0001179110-16-031325.txt : 20161108 0001179110-16-031325.hdr.sgml : 20161108 20161108160432 ACCESSION NUMBER: 0001179110-16-031325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METABOLIX, INC. CENTRAL INDEX KEY: 0001121702 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 043158289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 PRESIDENTIAL WAY STREET 2: SUITE 201 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 617-583-1700 MAIL ADDRESS: STREET 1: 19 PRESIDENTIAL WAY STREET 2: SUITE 201 CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: METABOLIX INC DATE OF NAME CHANGE: 20000810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAULSON JOSEPH H CENTRAL INDEX KEY: 0001235215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 161981304 MAIL ADDRESS: STREET 1: C/O METABOLIX, INC. STREET 2: 21 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 edgar.xml FORM 4 - X0306 4 2016-11-04 0 0001121702 METABOLIX, INC. MBLX 0001235215 SHAULSON JOSEPH H C/O METABOLIX, INC. 19 PRESIDENTIAL WAY WOBURN MA 01801 1 0 0 0 Common Stock 2016-11-04 4 F 0 49080 .44 D 320514 D Common Stock 14695 I By 401(k) Plan Stock Option (right to buy) .44 2016-11-04 4 A 0 400000 0 A 2023-12-19 Common Stock 400000 400000 D Stock Option (right to buy) .44 2016-11-04 5 A 0 E 350000 0 A 2023-12-19 Common Stock 350000 350000 D Represents shares withheld in payment of witholding taxes upon vesting of RSUs granted 4/1/15. Shares acquired as Company matching contributions under the Metabolix, Inc. 401(k) Plan. This stock option will become exercisable upon the effectiveness of the release executed by Mr. Shaulson in connection with his separation agreement with the Issuer. This stock option is subject to and contingent upon shareholder approval of the amendments to the Issuer's 2014 Stock Option and Incentive Plan adopted by the Issuer's Board of Directors on October 31, 2016. /s/ Sarah P. Cecil, attorney-in-fact 2016-11-08