0000899243-16-032180.txt : 20161021 0000899243-16-032180.hdr.sgml : 20161021 20161021184237 ACCESSION NUMBER: 0000899243-16-032180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners Fund A, L.P. CENTRAL INDEX KEY: 0001136182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 161947051 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS FUND A LP DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners, LP CENTRAL INDEX KEY: 0001122021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 161947052 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS LP DATE OF NAME CHANGE: 20010111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francisco Partners GP, LLC CENTRAL INDEX KEY: 0001135609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 161947053 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-418-2900 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: FRANCISCO PARTNERS GP LLC DATE OF NAME CHANGE: 20010228 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-19 1 0001348334 BARRACUDA NETWORKS INC CUDA 0001135609 Francisco Partners GP, LLC C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C- STE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001122021 Francisco Partners, LP C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C- STE 410 SAN FRANCISCO CA 94129 0 0 1 0 0001136182 Francisco Partners Fund A, L.P. C/O FRANCISCO PARTNERS MANAGEMENT, L.P. ONE LETTERMAN DRIVE, BUILDING C- STE 410 SAN FRANCISCO CA 94129 0 0 1 0 Common Stock 2016-10-19 4 J 0 1161265 0.00 D 2408965 I See footnotes Common Stock 2016-10-19 4 J 0 5718 0.00 D 11862 I See footnotes Common Stock 2016-10-19 4 J 0 66750 0.00 A 2487577 I See footnotes These securities are directly held by Francisco Partners, L.P. ("FP I"). These securities are directly held by Francisco Partners Fund A, L.P. ("FPFA"). In connection with the transactions described in footnote 4 herein, FPFA's pro rata distribution of Common Stock (as defined herein) included the disposition of Common Stock to Francisco Partners GP, LLC ("FP GP LLC" and collectively with FP I and FPFA, "Francisco Partners"). These securities include Common Stock directly held and beneficially owned by FP GP LLC. On October 19, 2016, each of FP I and FPFA made pro rata distributions of common stock of Barracuda Networks, Inc., par value $0.001 per share ("Common Stock"), without any additional consideration, to their respective limited and general partners. The general partner of each of FP I and FPFA is FP GP LLC. The managers of FP GP LLC are Messrs. Benjamin H. Ball, Dipanjan Deb, Neil M. Garfinkel, Keith Geeslin and David R. Golob and the investment committee of FP GP LLC consists of Messrs. Dipanjan Deb, Keith Geeslin, David R. Golob and Ezra Perlman (collectively, the "FP Managers"). Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of such Francisco Partners entities and the FP Managers may be deemed to beneficially own the Common Stock beneficially owned by FP III and FPPF III directly or indirectly controlled by it, but each (other than FP I, FPFA and FP GP LLC to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Following the transactions described herein, the Francisco Partners entities hold less than 10% of the Issuer's outstanding Common Stock, based on 52,303,252 shares outstanding as disclosed in the Issuer's Quarterly Report on Form 10-Q for the quarter ended August 31, 2016, filed with the Commission on October 11, 2016. This report is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by Francisco Partners and certain of its affiliated funds and partners. Prior to the transactions described herein, the Reporting Persons may be deemed to be, but does not concede to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. FRANCISCO PARTNERS GP, LLC, By: /s/ David R. Golob, Name: David R. Golob, Title: Manager 2016-10-21 FRANCISCO PARTNERS, L.P., By: Francisco Partners GP, LLC, its general partner, By: /s/ David R. Golob, Name: David R. Golob, Title: Manager 2016-10-21 FRANCISCO PARTNERS FUND A, L.P., By: Francisco Partners GP, LLC, its general partner, By: /s/ David R. Golob, Name: David R. Golob, Title: Manager 2016-10-21