0001637360-18-000014.txt : 20180509
0001637360-18-000014.hdr.sgml : 20180509
20180509171115
ACCESSION NUMBER: 0001637360-18-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180507
FILED AS OF DATE: 20180509
DATE AS OF CHANGE: 20180509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHREINER GATES CATHLEEN
CENTRAL INDEX KEY: 0001637360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 18819380
MAIL ADDRESS:
STREET 1: C/O ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-07
0
0001122388
ELLIE MAE INC
ELLI
0001637360
SCHREINER GATES CATHLEEN
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
0
1
0
0
EVP, Sales & Marketing
Common Stock
2018-05-07
4
M
0
995
25.3
A
44020
D
Common Stock
2018-05-07
4
S
0
995
102.6286
D
43025
D
Non-Qualified Stock Option (right to buy)
25.3
2018-05-07
4
M
0
995
D
2024-05-06
Common Stock
995
95
D
The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
/s/ Cathleen Schreiner Gates
2018-05-09