0001702209-18-000017.txt : 20180613 0001702209-18-000017.hdr.sgml : 20180613 20180613201300 ACCESSION NUMBER: 0001702209-18-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180613 DATE AS OF CHANGE: 20180613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaVay Matthew CENTRAL INDEX KEY: 0001702209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 18897865 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-06-12 0 0001122388 ELLIE MAE INC ELLI 0001702209 LaVay Matthew C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP and CFO Common Stock 2018-06-12 4 M 0 26 61.46 A 14433 D Common Stock 2018-06-12 4 S 0 26 109.44 D 14407 D Common Stock 2018-06-12 4 S 0 196 109.4273 D 14211 D Non-Qualified Stock Option (right to buy) 61.46 2018-06-12 4 M 0 26 D 2025-05-07 Common Stock 26 296 D 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. /s/ Mattew LaVay 2018-06-13