-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PvMpHpfhva5rraardTUHpEtM/Z3bIX14MEsV8+KOO0WB8NZlOE2+/5cy2xNYxkco QwPC+EoMUF9SVexlK1BR4Q== 0000950103-09-002519.txt : 20091001 0000950103-09-002519.hdr.sgml : 20091001 20091001184153 ACCESSION NUMBER: 0000950103-09-002519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090929 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO PARTNERS GP LLC CENTRAL INDEX KEY: 0001135609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 091099882 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152772900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO PARTNERS MANAGEMENT LLC CENTRAL INDEX KEY: 0001197853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 091099881 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152772900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Modular Technologies (WWH), Inc. CENTRAL INDEX KEY: 0001326973 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 202509518 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0829 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: 510-623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO PARTNERS LP CENTRAL INDEX KEY: 0001122021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 091099885 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 650-233-2900 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Fund A, L.P. CENTRAL INDEX KEY: 0001136182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 091099884 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS FUND A LP DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FP Annual Fund Investors, LLC CENTRAL INDEX KEY: 0001212626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 091099883 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FP ANNUAL FUND INVESTORS LLC DATE OF NAME CHANGE: 20030102 4 1 dp15089_ex.xml FORM 4 X0303 4 2009-09-29 1 0001326973 SMART Modular Technologies (WWH), Inc. SMOD 0001122021 FRANCISCO PARTNERS LP ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001136182 Francisco Partners Fund A, L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001212626 FP Annual Fund Investors, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001135609 FRANCISCO PARTNERS GP LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001197853 FRANCISCO PARTNERS MANAGEMENT LLC ONE LETTERMAN DRIVE BUILDING C, SUITE 410 SAN FRANCISCO CA 94129 0 0 1 0 Common Stock 2009-09-29 4 S 0 6865253 4.80 D 0 D Common Stock 2009-09-29 4 S 0 33805 4.80 D 0 I See footnote Common Stock 2009-09-29 4 S 0 11455 4.80 D 0 I See footnote 33,805 shares were sold by Francisco Partners Fund A, L.P., for which voting and investment power belongs to a group of managing directors of Francisco Partners GP, LLC. Each of the managing directors of Francisco Partners GP, LLC disclaim beneficial ownership of the securities. 11,455 shares were sold by FP Annual Fund Investors, L.L.C., for which voting and investment power belongs to a group of managing directors of Francisco Partners Management, LLC. Each of the managing directors of Francisco Partners Management, LLC disclaim beneficial ownership of the securities. FRANCISCO PARTNERS, L.P., By Francisco Partners GP, L.L.C., General Partner, By /s/ Dipanjan Deb, Managing Member 2009-10-01 FRANCISCO PARTNERS FUND A, L.P., By Francisco Parners GP, L.L.C., General Partner, By /s/ Dipanjan Deb, Managing Member 2009-10-01 FP ANNUAL FUND INVESTORS, LLC, by Francisco Partners Management, LLC, its Managing Member, By /s/ Dipanjan Deb, Managing Member 2009-10-01 FRANCISCO PARTNERS GP, LLC, By /s/ Dipanjan Deb, Managing Member 2009-10-01 FRANCISCO PARTNERS MANAGEMENT, LLC, By /s/ Dipanjan Deb, Managing Member 2009-10-01 -----END PRIVACY-ENHANCED MESSAGE-----