-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NlZU/ngYFxuwnFcikS0aZpLmXAKB0ZWu2X+1+64EI0ddn1Hxac8ekLjyHFnmwuF4 LkaOd1uk6yDfBnTMDfdcZQ== 0001122342-10-000018.txt : 20100517 0001122342-10-000018.hdr.sgml : 20100517 20100514181824 ACCESSION NUMBER: 0001122342-10-000018 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100514 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC CENTRAL INDEX KEY: 0001122342 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770554122 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31857 FILM NUMBER: 10835241 BUSINESS ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087366900 MAIL ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC DATE OF NAME CHANGE: 20000822 8-K 1 form8k05142010.htm form8k05142010.htm

 
 
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 

 
Date of Report (Date of earliest event reported):  May 14, 2010
 
ALLIANCE FIBER OPTIC PRODUCTS, INC.
 
(Exact name of registrant as specified in its charter)
 

 
Delaware
(State or Other Jurisdiction of Incorporation)
0-31857
(Commission File Number)
77-0554122
(I.R.S. Employer
Identification No.)
 
 
 275 Gibraltar Drive  
Sunnyvale, CA 
(Address of principal executive offices)    
  94089
 (Zip Code)
 
(408) 736-6900
(Registrant's telephone number,
including area code)

N/A
(Former name or former address, if changed since last report.)


 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
 

 
 
 

Item 5.07   Submission of Matters to a Vote of Security Holders.
 
At the Annual Meeting of Stockholders of Alliance Fiber Optic Products, Inc. held on May 14, 2010, the following actions were taken:
 
Proposal 1:  Peter C. Chang and Richard Black were elected as Class I directors to serve until the 2013 Annual Meeting of Stockholders or until their successors are duly elected and qualified:
 
Class I Directors
For
Withheld
Broker Non-Votes
Peter C. Chang
23,272,401
358,168
10,591,824
Richard Black
23,298,954
331,615
10,591,824

 
Proposal 2:  Ratification of the appointment of Stonefield Josephson, Inc. as the Company's independent registered public accountants:
 
For
Against
Abstain
33.372.479
731,020
118,893

 
Proposal 3:  Approval of the adoption of the Company's 2000 Stock Incentive Plan, as amended and restated:
 
For
Against
Abstain
Broker Non-Votes
20,299,778
3,309,506
21,286
10,591,824
       

 
Proposal 4:  Approval of an amendment to the Amended and Restated Certificate of Incorporation to decrease the number of shares of  Common Stock authorized for issuance from 250,000,000 shares to 80,000,000 shares:
 
For
Against
Abstain
33,714,690
447,531
60,171
 
       

 

 
 
 


 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: May 14, 2010
 
ALLIANCE FIBER OPTIC PRODUCTS, INC.



By:                    s/s Anita K. Ho                                             
                            Anita K. Ho
                 Acting Chief Financial Officer

 
 
 


 
 
 

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