13F-HR 1 d297854d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number:_________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Charles Stewart Mott Foundation Address: 503 S. Saginaw Street Flint, MI 48302-1820 Form 13F File Number: 28-05859 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip H. Peters Title: Secretary/Treasurer Phone: (810) 238-5651 Signature, Place, and Date of Signing: \s\ Phillip H. Peters Flint, MI 2/6/12 --------------------- --------- ------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE [If there are no entries in this list, omit this section.] FORM 13F FILE NUMBER NAME ------------------------------------- ------------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 ----------- Form 13F Information Table Value Total: $ 41,949 ----------- (thousands)
List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
Form 13F File Number No. 28- Name --- -------------------- ---- [Repeat as necessary.]
FORM 13F INFORMATION TABLE Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Column 1 ---------------- ------------------- Value Shrs or sh/ put/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x$1000) Prn Amt prn call Discretion Managers Sole Shared None -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- AIR PRODUCTS & CHEMICAL INC COM 009158106 1,084 12,727 sh Sole 12,727 APACHE CORP COM 037411105 1,004 11,081 sh Sole 11,081 BARRICK GOLD CORP COM 067901108 920 20,326 sh Sole 20,326 BHP BILLITON LTD SPON ADR SPONSORED ADR 088606108 1,021 14,455 sh Sole 14,455 CHEVRON CORPORATION COM 166764100 1,119 10,514 sh Sole 10,514 CONOCOPHILLIPS COM 20825C104 1,091 14,969 sh Sole 14,969 DIAMOND OFFSHORE DRILLING INC COM 25271C102 942 17,047 sh Sole 17,047 ENERGEN CORP COM 29265N108 1,048 20,952 sh Sole 20,952 FREEPORT-MCMORAN COPPER & GOLD B COM 35671D857 1,031 28,018 sh Sole 28,018 INTERNATIONAL PAPER CO COM 460146103 1,688 57,040 sh Sole 57,040 ISHARES S&P MIDCAP 400 INDEX FD S&P MIDCAP 400 464287507 16,865 192,500 sh Sole 192,500 MARATHON OIL CORP COM 565849106 1,134 38,759 sh Sole 38,759 MARATHON PETE CORP COM 56585A102 1,007 30,257 sh Sole 30,257 MONSANTO CO COM 61166W101 1,015 14,491 sh Sole 14,491 MOSAIC CO NEW COM 61945C103 997 19,764 sh Sole 19,764 PEABODY ENERGY CORP COM 704549104 968 29,246 sh Sole 29,246 POTASH CORP SASK INC ADR COM 73755L107 984 23,845 sh Sole 23,845 PROLOGIS INC COM 74340W103 1,100 38,492 sh Sole 38,492 SCHLUMBERGER LTD COM 806857108 994 14,547 sh Sole 14,547 SIGMA ALDRICH CORP COM 826552101 1,032 16,524 sh Sole 16,524 SIMON PROPERTY GROUP INC COM 828806109 1,095 8,494 sh Sole 8,494 VALE S A ADR ADR 91912E105 947 44,165 sh Sole 44,165 VORNADO RLTY TR SH BEN INT 929042109 1,074 13,978 sh Sole 13,978 WEYERHAEUSER CO COM 962166104 1,787 95,718 sh Sole 95,718 41,949