0001181431-13-058429.txt : 20131112
0001181431-13-058429.hdr.sgml : 20131111
20131112200656
ACCESSION NUMBER: 0001181431-13-058429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131112
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FP Annual Fund Investors, LLC
CENTRAL INDEX KEY: 0001212626
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212020
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: FP ANNUAL FUND INVESTORS LLC
DATE OF NAME CHANGE: 20030102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners Management, LP
CENTRAL INDEX KEY: 0001197853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212021
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: Francisco Partners Management, LLC
DATE OF NAME CHANGE: 20100129
FORMER NAME:
FORMER CONFORMED NAME: FRANCISCO PARTNERS MANAGEMENT LLC
DATE OF NAME CHANGE: 20021010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners Fund A, L.P.
CENTRAL INDEX KEY: 0001136182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212022
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: FRANCISCO PARTNERS FUND A LP
DATE OF NAME CHANGE: 20010305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners, LP
CENTRAL INDEX KEY: 0001122021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212023
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: FRANCISCO PARTNERS LP
DATE OF NAME CHANGE: 20010111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners GP, LLC
CENTRAL INDEX KEY: 0001135609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131212024
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: FRANCISCO PARTNERS GP LLC
DATE OF NAME CHANGE: 20010228
4
1
rrd395104.xml
FORM 4
X0306
4
2013-11-12
0
0001348334
BARRACUDA NETWORKS INC
CUDA
0001135609
Francisco Partners GP, LLC
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001122021
Francisco Partners, LP
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001136182
Francisco Partners Fund A, L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001197853
Francisco Partners Management, LP
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001212626
FP Annual Fund Investors, LLC
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
Common Stock
2013-11-12
4
C
0
6245946
A
7389021
I
See footnote
Common Stock
2013-11-12
4
C
0
30756
A
36385
I
See footnote
Common Stock
2013-11-12
4
C
0
4707
A
5429
I
See footnote
Series A Convertible Preferred Stock
2013-11-12
4
C
0
6245946
0
D
Common Stock
6245946
0
I
See footnote
Series A Convertible Preferred Stock
2013-11-12
4
C
0
30756
0
D
Common Stock
30756
0
I
See footnote
Series A Convertible Preferred Stock
2013-11-12
4
C
0
4707
0
D
Common Stock
4707
0
I
See footnote
Each share of the Series A Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
The shares are held directly by Francisco Partners, L.P. ("FP I"). Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, shares voting and dispositive power with respect to the securities held by FP I. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FP I. Such persons and entities disclaim beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein.
The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). FP GP LLC, the general partner of FPFA, shares voting and dispositive power with respect to the securities held by FPFA. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FPFA. Such persons and entities disclaim beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein.
The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). Francisco Partners Management, LP ("FPM LP"), the manager of FPAFI, shares voting and dispositive power with respect to the securities held by FPAFI. Messrs. Deb, Golob, Geeslin and Perlman, certain of the partners of FPM LP, share voting and dispositive power with respect to the shares held by FPAFI. Such persons and entities disclaim beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein.
This report is one of four reports, each on a separate Form 3, but relating to the same transaction being filed by the Francisco Partners and certain of its affiliated funds and partners. The Reporting Person may be deemed to be, but does not concede to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
/s/ David R. Golob, a Manager of Francisco Partners GP, LLC
2013-11-12
/s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners, L.P.
2013-11-12
/s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners Fund A, L.P.
2013-11-12
/s/ David R. Golob, a Partner of Francisco Partners Management, LP
2013-11-12
/s/ David R. Golob, a Partner of Francisco Partners Management, LP, the Manager of FP Annual Fund Investors, LLC
2013-11-12