0001637360-19-000002.txt : 20190102 0001637360-19-000002.hdr.sgml : 20190102 20190102192856 ACCESSION NUMBER: 0001637360-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHREINER GATES CATHLEEN CENTRAL INDEX KEY: 0001637360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 19503277 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-12-28 0 0001122388 ELLIE MAE INC ELLI 0001637360 SCHREINER GATES CATHLEEN C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP, Sales & Marketing Common Stock 2018-12-28 4 M 0 2549 55.3 A 44338 D Common Stock 2018-12-28 4 S 0 2549 64.0 D 41789 D Non-Qualified Stock Option (right to buy) 55.3 2018-12-28 4 M 0 2549 D 2025-03-23 Common Stock 2549 544 D The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan. 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. /s/ Cathleen Schreiner Gates 2019-01-01