0001513905-19-000014.txt : 20190305
0001513905-19-000014.hdr.sgml : 20190305
20190305211634
ACCESSION NUMBER: 0001513905-19-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderman Sigmund
CENTRAL INDEX KEY: 0001513908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 19661053
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-03-01
0
0001122388
ELLIE MAE INC
ELLI
0001513908
Anderman Sigmund
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
0
0
0
Common Stock
2019-03-01
4
A
0
1624
0.0
A
5809
D
Common Stock
2019-03-01
4
F
0
165
99.52
D
5644
D
Common Stock
2019-03-04
4
S
0
310
99.2677
D
5334
D
Common Stock
10000
I
by 401(k) Plan
Common Stock
68906
I
by Trust
Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on March 1, 2019 of the achievement of performance goals under 2018 performance share awards. Shares of common stock will be issued on or about April 1, 2019 with 25% of the shares vesting on each of the date of issuance, March 1, 2020, March 1, 2021 and March 1, 2022, subject to continuous service through such dates.
Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on March 1, 2019.
The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $99.2000 to $99.4100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Sigmund Anderman
2019-03-05