0001637360-18-000014.txt : 20180509 0001637360-18-000014.hdr.sgml : 20180509 20180509171115 ACCESSION NUMBER: 0001637360-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180509 DATE AS OF CHANGE: 20180509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHREINER GATES CATHLEEN CENTRAL INDEX KEY: 0001637360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 18819380 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-07 0 0001122388 ELLIE MAE INC ELLI 0001637360 SCHREINER GATES CATHLEEN C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP, Sales & Marketing Common Stock 2018-05-07 4 M 0 995 25.3 A 44020 D Common Stock 2018-05-07 4 S 0 995 102.6286 D 43025 D Non-Qualified Stock Option (right to buy) 25.3 2018-05-07 4 M 0 995 D 2024-05-06 Common Stock 995 95 D The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan. 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. /s/ Cathleen Schreiner Gates 2018-05-09