAZIL |
| Tin |
CID000466 |
Feinhütte
Halsbrücke GmbH |
GERMANY |
| Tin |
CID000468 |
Fenix Metals |
POLAND |
| Tin |
CID001305 |
FSE Novosibirsk
Refinery |
RUSSIAN FEDERATION |
| Tin |
CID000942 |
Gejiu Kai Meng
Industry and Trade LLC |
CHINA |
| Tin |
CID000538 |
Gejiu Non-Ferrous
Metal Processing Co., Ltd. |
CHINA |
| Tin |
CID001908 |
Gejiu Yunxin
Nonferrous Electrolysis Co., Ltd. |
CHINA |
| Tin |
CID000555 |
Gejiu Zi-Li |
CHINA |
| Tin |
CID000760 |
Huichang Jinshunda
Tin Co., Ltd. |
CHINA |
| Tin |
CID000244 |
Jiangxi Ketai
Advanced Material Co., Ltd. |
CHINA |
| Tin |
CID000864 |
Jiangxi Nanshan |
CHINA |
| Tin |
CID001063 |
Linwu Xianggui
Ore Smelting Co., Ltd. |
CHINA |
| Tin |
CID002468 |
Magnu's Minerais
Metais e Ligas Ltda. |
BRAZIL |
| Tin |
CID001105 |
Malaysia Smelting
Corporation (MSC) |
MALAYSIA |
| Tin |
CID002500 |
Melt Metais
e Ligas S/A |
BRAZIL |
| Tin |
CID001136 |
Metahub Industries
Sdn. Bhd. |
MALAYSIA |
| Tin |
CID001142 |
Metallic Resources,
Inc. |
UNITED STATES |
| Tin |
CID001143 |
Metallo Chimique |
BELGIUM |
| Tin |
CID002773 |
Metallo-Chemique
N.V. |
BELGIUM |
| Tin |
CID001173 |
Mineração
Taboca S.A. |
BRAZIL |
| Tin |
CID001179 |
Minmetals Ganzhou
Tin Co. Ltd. |
CHINA |
| Tin |
CID001182 |
Minsur |
PERU |
| Tin |
CID001191 |
Mitsubishi
Materials Corporation |
JAPAN |
| Tin |
CID001231 |
Nankang Nanshan
Tin Manufactory Co., Ltd. |
CHINA |
| Tin |
CID002573 |
Nghe Tinh Non-Ferrous
Metals Joint Stock Company |
VIET NAM |
| Tin |
CID001314 |
O.M. Manufacturing
(Thailand) Co., Ltd. |
THAILAND |
| Tin |
CID002517 |
O.M. Manufacturing
Philippines, Inc. |
PHILIPPINES |
| Tin |
CID001337 |
Operaciones
Metalurgical S.A. |
BOLIVIA |
| Tin |
CID002507 |
Phoenix Metal
Ltd. |
RWANDA |
| Tin |
CID001393 |
PT Alam Lestari
Kencana |
INDONESIA |
| Tin |
CID000309 |
PT Aries Kencana
Sejahtera |
INDONESIA |
| Tin |
CID001399 |
PT Artha Cipta
Langgeng |
INDONESIA |
| Tin |
CID002503 |
PT ATD Makmur
Mandiri Jaya |
INDONESIA |
| Tin |
CID001402 |
PT Babel Inti
Perkasa |
INDONESIA |
| Tin |
CID001409 |
PT Bangka Kudai
Tin |
INDONESIA |
| Tin |
CID002776 |
PT Bangka Prima
Tin |
INDONESIA |
| Tin |
CID001412 |
PT Bangka Putra
Karya |
INDONESIA |
| Tin |
CID001416 |
PT Bangka Timah
Utama Sejahtera |
INDONESIA |
| Tin |
CID001419 |
PT Bangka Tin
Industry |
INDONESIA |
| Tin |
CID001421 |
PT Belitung
Industri Sejahtera |
INDONESIA |
| Tin |
CID001424 |
PT BilliTin
Makmur Lestari |
INDONESIA |
| Tin |
CID001428 |
PT Bukit Timah |
INDONESIA |
| Tin |
CID002696 |
PT Cipta Persada
Mulia |
INDONESIA |
| Tin |
CID001434 |
PT DS Jaya
Abadi |
INDONESIA |
| Tin |
CID001438 |
PT Eunindo
Usaha Mandiri |
INDONESIA |
| Tin |
CID001442 |
PT Fang Di
MulTindo |
INDONESIA |
| Tin |
CID002530 |
PT Inti Stania
Prima |
INDONESIA |
| Tin |
CID000307 |
PT Justindo |
INDONESIA |
| Tin |
CID001448 |
PT Karimun
Mining |
INDONESIA |
| Tin |
CID001449 |
PT Koba Tin |
INDONESIA |
| Tin |
CID001453 |
PT Mitra Stania
Prima |
INDONESIA |
| Tin |
CID001457 |
PT Panca Mega
Persada |
INDONESIA |
| Tin |
CID001486 |
PT Pelat Timah
Nusantara Tbk |
INDONESIA |
| Tin |
CID001458 |
PT Prima Timah
Utama |
INDONESIA |
| Tin |
CID001460 |
PT Refined
Bangka Tin |
INDONESIA |
| Tin |
CID001463 |
PT Sariwiguna
Binasentosa |
INDONESIA |
| Tin |
CID001466 |
PT Seirama
Tin Investment |
INDONESIA |
| Tin |
CID001468 |
PT Stanindo
Inti Perkasa |
INDONESIA |
| Tin |
CID002816 |
PT Sukses Inti
Makmur |
INDONESIA |
| Tin |
CID001471 |
PT Sumber Jaya
Indah |
INDONESIA |
| Tin |
CID001476 |
PT Supra Sukses
Trinusa |
INDONESIA |
| Tin |
CID001477 |
PT Timah (Persero)
Tbk Kundur |
INDONESIA |
| Tin |
CID001482 |
PT Timah (Persero)
Tbk Mentok |
INDONESIA |
| Tin |
CID001490 |
PT Tinindo
Inter Nusa |
INDONESIA |
| Tin |
CID002478 |
PT Tirus Putra
Mandiri |
INDONESIA |
| Tin |
CID001493 |
PT Tommy Utama |
INDONESIA |
| Tin |
CID002479 |
PT Wahana Perkit
Jaya |
INDONESIA |
| Tin |
CID002706 |
Resind Indústria
e Comércio Ltda. |
BRAZIL |
| Tin |
CID001539 |
Rui Da Hung |
TAIWAN |
| Tin |
CID001758 |
Soft Metais
Ltda. |
BRAZIL |
| Tin |
CID001898 |
Thaisarco |
THAILAND |
| Tin |
CID002574 |
Tuyen Quang
Non-Ferrous Metals Joint Stock Company |
VIET NAM |
| Tin |
CID002015 |
VQB Mineral
and Trading Group JSC |
VIET NAM |
| Tin |
CID002036 |
White Solder
Metalurgia e Mineração Ltda. |
BRAZIL |
| Tin |
CID002158 |
Yunnan Chengfeng
Non-ferrous Metals Co., Ltd. |
CHINA |
| Tin |
CID002180 |
Yunnan Tin
Company Limited |
CHINA |
| Tin |
|
Gejiu Jinye
Mineral Co., Ltd. |
CHINA |
| Tin |
|
Kunshang Shing
Lee Soldering Manufacture Co., Ltd. |
CHINA |
| Tin |
|
Super Ligas |
BRAZIL |
| Tin |
|
Tatcang Huaxia
Electoplating Co., Ltd. |
CHINA |
| Tin |
|
Xianghualing
Tin Industry Co., Ltd. |
CHINA |
| Tungsten |
CID000004 |
A.L.M.T. TUNGSTEN
Corp. |
JAPAN |
| Tungsten |
CID002502 |
Asia Tungsten
Products Vietnam Ltd. |
VIET NAM |
| Tungsten |
CID002513 |
Chenzhou Diamond
Tungsten Products Co., Ltd. |
CHINA |
| Tungsten |
CID000258 |
Chongyi Zhangyuan
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002518 |
Dayu Jincheng
Tungsten Industry Co., Ltd. |
CHINA |
| Tungsten |
CID000345 |
Dayu Weiliang
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID000499 |
Fujian Jinxin
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002531 |
Ganxian Shirui
New Material Co., Ltd. |
CHINA |
| Tungsten |
CID000875 |
Ganzhou Huaxing
Tungsten Products Co., Ltd. |
CHINA |
| Tungsten |
CID002315 |
Ganzhou Jiangwu
Ferrotungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002494 |
Ganzhou Seadragon
W & Mo Co., Ltd. |
CHINA |
| Tungsten |
CID002536 |
Ganzhou Yatai
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID000568 |
Global Tungsten
& Powders Corp. |
UNITED STATES |
| Tungsten |
CID000218 |
Guangdong Xianglu
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002541 |
H.C. Starck
GmbH |
GERMANY |
| Tungsten |
CID002542 |
H.C. Starck
Smelting GmbH & Co.KG |
GERMANY |
| Tungsten |
CID000766 |
Hunan Chenzhou
Mining Co., Ltd. |
CHINA |
| Tungsten |
CID002579 |
Hunan Chuangda
Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
| Tungsten |
CID002578 |
Hunan Chuangda
Vanadium Tungsten Co., Ltd. Yanglin |
CHINA |
| Tungsten |
CID000769 |
Hunan Chunchang
Nonferrous Metals Co., Ltd. |
CHINA |
| Tungsten |
CID002649 |
Hydrometallurg,
JSC |
RUSSIAN FEDERATION |
| Tungsten |
CID000825 |
Japan New Metals
Co., Ltd. |
JAPAN |
| Tungsten |
CID002551 |
Jiangwu H.C.
Starck Tungsten Products Co., Ltd. |
CHINA |
| Tungsten |
CID002321 |
Jiangxi Gan
Bei Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002313 |
Jiangxi Minmetals
Gao'an Non-ferrous Metals Co., Ltd. |
CHINA |
| Tungsten |
CID000868 |
Jiangxi Rare
Metals Tungsten Holding Group Co., Ltd. |
CHINA |
| Tungsten |
CID002493 |
Jiangxi Richsea
New Materials Co., Ltd. |
CHINA |
| Tungsten |
CID002318 |
Jiangxi Tonggu
Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
| Tungsten |
CID002317 |
Jiangxi Xinsheng
Tungsten Industry Co., Ltd. |
CHINA |
| Tungsten |
CID002535 |
Jiangxi Xiushui
Xianggan Nonferrous Metals Co., Ltd. |
CHINA |
| Tungsten |
CID002316 |
Jiangxi Yaosheng
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID000105 |
Kennametal
Huntsville |
UNITED STATES |
| Tungsten |
CID000966 |
Kennametal
Inc. |
UNITED STATES |
| Tungsten |
CID002319 |
Malipo Haiyu
Tungsten Co., Ltd. |
CHINA |
| Tungsten |
CID002589 |
Niagara Refining
LLC |
UNITED STATES |
| Tungsten |
CID002543 |
Nui Phao H.C.
Starck Tungsten Chemicals Manufacturing LLC |
VIET NAM |
| Tungsten |
CID002538 |
Sanher Tungsten
Vietnam Co., Ltd. |
VIET NAM |
| Tungsten |
CID001889 |
Tejing (Vietnam)
Tungsten Co., Ltd. |
VIET NAM |
| Tungsten |
CID002011 |
Vietnam Youngsun
Tungsten Industry Co., Ltd. |
VIET NAM |
| Tungsten |
CID002044 |
Wolfram Bergbau
und Hütten AG |
AUSTRIA |
| Tungsten |
CID002047 |
Wolfram Company
CJSC |
RUSSIAN FEDERATION |
| Tungsten |
CID002532 |
Wolfram Company
CJSC |
RUSSIAN FEDERATION |
| Tungsten |
CID002320 |
Xiamen Tungsten
(H.C.) Co., Ltd. |
CHINA |
| Tungsten |
CID002082 |
Xiamen Tungsten
Co., Ltd. |
CHINA |
| Tungsten |
CID002095 |
Xinhai Rendan
Shaoguan Tungsten Co., Ltd. |
CHINA |
Annex
E – Countries of Origin of Conflict Minerals
It
is likely that we used conflict minerals from many of the following sources as well as some that are not identified.
| Angola |
Argentina |
Australia |
Austria |
| Belgium |
Bolivia |
Brazil |
Burundi |
| Cambodia |
Canada |
Central
African Republic |
Chile |
| China |
Colombia |
Côte
D'Ivoire |
Czech
Republic |
| Democratic
Republic of the Congo |
Djibouti |
Ecuador |
Egypt |
| Estonia |
Ethiopia |
France |
Germany |
| Guyana |
Hungary |
India |
Indonesia |
| Ireland |
Israel |
Japan |
Kazakhstan |
| Kenya |
Laos |
Luxembourg |
Madagascar |
| Malaysia |
Mongolia |
Mozambique |
Myanmar |
| Namibia |
Netherlands |
Nigeria |
Peru |
| Portugal |
Republic
of Congo |
Russia |
Rwanda |
| Sierra
Leone |
Singapore |
Slovakia |
South
Africa |
| South
Korea |
South
Sudan |
Spain |
Suriname |
| Switzerland |
Taiwan |
Tanzania |
Thailand |
| Uganda |
United Kingdom |
United States
of America |
Vietnam |
| Zambia |
Zimbabwe |
Recycle/Scrap |
|
