-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGCemvVUbscJhBmUj5GhbvoMKDmdKenQmiLRnDAAl/t2Su3CP5bMMDmbFZMJ83dR X5mq11nVTEpkoVG/Jj9+kA== 0001122342-10-000028.txt : 20100713 0001122342-10-000028.hdr.sgml : 20100713 20100713142419 ACCESSION NUMBER: 0001122342-10-000028 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100713 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100713 DATE AS OF CHANGE: 20100713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC CENTRAL INDEX KEY: 0001122342 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770554122 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31857 FILM NUMBER: 10950060 BUSINESS ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087366900 MAIL ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC DATE OF NAME CHANGE: 20000822 8-K 1 form8k0713.htm form8k0713.htm

 
 
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
____________
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 13, 2010

ALLIANCE FIBER OPTIC PRODUCTS, INC.
(Exact name of registrant as specified in its charter)

Delaware                                                  0-31857                                                 77-0554122
  (State or other jurisdiction                                   (Commission                                              (IRS Employer
of incorporation)                                                   File Number)                                                Identification No.)
 
275 Gibraltar Drive, Sunnyvale, California      94089
     (Address of principal executive offices)              (Zip Code)
 
Registrant’s telephone number, including area code:  (408) 736-6900

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨ 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
X 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨ 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 8.01.  Other Events.

Alliance Fiber Optic Products, Inc. (the Company) announced that it will be holding a  Special Meeting of Stockholders  on August 20, 2010 at the Company’s principal executive offices, 275 Gibraltar Drive, Sunnyvale, California at 2:00 p.m.to consider and vote upon proposals to effect, alternatively, as determined by the Board of Directors at its discretion, a 1-for -5, 1-for-8 or 1-for-10 reverse split of the Company’s issued and outstanding Common Stock.
 
 
Item 9.01.  Financial Statements and Exhibits
 
Exhibit        Description
 
99.1             Press Release dated July 13, 2010 announcing Special Meeting of Stockholders
 

 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Dated:  July 13, 2010
 
ALLIANCE FIBER OPTIC PRODUCTS, INC.
 
By           /s/Anita K. Ho            
Name: Anita K. Ho
Title: Acting Chief Financial Officer
 
 
 
EX-99.1 2 form8k0713press.htm form8k0713press.htm

 
 
 
 
Press Release
 
 
Anita Ho
Acting Chief Financial Officer
Alliance Fiber Optic Products, Inc.                                                                                                                                        & #160;                                                                                       July 13, 2010
Phone: 408-736-6900 x168
 
 
AFOP Announces Special Stockholder Meeting on August 20, 2010 to Consider Reverse Split
 
Sunnyvale, CA – July 13, 2010 - Alliance Fiber Optic Products, Inc. (Nasdaq CM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical network equipment market, today announced that it will hold a special stockholder meeting to consider and vote upon proposals to amend AFOP’s Amended and Restated Certificate of Incorporation to effect, alternatively, as determined by the Board of Directors in its discretion, a 1-for-5, 1-for-8 or 1-for-10 reverse split of the issued and outstanding shares of Common Stock. The special meeting will be held on August 20, 2010. A proxy statement and proxy will be sent to  stockholders of record as of July 16, 2010.  The proxy materials contain important information about the proposals; stockholders are urged to read the m aterials carefully before deciding how to vote.

In additional news, the Company also announced that subsequent to June 30, 2010, UBS redeemed all of the Company’s remaining Auction Rate Securities holdings at the original cash value. As previously announced, the Company will report the details of its Q2, 2010 financial results in a conference call at 1:30 p.m. (Pacific) on July 22, 2010.  To participate in AFOP’s conference call, please call 877-407-9210 at least ten minutes prior to the call in order for the operator to connect you.  The confirmation number for the call is 352601.
 
About AFOP
Founded in 1995, Alliance Fiber Optic Products, Inc. designs, manufactures and markets a broad range of high performance fiber optic components and integrated modules. AFOP's products are used by leading and emerging communications equipment manufacturers to deliver optical networking systems to the long-haul, enterprise, metropolitan and last mile access segments of the communications network. AFOP offers a broad product line of passive optical components including connectivity systems, couplers and splitters, thin filmCWDM and DWDM components and modules, optical attenuators, and micro-optics devices. AFOP is headquartered in Sunnyvale, California, with manufacturing and product development capabilities in the United States, Taiwan and China. AFOP's website is located at http://www.afop.com.
 
 
 

-----END PRIVACY-ENHANCED MESSAGE-----