0001231553-17-000001.txt : 20170222 0001231553-17-000001.hdr.sgml : 20170222 20170222162534 ACCESSION NUMBER: 0001231553-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA INC /PA/ CENTRAL INDEX KEY: 0001122304 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 232229683 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 BUSINESS PHONE: 8602730123 MAIL ADDRESS: STREET 1: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 FORMER COMPANY: FORMER CONFORMED NAME: AETNA U S HEALTHCARE INC DATE OF NAME CHANGE: 20000822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bertolini Mark T CENTRAL INDEX KEY: 0001352552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16095 FILM NUMBER: 17628759 MAIL ADDRESS: STREET 1: AETNA INC. STREET 2: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0001122304 AETNA INC /PA/ AET 0001352552 Bertolini Mark T 151 FARMINGTON AVENUE HARTFORD CT 06156 0 1 0 0 Chairman and CEO Common Stock 2017-02-21 4 M 0 8894 A 304070 D Common Stock 2017-02-21 4 F 0 4362 126.34 D 299708 D Common Stock 120000 I by Charitable Lead Annuity Trust ("CLAT") Common Stock 454071 I by Grantor Retained Annuity Trust ("GRAT") Stock Appreciation Rights 125.27 2017-02-17 4 A 0 260037 0 A 2018-02-17 2027-02-17 Common Stock 260037 260037 D Restricted Stock Units 2017-02-17 4 A 0 19830 0 A Common Stock 19830 19830 D Restricted Stock Units 2017-02-21 4 M 0 8894 0 D Common Stock 8894 17786 D Represents vesting of previously reported Restricted Stock Units granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan"). Each Restricted Stock Unit represents a right to receive one share of Aetna Inc. Common Stock net of taxes. Represents tax withholding on vesting of previously reported Restricted Stock Units. Represents shares held by CLAT where Reporting Person is investment advisor. Represents shares held by GRAT where Reporting Person is sole trustee. Stock Appreciation Rights granted under the Plan, exercisable in three annual installments beginning February 17, 2018. Restricted Stock Units granted under the Plan vest in three annual installments beginning February 17, 2018. Restricted Stock Units granted under the Plan. Mark T. Bertolini, by Judith H. Jones, Attorney-in-Fact 2017-02-22