0001122388-14-000064.txt : 20141028 0001122388-14-000064.hdr.sgml : 20141028 20141028105914 ACCESSION NUMBER: 0001122388-14-000064 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141023 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 141176154 BUSINESS ADDRESS: STREET 1: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 8-K 1 a8-k20141028.htm 8-K 8-K 2014.10.28


 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 23, 2014
 
 
ELLIE MAE, INC.
(Exact name of registrant as specified in its charter)
 
 
Delaware
(State or other jurisdiction of incorporation)
 
 
 
 
001-35140
 
94-3288780
(Commission File Number)
 
(IRS Employer Identification Number)
4155 Hopyard Road, Suite 200
Pleasanton, California 94588
(Address of principal executive offices, including Zip Code)
Registrant’s telephone number, including area code: (925) 227-7000
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
 





Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On October 23, 2014, Ellie Mae, Inc., a Delaware corporation (the “Company”), entered into Change in Control Severance Agreements in substantially the form of such agreement previously adopted by the Company (each, a “Severance Agreement”) with each of the following officers of the Company: (i) Jonathan H. Corr, President and Chief Operating Officer, (ii) Limin Hu, Executive Vice President and Chief Technology Officer and (iii) Edgar A. Luce, Executive Vice President and Chief Financial Officer.
Each Severance Agreement has an initial term of three years and shall automatically renew for successive one year terms unless the Company provides written notice of non-renewal at least 180 days prior to the expiration of the then-current term.
The Company intends to file the form of Severance Agreement as an exhibit to its Annual Report on Form 10-K for the year ending December 31, 2014.




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
Date: October 28, 2014
 
Ellie Mae, Inc.
 
 
 
 
By: /s/ Edgar A. Luce
 
 
Edgar A. Luce
 
 
Executive Vice President, Finance and Administration and Chief Financial Officer