0001181431-13-057031.txt : 20131105 0001181431-13-057031.hdr.sgml : 20131105 20131105192853 ACCESSION NUMBER: 0001181431-13-057031 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FP Annual Fund Investors, LLC CENTRAL INDEX KEY: 0001212626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131194256 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FP ANNUAL FUND INVESTORS LLC DATE OF NAME CHANGE: 20030102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Management, LP CENTRAL INDEX KEY: 0001197853 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131194257 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: Francisco Partners Management, LLC DATE OF NAME CHANGE: 20100129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS MANAGEMENT LLC DATE OF NAME CHANGE: 20021010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Fund A, L.P. CENTRAL INDEX KEY: 0001136182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131194258 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS FUND A LP DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners, LP CENTRAL INDEX KEY: 0001122021 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131194259 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS LP DATE OF NAME CHANGE: 20010111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners GP, LLC CENTRAL INDEX KEY: 0001135609 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 131194260 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS GP LLC DATE OF NAME CHANGE: 20010228 3 1 rrd394395.xml FORM 3 X0206 3 2013-11-05 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001135609 Francisco Partners GP, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001122021 Francisco Partners, LP ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001136182 Francisco Partners Fund A, L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001197853 Francisco Partners Management, LP ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001212626 FP Annual Fund Investors, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 Common Stock 1143075 I See footnote Common Stock 5629 I See footnote Common Stock 722 I See footnote Series A Convertible Preferred Stock Common Stock 6245946 I See footnote Series A Convertible Preferred Stock Common Stock 30756 I See footnote Series A Convertible Preferred Stock Common Stock 4707 I See footnote The shares are held directly by Francisco Partners, L.P. ("FP I"). Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, shares voting and dispositive power with respect to the securities held by FP I. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FP I. Such persons and entities disclaim beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein. The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). FP GP LLC, the general partner of FPFA, shares voting and dispositive power with respect to the securities held by FPFA. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP LLC, share voting and dispositive power with respect to the shares held by FPFA. Such persons and entities disclaim beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein. The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). Francisco Partners Management, LP ("FPM LP"), the manager of FPAFI, shares voting and dispositive power with respect to the securities held by FPAFI. Messrs. Deb, Golob, Geeslin and Perlman, certain of the partners of FPM LP, share voting and dispositive power with respect to the shares held by FPAFI. Such persons and entities disclaim beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein. Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date. This report is one of four reports, each on a separate Form 3, but relating to the same transaction being filed by the Francisco Partners and certain of its affiliated funds and partners. The Reporting Persons may be deemed to be, but do not concede to being, members of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. /s/ David R. Golob, a Manager of Francisco Partners GP, LLC 2013-11-05 /s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners, L.P. 2013-11-05 /s/ David R. Golob, a Manager of Francisco Partners GP, LLC, the General Partner of Francisco Partners Fund A, L.P. 2013-11-05 /s/ David R. Golob, a Partner of Francisco Partners Management, LP 2013-11-05 /s/ David R. Golob, a Partner of Francisco Partners Management, LP, the Manager of FP Annual Fund Investors, LLC 2013-11-05