0001181431-13-058429.txt : 20131112 0001181431-13-058429.hdr.sgml : 20131111 20131112200656 ACCESSION NUMBER: 0001181431-13-058429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FP Annual Fund Investors, LLC CENTRAL INDEX KEY: 0001212626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131212020 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FP ANNUAL FUND INVESTORS LLC DATE OF NAME CHANGE: 20030102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Management, LP CENTRAL INDEX KEY: 0001197853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131212021 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: Francisco Partners Management, LLC DATE OF NAME CHANGE: 20100129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS MANAGEMENT LLC DATE OF NAME CHANGE: 20021010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Fund A, L.P. CENTRAL INDEX KEY: 0001136182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131212022 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS FUND A LP DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners, LP CENTRAL INDEX KEY: 0001122021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131212023 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS LP DATE OF NAME CHANGE: 20010111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners GP, LLC CENTRAL INDEX KEY: 0001135609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131212024 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS GP LLC DATE OF NAME CHANGE: 20010228 4 1 rrd395104.xml FORM 4 X0306 4 2013-11-12 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001135609 Francisco Partners GP, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001122021 Francisco Partners, LP ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001136182 Francisco Partners Fund A, L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001197853 Francisco Partners Management, LP ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001212626 FP Annual Fund Investors, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 Common Stock 2013-11-12 4 C 0 6245946 A 7389021 I See footnote Common Stock 2013-11-12 4 C 0 30756 A 36385 I See footnote Common Stock 2013-11-12 4 C 0 4707 A 5429 I See footnote Series A Convertible Preferred Stock 2013-11-12 4 C 0 6245946 0 D Common Stock 6245946 0 I See footnote Series A Convertible Preferred Stock 2013-11-12 4 C 0 30756 0 D Common Stock 30756 0 I See footnote Series A Convertible Preferred Stock 2013-11-12 4 C 0 4707 0 D Common Stock 4707 0 I See footnote Each share of the Series A Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. The shares are held directly by Francisco Partners, L.P. ("FP I"). Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, shares voting and dispositive power with respect to the securities held by FP I. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FP I. Such persons and entities disclaim beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein. The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). FP GP LLC, the general partner of FPFA, shares voting and dispositive power with respect to the securities held by FPFA. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FPFA. Such persons and entities disclaim beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein. The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). Francisco Partners Management, LP ("FPM LP"), the manager of FPAFI, shares voting and dispositive power with respect to the securities held by FPAFI. Messrs. Deb, Golob, Geeslin and Perlman, certain of the partners of FPM LP, share voting and dispositive power with respect to the shares held by FPAFI. Such persons and entities disclaim beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein. This report is one of four reports, each on a separate Form 3, but relating to the same transaction being filed by the Francisco Partners and certain of its affiliated funds and partners. The Reporting Person may be deemed to be, but does not concede to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. /s/ David R. Golob, a Manager of Francisco Partners GP, LLC 2013-11-12 /s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners, L.P. 2013-11-12 /s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners Fund A, L.P. 2013-11-12 /s/ David R. Golob, a Partner of Francisco Partners Management, LP 2013-11-12 /s/ David R. Golob, a Partner of Francisco Partners Management, LP, the Manager of FP Annual Fund Investors, LLC 2013-11-12