0001122304-18-000031.txt : 20180306 0001122304-18-000031.hdr.sgml : 20180306 20180306161436 ACCESSION NUMBER: 0001122304-18-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUERTIN SHAWN M CENTRAL INDEX KEY: 0001231553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16095 FILM NUMBER: 18670035 MAIL ADDRESS: STREET 1: AETNA INC. STREET 2: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA INC /PA/ CENTRAL INDEX KEY: 0001122304 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 232229683 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 BUSINESS PHONE: 8602730123 MAIL ADDRESS: STREET 1: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 FORMER COMPANY: FORMER CONFORMED NAME: AETNA U S HEALTHCARE INC DATE OF NAME CHANGE: 20000822 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-02 0001122304 AETNA INC /PA/ AET 0001231553 GUERTIN SHAWN M AETNA INC. 151 FARMINGTON AVENUE HARTFORD CT 06156 0 1 0 0 Exec. Vice President, CFO Common Stock 2018-03-02 4 M 0 12538 A 54421 D Common Stock 2018-03-02 4 F 0 5684 177.53 D 48737 D Common Stock 629.6584 I By 401(k) Plan Performance Stock Units 2018-03-02 4 M 0 10448 0 D Common Stock 10448 0 D Restricted Stock Units 2018-03-02 4 A 0 23940 0 A Common Stock 23940 23940 D Represents vesting of previously reported Performance Stock Units ("PSUs") granted under the 2010 Stock Incentive Plan (the "Plan"). Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. Represents tax withholding on vesting of previously reported PSUs. Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on February 28, 2018 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date. PSUs granted under the Plan. Each Restricted Stock Unit ("RSU") represents a right to receive one share of Aetna Inc. Common Stock net of taxes. RSUs granted under the Plan vest in three annual installments beginning December 2, 2018. Shawn M. Guertin by Judith H. Jones, Attorney-in-fact 2018-03-06